UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Bank of America
BAC
|
+$166M |
| 2 |
Baidu
BIDU
|
+$150M |
| 3 |
LyondellBasell Industries
LYB
|
+$132M |
| 4 |
Kroger
KR
|
+$130M |
| 5 |
Trane Technologies
TT
|
+$124M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$245M |
| 2 |
Amazon
AMZN
|
+$205M |
| 3 |
Synchrony
SYF
|
+$198M |
| 4 |
Meta Platforms (Facebook)
META
|
+$175M |
| 5 |
CVS Health
CVS
|
+$171M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 15.05% |
| 2 | Technology | 14.91% |
| 3 | Healthcare | 13.85% |
| 4 | Consumer Discretionary | 9.89% |
| 5 | Communication Services | 9.65% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
LEXEA
1426
DELISTED
Liberty Expedia Holdings, Inc. Class A Common Stock
LEXEA
| $1.16M | ﹤0.01% |
+29,134
| New | +$1.24M |
|
1427
FIVE9
FIVN
$2.11B
| $1.15M | ﹤0.01% |
81,174
-14,628
| -15% | -$211K |
|
1428
Moelis & Co
MC
$4.97B
| $1.15M | ﹤0.01% |
33,829
-5,452
| -14% | -$154K |
|
|
VWR
1429
DELISTED
VWR Corporation
VWR
| $1.15M | ﹤0.01% |
45,785
-20,810
| -31% | -$553K |
|
1430
Herc Holdings
HRI
$5.02B
| $1.14M | ﹤0.01% |
28,390
-3,366
| -11% | -$121K |
|
|
AVNS
1431
DELISTED
Avanos Medical
AVNS
| $1.14M | ﹤0.01% |
30,796
-16,275
| -35% | -$582K |
|
1432
Community Bank
CBU
$3.41B
| $1.14M | ﹤0.01% |
18,406
-8,533
| -32% | -$456K |
|
|
CAA
1433
DELISTED
CalAtlantic Group, Inc.
CAA
| $1.14M | ﹤0.01% |
33,419
-27,547
| -45% | -$911K |
|
1434
Fresenius Medical Care
FMS
$13.8B
| $1.13M | ﹤0.01% |
+2,685
| New | +$110K |
|
|
CHS
1435
DELISTED
Chicos FAS, Inc.
CHS
| $1.13M | ﹤0.01% |
78,739
-40,242
| -34% | -$555K |
|
1436
Interactive Brokers
IBKR
$39.2B
| $1.13M | ﹤0.01% |
123,868
-60,896
| -33% | -$554K |
|
1437
Nice
NICE
$5.79B
| $1.13M | ﹤0.01% |
16,419
-552
| -3% | -$36.8K |
|
1438
Matthews International
MATW
$866M
| $1.12M | ﹤0.01% |
14,601
-7,485
| -34% | -$504K |
|
|
TIER
1439
DELISTED
TIER REIT, Inc.
TIER
| $1.12M | ﹤0.01% |
64,440
+5,643
| +10% | +$87.9K |
|
|
SEMG
1440
DELISTED
SEMGROUP CORPORATION
SEMG
| $1.12M | ﹤0.01% |
26,803
-4,132
| -13% | -$148K |
|
1441
Erie Indemnity
ERIE
$12.7B
| $1.12M | ﹤0.01% |
9,942
-6,209
| -38% | -$660K |
|
1442
Build-A-Bear
BBW
$425M
| $1.12M | ﹤0.01% |
81,212
-2,097
| -3% | -$27.8K |
|
1443
Harmony Gold Mining
HMY
$9.84B
| $1.11M | ﹤0.01% |
502,054
+130,812
| +35% | +$347K |
|
|
SNR
1444
DELISTED
NEW SENIOR INVESTMENT GROUP INC.
SNR
| $1.11M | ﹤0.01% |
113,342
-11,750
| -9% | -$118K |
|
1445
Mercury Insurance
MCY
$5.93B
| $1.1M | ﹤0.01% |
18,359
-9,456
| -34% | -$537K |
|
1446
CVB Financial
CVBF
$3.94B
| $1.1M | ﹤0.01% |
47,904
-33,487
| -41% | -$663K |
|
1447
Healthcare Services Group
HCSG
$1.6B
| $1.09M | ﹤0.01% |
27,776
-18,064
| -39% | -$690K |
|
1448
Bright Horizons
BFAM
$3.92B
| $1.08M | ﹤0.01% |
15,457
-7,506
| -33% | -$511K |
|
|
CVSA
1449
Covista Inc
CVSA
$4.25B
| $1.08M | ﹤0.01% |
34,524
-6,495
| -16% | -$176K |
|
|
AKRX
1450
DELISTED
Akorn Inc
AKRX
| $1.07M | ﹤0.01% |
49,025
-15,927
| -25% | -$366K |
|
Similar funds
UBS AM's Q4 2016 Portfolio in Review
As of Q4 2016, UBS AM held 2,869 positions worth $89.2B, down 4% from $92.9B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS AM withdrew a net $6.47B in Q4 2016, closing 362 positions and reducing 1,736 holdings. Its most notable exit was LinkedIn Corporation, an estimated $57.2M position sold in full.
By sector, the portfolio is most concentrated in Financials at 15% of assets, up from 13% a quarter earlier, followed by Technology and Healthcare.
Against the trend, UBS AM opened a new position in iShares Russell 1000 Value ETF worth $83.7M.
- UBS AM's largest Q4 2016 buy was iShares Russell 1000 Value ETF: 746,870 shares worth $83.7M.
- UBS AM added most to Bank of America in Q4 2016, an estimated $166M increase.
- UBS AM's biggest Q4 2016 reduction was Microsoft, cutting an estimated $245M.
- UBS AM fully exited LinkedIn Corporation in Q4 2016, selling an estimated $57.2M.
- UBS AM's ten largest holdings make up 14% of its $89.2B portfolio in Q4 2016.
- UBS AM opened 300 new positions and closed 362 in Q4 2016.
- UBS AM's portfolio value fell 4% quarter-over-quarter to $89.2B.
Based on UBS AM's 13F filing for Q4 2016, filed 14 Feb 2017.