UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$1.01B |
| 2 |
Microsoft
MSFT
|
+$922M |
| 3 |
Amazon
AMZN
|
+$646M |
| 4 |
Tesla
TSLA
|
+$554M |
| 5 |
Alphabet (Google) Class A
GOOGL
|
+$496M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Abbott
ABT
|
+$1.04B |
| 2 |
Linde
LIN
|
+$949M |
| 3 |
ExxonMobil
XOM
|
+$313M |
| 4 |
VMW
VMware, Inc
VMW
|
+$217M |
| 5 |
NVIDIA
NVDA
|
+$205M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 30.4% |
| 2 | Healthcare | 13.37% |
| 3 | Consumer Discretionary | 11.23% |
| 4 | Financials | 10.99% |
| 5 | Communication Services | 8.07% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1501
Calix
CALX
$2.26B
| $2.26M | ﹤0.01% |
49,406
-6,659
| -12% | -$301K |
|
|
GMS
1502
DELISTED
GMS Inc
GMS
| $2.26M | ﹤0.01% |
35,379
-13,676
| -28% | -$949K |
|
1503
Hannon Armstrong Sustainable Infrastructure Capital
HASI
$4.84B
| $2.26M | ﹤0.01% |
106,648
+10,002
| +10% | +$240K |
|
1504
OSI Systems
OSIS
$3.65B
| $2.26M | ﹤0.01% |
19,150
-3,642
| -16% | -$439K |
|
1505
International Bancshares
IBOC
$4.76B
| $2.26M | ﹤0.01% |
52,120
-4,686
| -8% | -$214K |
|
1506
Phinia Inc
PHIN
$2.7B
| $2.26M | ﹤0.01% |
+84,189
| New | +$2.33M |
|
1507
CorVel
CRVL
$3.06B
| $2.25M | ﹤0.01% |
34,401
-3,324
| -9% | -$229K |
|
|
ENV
1508
DELISTED
ENVESTNET, INC.
ENV
| $2.25M | ﹤0.01% |
51,205
+2,879
| +6% | +$158K |
|
1509
Dorman Products
DORM
$3.98B
| $2.24M | ﹤0.01% |
29,585
+1,500
| +5% | +$122K |
|
1510
International Seaways
INSW
$4.76B
| $2.24M | ﹤0.01% |
49,728
-10,133
| -17% | -$425K |
|
1511
Arbor Realty Trust
ABR
$964M
| $2.24M | ﹤0.01% |
147,243
+20,283
| +16% | +$321K |
|
1512
Energizer
ENR
$1.44B
| $2.23M | ﹤0.01% |
69,751
-6,848
| -9% | -$235K |
|
1513
Strategic Education
STRA
$1.85B
| $2.23M | ﹤0.01% |
29,687
+2,564
| +9% | +$189K |
|
|
PYCR
1514
DELISTED
Paycor HCM, Inc. Common Stock
PYCR
| $2.23M | ﹤0.01% |
97,810
+70,503
| +258% | +$1.68M |
|
|
OPLN
1515
Openlane
OPLN
$4.21B
| $2.23M | ﹤0.01% |
149,649
+50,745
| +51% | +$781K |
|
|
SIX
1516
DELISTED
Six Flags Entertainment Corp.
SIX
| $2.22M | ﹤0.01% |
94,618
-407,374
| -81% | -$9.63M |
|
|
CVSA
1517
Covista Inc
CVSA
$4.25B
| $2.21M | ﹤0.01% |
51,649
+2,435
| +5% | +$103K |
|
1518
Credo Technology Group
CRDO
$38.6B
| $2.2M | ﹤0.01% |
144,497
+40,630
| +39% | +$641K |
|
1519
AAR Corp
AIR
$5.59B
| $2.19M | ﹤0.01% |
36,868
+6,036
| +20% | +$359K |
|
1520
Mercury Systems
MRCY
$5.83B
| $2.19M | ﹤0.01% |
59,034
+1,904
| +3% | +$70.2K |
|
1521
Gentherm
THRM
$1.25B
| $2.19M | ﹤0.01% |
40,350
+88
| +0.2% | +$5.11K |
|
1522
Donnelley Financial Solutions
DFIN
$1.16B
| $2.19M | ﹤0.01% |
38,855
-5,858
| -13% | -$284K |
|
1523
Interparfums
IPAR
$3.99B
| $2.18M | ﹤0.01% |
16,253
+1,074
| +7% | +$147K |
|
1524
Fulton Financial
FULT
$4.66B
| $2.18M | ﹤0.01% |
180,268
+15,681
| +10% | +$206K |
|
1525
Pegasystems
PEGA
$5.02B
| $2.18M | ﹤0.01% |
100,302
-12,844
| -11% | -$314K |
|
Similar funds
UBS AM's Q3 2023 Portfolio in Review
As of Q3 2023, UBS AM held 2,762 positions worth $223B, up 8.1% from $206B the previous quarter. Its ten largest holdings account for 26% of the portfolio.
UBS AM deployed $7.28B of net new capital in Q3 2023, opening 89 new positions and adding to 1,400 existing holdings. Its largest new stake was Kenvue: 8,680,819 shares worth $174M.
By sector, the portfolio is most concentrated in Technology at 30% of assets, up from 28% a quarter earlier, followed by Healthcare and Consumer Discretionary.
On the sell side, the largest reduction was Abbott, an estimated $1.04B trimmed.
- UBS AM's largest Q3 2023 buy was Kenvue: 8,680,819 shares worth $174M.
- UBS AM added most to Apple in Q3 2023, an estimated $1.01B increase.
- UBS AM's biggest Q3 2023 reduction was Abbott, cutting an estimated $1.04B.
- UBS AM fully exited World Wrestling Entertainment in Q3 2023, selling an estimated $128M.
- UBS AM's ten largest holdings make up 26% of its $223B portfolio in Q3 2023.
- UBS AM opened 89 new positions and closed 174 in Q3 2023.
- UBS AM's portfolio value rose 8.1% quarter-over-quarter to $223B.
Based on UBS AM's 13F filing for Q3 2023, filed 13 Nov 2023.