UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Bank of America
BAC
|
+$166M |
| 2 |
Baidu
BIDU
|
+$150M |
| 3 |
LyondellBasell Industries
LYB
|
+$132M |
| 4 |
Kroger
KR
|
+$130M |
| 5 |
Trane Technologies
TT
|
+$124M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$245M |
| 2 |
Amazon
AMZN
|
+$205M |
| 3 |
Synchrony
SYF
|
+$198M |
| 4 |
Meta Platforms (Facebook)
META
|
+$175M |
| 5 |
CVS Health
CVS
|
+$171M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 15.05% |
| 2 | Technology | 14.91% |
| 3 | Healthcare | 13.85% |
| 4 | Consumer Discretionary | 9.89% |
| 5 | Communication Services | 9.65% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
CHMT
1376
DELISTED
Chemtura Corporation
CHMT
| $1.33M | ﹤0.01% |
40,112
-19,921
| -33% | -$657K |
|
|
SWFT
1377
DELISTED
Swift Transportation Company
SWFT
| $1.33M | ﹤0.01% |
54,547
-35,239
| -39% | -$823K |
|
|
WDR
1378
DELISTED
Waddell & Reed Financial, Inc.
WDR
| $1.32M | ﹤0.01% |
67,904
-18,252
| -21% | -$339K |
|
|
CSR
1379
Centerspace
CSR
$921M
| $1.32M | ﹤0.01% |
18,531
-198
| -1% | -$12.6K |
|
|
CADE
1380
DELISTED
Cadence Bank
CADE
| $1.32M | ﹤0.01% |
42,430
-19,979
| -32% | -$535K |
|
|
KLXI
1381
DELISTED
KLX Inc.
KLXI
| $1.32M | ﹤0.01% |
34,636
-14,845
| -30% | -$487K |
|
1382
Kemper
KMPR
$1.67B
| $1.32M | ﹤0.01% |
29,694
-16,625
| -36% | -$673K |
|
1383
Darling Ingredients
DAR
$9.64B
| $1.31M | ﹤0.01% |
101,903
-56,143
| -36% | -$761K |
|
1384
Bruker
BRKR
$9.57B
| $1.31M | ﹤0.01% |
61,734
-13,184
| -18% | -$288K |
|
|
MGLN
1385
DELISTED
Magellan Health Services, Inc.
MGLN
| $1.31M | ﹤0.01% |
17,365
-7,952
| -31% | -$509K |
|
1386
Trustmark
TRMK
$2.76B
| $1.3M | ﹤0.01% |
36,352
-19,599
| -35% | -$616K |
|
1387
JetBlue
JBLU
$2.28B
| $1.29M | ﹤0.01% |
57,725
+3,506
| +6% | +$69.3K |
|
1388
Oil States International
OIS
$489M
| $1.29M | ﹤0.01% |
33,188
-14,702
| -31% | -$499K |
|
|
DATA
1389
DELISTED
Tableau Software, Inc.
DATA
| $1.28M | ﹤0.01% |
30,298
-12,055
| -28% | -$561K |
|
|
VSTO
1390
DELISTED
Vista Outdoor Inc.
VSTO
| $1.27M | ﹤0.01% |
34,484
-19,293
| -36% | -$746K |
|
1391
Pampa Energía
PAM
$4.75B
| $1.27M | ﹤0.01% |
36,500
-1,700
| -4% | -$57.7K |
|
1392
Capitol Federal Financial
CFFN
$1.09B
| $1.26M | ﹤0.01% |
76,772
-42,063
| -35% | -$646K |
|
|
MDSO
1393
DELISTED
Medidata Solutions, Inc.
MDSO
| $1.26M | ﹤0.01% |
25,473
-13,212
| -34% | -$686K |
|
1394
Malibu Boats
MBUU
$541M
| $1.26M | ﹤0.01% |
66,225
+5,085
| +8% | +$85.6K |
|
1395
Group 1 Automotive
GPI
$3.42B
| $1.25M | ﹤0.01% |
16,094
-5,300
| -25% | -$364K |
|
1396
Ingevity
NGVT
$2.51B
| $1.25M | ﹤0.01% |
22,794
-10,873
| -32% | -$521K |
|
|
SYNH
1397
DELISTED
Syneos Health, Inc. Class A Common Stock
SYNH
| $1.25M | ﹤0.01% |
23,695
-6,386
| -21% | -$309K |
|
|
JBTM
1398
JBT Marel
JBTM
$7.21B
| $1.25M | ﹤0.01% |
14,481
-6,423
| -31% | -$524K |
|
|
CVA
1399
DELISTED
Covanta Holding Corporation
CVA
| $1.24M | ﹤0.01% |
79,582
-35,900
| -31% | -$534K |
|
|
DO
1400
DELISTED
Diamond Offshore Drilling
DO
| $1.24M | ﹤0.01% |
69,969
-19,172
| -22% | -$338K |
|
Similar funds
UBS AM's Q4 2016 Portfolio in Review
As of Q4 2016, UBS AM held 2,869 positions worth $89.2B, down 4% from $92.9B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS AM withdrew a net $6.47B in Q4 2016, closing 362 positions and reducing 1,736 holdings. Its most notable exit was LinkedIn Corporation, an estimated $57.2M position sold in full.
By sector, the portfolio is most concentrated in Financials at 15% of assets, up from 13% a quarter earlier, followed by Technology and Healthcare.
Against the trend, UBS AM opened a new position in iShares Russell 1000 Value ETF worth $83.7M.
- UBS AM's largest Q4 2016 buy was iShares Russell 1000 Value ETF: 746,870 shares worth $83.7M.
- UBS AM added most to Bank of America in Q4 2016, an estimated $166M increase.
- UBS AM's biggest Q4 2016 reduction was Microsoft, cutting an estimated $245M.
- UBS AM fully exited LinkedIn Corporation in Q4 2016, selling an estimated $57.2M.
- UBS AM's ten largest holdings make up 14% of its $89.2B portfolio in Q4 2016.
- UBS AM opened 300 new positions and closed 362 in Q4 2016.
- UBS AM's portfolio value fell 4% quarter-over-quarter to $89.2B.
Based on UBS AM's 13F filing for Q4 2016, filed 14 Feb 2017.