UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Bank of America
BAC
|
+$166M |
| 2 |
Baidu
BIDU
|
+$150M |
| 3 |
LyondellBasell Industries
LYB
|
+$132M |
| 4 |
Kroger
KR
|
+$130M |
| 5 |
Trane Technologies
TT
|
+$124M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$245M |
| 2 |
Amazon
AMZN
|
+$205M |
| 3 |
Synchrony
SYF
|
+$198M |
| 4 |
Meta Platforms (Facebook)
META
|
+$175M |
| 5 |
CVS Health
CVS
|
+$171M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 15.05% |
| 2 | Technology | 14.91% |
| 3 | Healthcare | 13.85% |
| 4 | Consumer Discretionary | 9.89% |
| 5 | Communication Services | 9.65% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
GOLD
1351
DELISTED
Randgold Resources Ltd
GOLD
| $1.43M | ﹤0.01% |
18,739
+4,858
| +35% | +$385K |
|
|
UHT
1352
Universal Health Realty Income Trust
UHT
$603M
| $1.43M | ﹤0.01% |
21,752
+1,074
| +5% | +$64.5K |
|
|
TMH
1353
DELISTED
Team Health Holdings Inc
TMH
| $1.43M | ﹤0.01% |
32,848
-12,247
| -27% | -$506K |
|
1354
Agree Realty
ADC
$9.34B
| $1.43M | ﹤0.01% |
30,983
-955
| -3% | -$43.6K |
|
1355
DNOW Inc
DNOW
$2.58B
| $1.42M | ﹤0.01% |
69,506
-30,049
| -30% | -$637K |
|
1356
Texas Roadhouse
TXRH
$13.5B
| $1.42M | ﹤0.01% |
29,435
-10,249
| -26% | -$451K |
|
|
AVX
1357
DELISTED
AVX Corporation
AVX
| $1.42M | ﹤0.01% |
90,718
-8,120
| -8% | -$120K |
|
|
LNCE
1358
DELISTED
Snyders-Lance, Inc.
LNCE
| $1.41M | ﹤0.01% |
36,741
-15,138
| -29% | -$554K |
|
|
ALX
1359
Alexander's
ALX
$1.3B
| $1.4M | ﹤0.01% |
3,281
-523
| -14% | -$214K |
|
1360
Sprouts Farmers Market
SFM
$8.13B
| $1.39M | ﹤0.01% |
73,501
-27,933
| -28% | -$587K |
|
1361
Central Garden & Pet Co Class A
CENTA
$2.37B
| $1.39M | ﹤0.01% |
56,229
-57,967
| -51% | -$1.26M |
|
1362
Old National Bancorp
ONB
$10.2B
| $1.39M | ﹤0.01% |
76,550
-19,017
| -20% | -$306K |
|
1363
Yelp
YELP
$1.45B
| $1.39M | ﹤0.01% |
36,461
-19,059
| -34% | -$705K |
|
1364
Littelfuse
LFUS
$11.2B
| $1.39M | ﹤0.01% |
9,137
-5,505
| -38% | -$785K |
|
1365
Avient
AVNT
$3.33B
| $1.39M | ﹤0.01% |
43,265
-21,741
| -33% | -$698K |
|
|
KATE
1366
DELISTED
Kate Spade & Company
KATE
| $1.37M | ﹤0.01% |
73,539
-33,594
| -31% | -$550K |
|
1367
Minerals Technologies
MTX
$2.36B
| $1.37M | ﹤0.01% |
17,728
-10,600
| -37% | -$786K |
|
|
FOMX
1368
DELISTED
Foamix Pharmaceuticals Ltd. Ordinary Shares
FOMX
| $1.37M | ﹤0.01% |
123,235
+1,059
| +0.9% | +$9.96K |
|
|
NVO
1369
Novo Nordisk
NVO
$208B
| $1.36M | ﹤0.01% |
75,868
-7,082
| -9% | -$128K |
|
1370
Kosmos Energy
KOS
$1.6B
| $1.36M | ﹤0.01% |
193,604
+51,557
| +36% | +$293K |
|
|
CAB
1371
DELISTED
Cabela's Inc
CAB
| $1.35M | ﹤0.01% |
23,136
-18,136
| -44% | -$1.13M |
|
1372
Armstrong World Industries
AWI
$7.38B
| $1.35M | ﹤0.01% |
32,214
-11,300
| -26% | -$463K |
|
|
CMD
1373
DELISTED
Cantel Medical Corporation
CMD
| $1.34M | ﹤0.01% |
17,086
-8,850
| -34% | -$688K |
|
1374
Blackstone Mortgage Trust
BXMT
$2.45B
| $1.34M | ﹤0.01% |
44,598
-24,496
| -35% | -$729K |
|
1375
Blackbaud
BLKB
$1.94B
| $1.33M | ﹤0.01% |
20,838
-12,510
| -38% | -$800K |
|
Similar funds
UBS AM's Q4 2016 Portfolio in Review
As of Q4 2016, UBS AM held 2,869 positions worth $89.2B, down 4% from $92.9B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS AM withdrew a net $6.47B in Q4 2016, closing 362 positions and reducing 1,736 holdings. Its most notable exit was LinkedIn Corporation, an estimated $57.2M position sold in full.
By sector, the portfolio is most concentrated in Financials at 15% of assets, up from 13% a quarter earlier, followed by Technology and Healthcare.
Against the trend, UBS AM opened a new position in iShares Russell 1000 Value ETF worth $83.7M.
- UBS AM's largest Q4 2016 buy was iShares Russell 1000 Value ETF: 746,870 shares worth $83.7M.
- UBS AM added most to Bank of America in Q4 2016, an estimated $166M increase.
- UBS AM's biggest Q4 2016 reduction was Microsoft, cutting an estimated $245M.
- UBS AM fully exited LinkedIn Corporation in Q4 2016, selling an estimated $57.2M.
- UBS AM's ten largest holdings make up 14% of its $89.2B portfolio in Q4 2016.
- UBS AM opened 300 new positions and closed 362 in Q4 2016.
- UBS AM's portfolio value fell 4% quarter-over-quarter to $89.2B.
Based on UBS AM's 13F filing for Q4 2016, filed 14 Feb 2017.