UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Adobe
ADBE
|
+$190M |
| 2 |
Alibaba
BABA
|
+$147M |
| 3 |
Walt Disney
DIS
|
+$138M |
| 4 |
Analog Devices
ADI
|
+$130M |
| 5 |
Merck
MRK
|
+$127M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Infosys
INFY
|
+$180M |
| 2 |
PepsiCo
PEP
|
+$150M |
| 3 |
Lincoln National
LNC
|
+$139M |
| 4 |
Accenture
ACN
|
+$117M |
| 5 |
McDonald's
MCD
|
+$96.4M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 15.64% |
| 2 | Financials | 14.72% |
| 3 | Healthcare | 13.96% |
| 4 | Consumer Discretionary | 10.11% |
| 5 | Communication Services | 9.66% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
FISV
126
Fiserv Inc
FISV
$29.6B
| $178M | 0.18% |
3,094,844
-246,086
| -7% | -$13.8M |
|
127
Synchrony
SYF
$24.7B
| $176M | 0.18% |
5,139,947
+1,581,883
| +44% | +$56.7M |
|
128
NXP Semiconductors
NXPI
$60.8B
| $175M | 0.18% |
1,693,516
+45,281
| +3% | +$4.58M |
|
129
Lockheed Martin
LMT
$132B
| $175M | 0.18% |
653,914
+58,834
| +10% | +$15.4M |
|
130
Newell Brands
NWL
$2.2B
| $174M | 0.18% |
3,697,252
+1,581,850
| +75% | +$75M |
|
131
Public Storage
PSA
$62.3B
| $173M | 0.18% |
790,428
+96,207
| +14% | +$21.3M |
|
|
ESRX
132
DELISTED
Express Scripts Holding Company
ESRX
| $173M | 0.18% |
2,618,570
+620,486
| +31% | +$42.7M |
|
133
HCA Healthcare
HCA
$92.2B
| $165M | 0.17% |
1,858,113
+101,837
| +6% | +$8.49M |
|
|
RAI
134
DELISTED
Reynolds American Inc
RAI
| $161M | 0.16% |
2,557,177
+166,166
| +7% | +$9.98M |
|
135
Sherwin-Williams
SHW
$85B
| $161M | 0.16% |
1,556,409
-558,003
| -26% | -$56.2M |
|
|
CTXS
136
DELISTED
Citrix Systems Inc
CTXS
| $161M | 0.16% |
1,928,359
-415,801
| -18% | -$32.4M |
|
137
iShares Core MSCI Emerging Markets ETF
IEMG
$144B
| $161M | 0.16% |
3,362,836
+1,691,648
| +101% | +$77.9M |
|
138
American Tower
AMT
$80.5B
| $161M | 0.16% |
1,321,106
+173,533
| +15% | +$19.1M |
|
|
BNY
139
Bank of New York Mellon
BNY
$105B
| $160M | 0.16% |
3,394,419
+116,027
| +4% | +$5.43M |
|
140
Becton Dickinson
BDX
$46.4B
| $160M | 0.16% |
894,356
+71,332
| +9% | +$12.4M |
|
141
Ingredion
INGR
$6.44B
| $158M | 0.16% |
1,313,717
-242,916
| -16% | -$29.7M |
|
142
Johnson Controls International
JCI
$83.9B
| $156M | 0.16% |
3,708,076
+399,404
| +12% | +$16.9M |
|
143
Netflix
NFLX
$305B
| $156M | 0.16% |
10,565,400
+1,128,900
| +12% | +$15.8M |
|
144
Blackrock
BLK
$170B
| $155M | 0.16% |
405,362
+1,529
| +0.4% | +$585K |
|
145
Kimberly-Clark
KMB
$37.5B
| $155M | 0.16% |
1,175,384
+134,646
| +13% | +$17M |
|
146
Valero Energy
VLO
$90.1B
| $154M | 0.16% |
2,316,133
+243,914
| +12% | +$16.3M |
|
147
General Mills
GIS
$20.4B
| $152M | 0.15% |
2,571,833
+508,007
| +25% | +$31.1M |
|
148
Halliburton
HAL
$26.1B
| $151M | 0.15% |
3,065,353
-133,810
| -4% | -$7.2M |
|
149
Vertex Pharmaceuticals
VRTX
$124B
| $149M | 0.15% |
1,366,764
-869,983
| -39% | -$76.6M |
|
150
Lennar Class A
LEN
$20.5B
| $149M | 0.15% |
3,066,461
+379,971
| +14% | +$17.2M |
|
Similar funds
UBS AM's Q1 2017 Portfolio in Review
As of Q1 2017, UBS AM held 2,656 positions worth $98.1B, up 10% from $89.2B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS AM's Q1 2017 filing shows 150 new, 1,473 increased, 485 reduced and 208 closed positions. Its largest new stake was iShares Russell Mid-Cap Value ETF: 766,320 shares worth $63.6M. The largest sale was Infosys, an estimated $180M.
By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Financials and Healthcare.
- UBS AM's largest Q1 2017 buy was iShares Russell Mid-Cap Value ETF: 766,320 shares worth $63.6M.
- UBS AM added most to Adobe in Q1 2017, an estimated $190M increase.
- UBS AM's biggest Q1 2017 reduction was Infosys, cutting an estimated $180M.
- UBS AM fully exited Spectra Energy Corp Wi in Q1 2017, selling an estimated $74.1M.
- UBS AM's ten largest holdings make up 15% of its $98.1B portfolio in Q1 2017.
- UBS AM opened 150 new positions and closed 208 in Q1 2017.
- UBS AM's portfolio value rose 10% quarter-over-quarter to $98.1B.
Based on UBS AM's 13F filing for Q1 2017, filed 4 May 2017.