UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Bank of America
BAC
|
+$166M |
| 2 |
Baidu
BIDU
|
+$150M |
| 3 |
LyondellBasell Industries
LYB
|
+$132M |
| 4 |
Kroger
KR
|
+$130M |
| 5 |
Trane Technologies
TT
|
+$124M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$245M |
| 2 |
Amazon
AMZN
|
+$205M |
| 3 |
Synchrony
SYF
|
+$198M |
| 4 |
Meta Platforms (Facebook)
META
|
+$175M |
| 5 |
CVS Health
CVS
|
+$171M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 15.05% |
| 2 | Technology | 14.91% |
| 3 | Healthcare | 13.85% |
| 4 | Consumer Discretionary | 9.89% |
| 5 | Communication Services | 9.65% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1501
Designer Brands
DBI
$307M
| $951K | ﹤0.01% |
41,948
-23,158
| -36% | -$525K |
|
|
CLNY
1502
DELISTED
Colony Capital, Inc.
CLNY
| $948K | ﹤0.01% |
46,811
-30,516
| -39% | -$598K |
|
|
DMC
1503
Del Monte Corp
DMC
$1.41B
| $943K | ﹤0.01% |
15,566
-14,083
| -47% | -$866K |
|
1504
Papa John's
PZZA
$984M
| $943K | ﹤0.01% |
11,016
-11,268
| -51% | -$934K |
|
|
KS
1505
DELISTED
KapStone Paper and Pack Corp.
KS
| $942K | ﹤0.01% |
42,731
-22,100
| -34% | -$449K |
|
1506
MBIA
MBI
$261M
| $941K | ﹤0.01% |
87,889
-60,474
| -41% | -$558K |
|
1507
Universal Corp
UVV
$1.31B
| $936K | ﹤0.01% |
14,686
-4,727
| -24% | -$270K |
|
|
UBA
1508
DELISTED
Urstadt Biddle Properties Inc. Class A
UBA
| $931K | ﹤0.01% |
38,622
-1,172
| -3% | -$26.1K |
|
|
HI
1509
DELISTED
Hillenbrand
HI
| $928K | ﹤0.01% |
24,197
-20,601
| -46% | -$696K |
|
|
GWB
1510
DELISTED
Great Western Bancorp, Inc.
GWB
| $925K | ﹤0.01% |
21,221
-12,670
| -37% | -$473K |
|
|
CVG
1511
DELISTED
Convergys
CVG
| $921K | ﹤0.01% |
37,520
-64,856
| -63% | -$1.74M |
|
1512
Wolverine World Wide
WWW
$1.61B
| $918K | ﹤0.01% |
41,798
-28,551
| -41% | -$647K |
|
|
UCB
1513
United Community Banks
UCB
$4.24B
| $918K | ﹤0.01% |
31,001
-11,844
| -28% | -$297K |
|
1514
Carpenter Technology
CRS
$25.8B
| $912K | ﹤0.01% |
25,202
-5,243
| -17% | -$194K |
|
1515
Granite Construction
GVA
$5.29B
| $912K | ﹤0.01% |
16,576
-9,355
| -36% | -$497K |
|
|
TGI
1516
DELISTED
Triumph Group
TGI
| $912K | ﹤0.01% |
34,422
-12,968
| -27% | -$345K |
|
1517
Amkor Technology
AMKR
$12.4B
| $906K | ﹤0.01% |
85,961
-28,673
| -25% | -$305K |
|
1518
FTI Consulting
FCN
$4.4B
| $906K | ﹤0.01% |
20,088
-12,380
| -38% | -$538K |
|
|
MIK
1519
DELISTED
Michaels Stores, Inc
MIK
| $906K | ﹤0.01% |
44,274
-20,800
| -32% | -$483K |
|
1520
Adeia
ADEA
$2.94B
| $905K | ﹤0.01% |
77,399
-48,460
| -39% | -$514K |
|
1521
Sinclair Inc
SBGI
$992M
| $905K | ﹤0.01% |
27,131
-17,313
| -39% | -$516K |
|
1522
RBC Bearings
RBC
$17.4B
| $899K | ﹤0.01% |
9,687
-6,490
| -40% | -$523K |
|
|
FPO
1523
DELISTED
First Potomac Realty Trust
FPO
| $897K | ﹤0.01% |
81,771
-7,908
| -9% | -$74.9K |
|
|
AF
1524
DELISTED
Astoria Financial Corporation
AF
| $896K | ﹤0.01% |
48,052
-27,201
| -36% | -$433K |
|
1525
Ultragenyx Pharmaceutical
RARE
$2.45B
| $894K | ﹤0.01% |
12,713
-8,606
| -40% | -$611K |
|
Similar funds
UBS AM's Q4 2016 Portfolio in Review
As of Q4 2016, UBS AM held 2,869 positions worth $89.2B, down 4% from $92.9B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS AM withdrew a net $6.47B in Q4 2016, closing 362 positions and reducing 1,736 holdings. Its most notable exit was LinkedIn Corporation, an estimated $57.2M position sold in full.
By sector, the portfolio is most concentrated in Financials at 15% of assets, up from 13% a quarter earlier, followed by Technology and Healthcare.
Against the trend, UBS AM opened a new position in iShares Russell 1000 Value ETF worth $83.7M.
- UBS AM's largest Q4 2016 buy was iShares Russell 1000 Value ETF: 746,870 shares worth $83.7M.
- UBS AM added most to Bank of America in Q4 2016, an estimated $166M increase.
- UBS AM's biggest Q4 2016 reduction was Microsoft, cutting an estimated $245M.
- UBS AM fully exited LinkedIn Corporation in Q4 2016, selling an estimated $57.2M.
- UBS AM's ten largest holdings make up 14% of its $89.2B portfolio in Q4 2016.
- UBS AM opened 300 new positions and closed 362 in Q4 2016.
- UBS AM's portfolio value fell 4% quarter-over-quarter to $89.2B.
Based on UBS AM's 13F filing for Q4 2016, filed 14 Feb 2017.