UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Regeneron Pharmaceuticals
REGN
|
+$188M |
| 2 |
Yelp
YELP
|
+$182M |
| 3 |
General Motors
GM
|
+$141M |
| 4 |
American Express
AXP
|
+$138M |
| 5 |
Comcast
CMCSA
|
+$116M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
eBay
EBAY
|
+$331M |
| 2 |
Crown Castle
CCI
|
+$303M |
| 3 |
Cardinal Health
CAH
|
+$204M |
| 4 |
Gilead Sciences
GILD
|
+$157M |
| 5 |
Apple
AAPL
|
+$150M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 14.6% |
| 2 | Healthcare | 13.9% |
| 3 | Technology | 13.4% |
| 4 | Industrials | 10.1% |
| 5 | Consumer Discretionary | 9.2% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
TFCFA
126
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
| $175M | 0.2% |
4,987,073
+166,077
| +3% | +$5.6M |
|
|
EMC
127
DELISTED
EMC CORPORATION
EMC
| $173M | 0.2% |
6,874,649
+404,379
| +6% | +$9.8M |
|
|
ESRX
128
DELISTED
Express Scripts Holding Company
ESRX
| $172M | 0.2% |
2,443,921
+49,482
| +2% | +$3.23M |
|
129
Dollar General
DG
$28.1B
| $171M | 0.2% |
2,842,192
-2,184,506
| -43% | -$128M |
|
130
Emerson Electric
EMR
$83.3B
| $169M | 0.19% |
2,412,917
+61,789
| +3% | +$4.13M |
|
131
TechnipFMC
FTI
$27.5B
| $169M | 0.19% |
4,354,659
+76,238
| +2% | +$2.96M |
|
|
CB
132
DELISTED
CHUBB CORPORATION
CB
| $169M | 0.19% |
1,744,376
+51,647
| +3% | +$4.82M |
|
133
TJX Companies
TJX
$176B
| $166M | 0.19% |
5,216,780
-37,274
| -0.7% | -$1.13M |
|
134
Adobe
ADBE
$98.5B
| $166M | 0.19% |
2,767,885
-1,199,161
| -30% | -$66.3M |
|
|
HOUS
135
DELISTED
Anywhere Real Estate
HOUS
| $166M | 0.19% |
3,347,109
-610,544
| -15% | -$27.6M |
|
136
Aon
AON
$78.3B
| $162M | 0.19% |
1,937,048
+899,367
| +87% | +$71.2M |
|
|
WBA
137
DELISTED
Walgreens Boots Alliance
WBA
| $161M | 0.18% |
2,800,198
+90,848
| +3% | +$5.29M |
|
138
Applied Materials
AMAT
$398B
| $160M | 0.18% |
9,070,171
+5,555,252
| +158% | +$96.8M |
|
139
Automatic Data Processing
ADP
$105B
| $160M | 0.18% |
2,254,960
-8,071
| -0.4% | -$543K |
|
140
Kimberly-Clark
KMB
$36.6B
| $159M | 0.18% |
1,585,423
+25,485
| +2% | +$2.54M |
|
141
Waste Management
WM
$90.9B
| $156M | 0.18% |
3,476,460
+76,929
| +2% | +$3.36M |
|
142
Costco
COST
$423B
| $154M | 0.18% |
1,294,756
+16,964
| +1% | +$2.03M |
|
143
Southern Company
SO
$106B
| $154M | 0.18% |
3,740,102
+137,955
| +4% | +$5.69M |
|
144
Macy's
M
$6.56B
| $152M | 0.17% |
2,849,820
-212,425
| -7% | -$10.3M |
|
145
Texas Instruments
TXN
$255B
| $151M | 0.17% |
3,450,241
+164,164
| +5% | +$6.87M |
|
|
STJ
146
DELISTED
St Jude Medical
STJ
| $151M | 0.17% |
2,442,870
-75,756
| -3% | -$4.39M |
|
147
Phillips 66
PSX
$84.4B
| $151M | 0.17% |
1,954,846
+43,005
| +2% | +$2.87M |
|
148
Lincoln National
LNC
$8.8B
| $148M | 0.17% |
2,873,633
-518,443
| -15% | -$24.8M |
|
149
Trane Technologies
TT
$97.3B
| $148M | 0.17% |
2,396,023
-686,491
| -22% | -$37.8M |
|
150
Herc Holdings
HRI
$4.88B
| $146M | 0.17% |
1,705,723
-28,185
| -2% | -$2.01M |
|
Similar funds
UBS AM's Q4 2013 Portfolio in Review
As of Q4 2013, UBS AM held 2,637 positions worth $87.5B, up 8.1% from $80.9B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS AM's Q4 2013 filing shows 130 new, 1,010 increased, 1,128 reduced and 103 closed positions. Its largest new stake was Trip.com Group: 2,309,000 shares worth $57.3M. The largest sale was eBay, an estimated $331M.
By sector, the portfolio is most concentrated in Financials at 15% of assets, up from 14% a quarter earlier, followed by Healthcare and Technology.
- UBS AM's largest Q4 2013 buy was Trip.com Group: 2,309,000 shares worth $57.3M.
- UBS AM added most to Regeneron Pharmaceuticals in Q4 2013, an estimated $188M increase.
- UBS AM's biggest Q4 2013 reduction was eBay, cutting an estimated $331M.
- UBS AM fully exited DELL INC in Q4 2013, selling an estimated $62.9M.
- UBS AM's ten largest holdings make up 14% of its $87.5B portfolio in Q4 2013.
- UBS AM opened 130 new positions and closed 103 in Q4 2013.
- UBS AM's portfolio value rose 8.1% quarter-over-quarter to $87.5B.
Based on UBS AM's 13F filing for Q4 2013, filed 31 Jan 2014.