UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Bank of America
BAC
|
+$166M |
| 2 |
Baidu
BIDU
|
+$150M |
| 3 |
LyondellBasell Industries
LYB
|
+$132M |
| 4 |
Kroger
KR
|
+$130M |
| 5 |
Trane Technologies
TT
|
+$124M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$245M |
| 2 |
Amazon
AMZN
|
+$205M |
| 3 |
Synchrony
SYF
|
+$198M |
| 4 |
Meta Platforms (Facebook)
META
|
+$175M |
| 5 |
CVS Health
CVS
|
+$171M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 15.05% |
| 2 | Technology | 14.91% |
| 3 | Healthcare | 13.85% |
| 4 | Consumer Discretionary | 9.89% |
| 5 | Communication Services | 9.65% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1451
First Citizens BancShares
FCNCA
$24.9B
| $1.07M | ﹤0.01% |
3,008
-1,900
| -39% | -$620K |
|
|
CLDT
1452
Chatham Lodging
CLDT
$622M
| $1.07M | ﹤0.01% |
51,931
+6,990
| +16% | +$134K |
|
1453
TransUnion
TRU
$15.1B
| $1.07M | ﹤0.01% |
34,474
-17,316
| -33% | -$544K |
|
1454
Dillards
DDS
$9.19B
| $1.06M | ﹤0.01% |
16,954
-6,902
| -29% | -$453K |
|
1455
Invesco Mortgage Capital
IVR
$759M
| $1.06M | ﹤0.01% |
7,267
-3,773
| -34% | -$559K |
|
|
TIVO
1456
DELISTED
Tivo Inc
TIVO
| $1.06M | ﹤0.01% |
50,643
-39,445
| -44% | -$802K |
|
1457
BGC Group
BGC
$5.45B
| $1.06M | ﹤0.01% |
160,565
-66,370
| -29% | -$402K |
|
1458
Golub Capital BDC
GBDC
$3.34B
| $1.06M | ﹤0.01% |
58,696
-951
| -2% | -$17K |
|
1459
Moog Inc Class A
MOG.A
$12.4B
| $1.05M | ﹤0.01% |
15,981
-10,200
| -39% | -$650K |
|
|
BRFS
1460
DELISTED
BRF SA
BRFS
| $1.05M | ﹤0.01% |
+71,000
| New | +$1.12M |
|
|
GTY
1461
Getty Realty Corp
GTY
$2.11B
| $1.04M | ﹤0.01% |
41,001
+4,039
| +11% | +$94.9K |
|
1462
Integer Holdings
ITGR
$4.12B
| $1.04M | ﹤0.01% |
35,445
-11,824
| -25% | -$298K |
|
|
EDN
1463
Edenor
EDN
$1.17B
| $1.04M | ﹤0.01% |
37,361
+16,362
| +78% | +$414K |
|
1464
Deckers Outdoor
DECK
$13.2B
| $1.04M | ﹤0.01% |
112,632
-48,456
| -30% | -$466K |
|
|
PKY
1465
DELISTED
Parkway, Inc.
PKY
| $1.04M | ﹤0.01% |
46,686
-97,629
| -68% | -$1.85M |
|
1466
Dycom Industries
DY
$12B
| $1.04M | ﹤0.01% |
12,903
-10,916
| -46% | -$884K |
|
1467
Chemed
CHE
$7.07B
| $1.03M | ﹤0.01% |
6,451
-4,480
| -41% | -$658K |
|
1468
Advanced Energy
AEIS
$11.6B
| $1.03M | ﹤0.01% |
18,819
-9,107
| -33% | -$467K |
|
|
HW
1469
DELISTED
Headwaters Inc
HW
| $1.03M | ﹤0.01% |
43,829
-305,062
| -87% | -$6.2M |
|
1470
NETSCOUT
NTCT
$2.96B
| $1.02M | ﹤0.01% |
32,454
-29,480
| -48% | -$904K |
|
|
CSOD
1471
DELISTED
Cornerstone OnDemand, Inc.
CSOD
| $1.02M | ﹤0.01% |
24,097
-17,777
| -42% | -$705K |
|
|
B
1472
DELISTED
Barnes Group Inc.
B
| $1.02M | ﹤0.01% |
21,449
-11,886
| -36% | -$518K |
|
1473
CareTrust REIT
CTRE
$9.91B
| $1.01M | ﹤0.01% |
66,002
+32,250
| +96% | +$461K |
|
|
GRUB
1474
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
| $1.01M | ﹤0.01% |
13,444
-8,887
| -40% | -$685K |
|
|
CUDA
1475
DELISTED
Barracuda Networks, Inc.
CUDA
| $1.01M | ﹤0.01% |
47,172
-5,323
| -10% | -$124K |
|
Similar funds
UBS AM's Q4 2016 Portfolio in Review
As of Q4 2016, UBS AM held 2,869 positions worth $89.2B, down 4% from $92.9B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS AM withdrew a net $6.47B in Q4 2016, closing 362 positions and reducing 1,736 holdings. Its most notable exit was LinkedIn Corporation, an estimated $57.2M position sold in full.
By sector, the portfolio is most concentrated in Financials at 15% of assets, up from 13% a quarter earlier, followed by Technology and Healthcare.
Against the trend, UBS AM opened a new position in iShares Russell 1000 Value ETF worth $83.7M.
- UBS AM's largest Q4 2016 buy was iShares Russell 1000 Value ETF: 746,870 shares worth $83.7M.
- UBS AM added most to Bank of America in Q4 2016, an estimated $166M increase.
- UBS AM's biggest Q4 2016 reduction was Microsoft, cutting an estimated $245M.
- UBS AM fully exited LinkedIn Corporation in Q4 2016, selling an estimated $57.2M.
- UBS AM's ten largest holdings make up 14% of its $89.2B portfolio in Q4 2016.
- UBS AM opened 300 new positions and closed 362 in Q4 2016.
- UBS AM's portfolio value fell 4% quarter-over-quarter to $89.2B.
Based on UBS AM's 13F filing for Q4 2016, filed 14 Feb 2017.