UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Bank of America
BAC
|
+$166M |
| 2 |
Baidu
BIDU
|
+$150M |
| 3 |
LyondellBasell Industries
LYB
|
+$132M |
| 4 |
Kroger
KR
|
+$130M |
| 5 |
Trane Technologies
TT
|
+$124M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$245M |
| 2 |
Amazon
AMZN
|
+$205M |
| 3 |
Synchrony
SYF
|
+$198M |
| 4 |
Meta Platforms (Facebook)
META
|
+$175M |
| 5 |
CVS Health
CVS
|
+$171M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 15.05% |
| 2 | Technology | 14.91% |
| 3 | Healthcare | 13.85% |
| 4 | Consumer Discretionary | 9.89% |
| 5 | Communication Services | 9.65% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
P
1301
DELISTED
Pandora Media Inc
P
| $1.65M | ﹤0.01% |
126,150
-69,833
| -36% | -$866K |
|
1302
Petrobras
PBR
$125B
| $1.63M | ﹤0.01% |
161,361
-40,284
| -20% | -$430K |
|
|
VRNT
1303
DELISTED
Verint Systems
VRNT
| $1.63M | ﹤0.01% |
90,669
-36,749
| -29% | -$683K |
|
1304
Ziff Davis
ZD
$1.96B
| $1.63M | ﹤0.01% |
22,847
-16,139
| -41% | -$1.03M |
|
|
FCH
1305
DELISTED
Felcor Lodging Trust
FCH
| $1.62M | ﹤0.01% |
202,731
-2,287
| -1% | -$16.2K |
|
|
IBKC
1306
DELISTED
IBERIABANK Corp
IBKC
| $1.62M | ﹤0.01% |
19,297
-8,038
| -29% | -$615K |
|
1307
Graham Holdings Company
GHC
$5.1B
| $1.6M | ﹤0.01% |
3,125
-919
| -23% | -$448K |
|
1308
Wolfspeed
WOLF
$1.23B
| $1.6M | ﹤0.01% |
60,652
-27,914
| -32% | -$695K |
|
1309
Belden
BDC
$4.85B
| $1.6M | ﹤0.01% |
21,385
-10,003
| -32% | -$713K |
|
1310
Opko Health
OPK
$985M
| $1.59M | ﹤0.01% |
170,974
-78,903
| -32% | -$816K |
|
|
SPNE
1311
DELISTED
SeaSpine Holdings Corporation Common Stock
SPNE
| $1.58M | ﹤0.01% |
200,173
+56,665
| +39% | +$478K |
|
|
NUVA
1312
DELISTED
NuVasive, Inc.
NUVA
| $1.57M | ﹤0.01% |
23,327
-13,914
| -37% | -$897K |
|
1313
Four Corners Property Trust
FCPT
$2.81B
| $1.57M | ﹤0.01% |
76,424
-5,921
| -7% | -$116K |
|
|
ECHO
1314
EchoStar
ECHO
$24.4B
| $1.56M | ﹤0.01% |
37,431
-14,783
| -28% | -$587K |
|
1315
TD Synnex
SNX
$20.4B
| $1.55M | ﹤0.01% |
25,678
-108,394
| -81% | -$6.15M |
|
1316
Kennametal
KMT
$2.59B
| $1.55M | ﹤0.01% |
49,641
-18,970
| -28% | -$596K |
|
1317
United Bankshares
UBSI
$6.63B
| $1.55M | ﹤0.01% |
33,484
-11,582
| -26% | -$492K |
|
1318
NorthWestern Energy
NWE
$4.23B
| $1.54M | ﹤0.01% |
27,188
-13,110
| -33% | -$737K |
|
1319
iShares Russell Mid-Cap ETF
IWR
$56B
| $1.54M | ﹤0.01% |
34,536
| – | – |
|
1320
UMB Financial
UMBF
$11.1B
| $1.54M | ﹤0.01% |
19,943
-11,548
| -37% | -$803K |
|
1321
Brookdale Senior Living
BKD
$3.49B
| $1.53M | ﹤0.01% |
123,270
-51,890
| -30% | -$697K |
|
|
TXNM
1322
TXNM Energy Inc
TXNM
$6.41B
| $1.53M | ﹤0.01% |
44,494
-23,127
| -34% | -$750K |
|
|
CTB
1323
DELISTED
Cooper Tire & Rubber Co.
CTB
| $1.52M | ﹤0.01% |
39,234
-15,165
| -28% | -$571K |
|
|
RDC
1324
DELISTED
Rowan Companies Plc
RDC
| $1.52M | ﹤0.01% |
80,465
-42,120
| -34% | -$687K |
|
1325
Community Health Systems
CYH
$393M
| $1.52M | ﹤0.01% |
271,332
+87,876
| +48% | +$610K |
|
Similar funds
UBS AM's Q4 2016 Portfolio in Review
As of Q4 2016, UBS AM held 2,869 positions worth $89.2B, down 4% from $92.9B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS AM withdrew a net $6.47B in Q4 2016, closing 362 positions and reducing 1,736 holdings. Its most notable exit was LinkedIn Corporation, an estimated $57.2M position sold in full.
By sector, the portfolio is most concentrated in Financials at 15% of assets, up from 13% a quarter earlier, followed by Technology and Healthcare.
Against the trend, UBS AM opened a new position in iShares Russell 1000 Value ETF worth $83.7M.
- UBS AM's largest Q4 2016 buy was iShares Russell 1000 Value ETF: 746,870 shares worth $83.7M.
- UBS AM added most to Bank of America in Q4 2016, an estimated $166M increase.
- UBS AM's biggest Q4 2016 reduction was Microsoft, cutting an estimated $245M.
- UBS AM fully exited LinkedIn Corporation in Q4 2016, selling an estimated $57.2M.
- UBS AM's ten largest holdings make up 14% of its $89.2B portfolio in Q4 2016.
- UBS AM opened 300 new positions and closed 362 in Q4 2016.
- UBS AM's portfolio value fell 4% quarter-over-quarter to $89.2B.
Based on UBS AM's 13F filing for Q4 2016, filed 14 Feb 2017.