UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Bank of America
BAC
|
+$166M |
| 2 |
Baidu
BIDU
|
+$150M |
| 3 |
LyondellBasell Industries
LYB
|
+$132M |
| 4 |
Kroger
KR
|
+$130M |
| 5 |
Trane Technologies
TT
|
+$124M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$245M |
| 2 |
Amazon
AMZN
|
+$205M |
| 3 |
Synchrony
SYF
|
+$198M |
| 4 |
Meta Platforms (Facebook)
META
|
+$175M |
| 5 |
CVS Health
CVS
|
+$171M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 15.05% |
| 2 | Technology | 14.91% |
| 3 | Healthcare | 13.85% |
| 4 | Consumer Discretionary | 9.89% |
| 5 | Communication Services | 9.65% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1276
Madison Square Garden
MSGS
$9.48B
| $1.74M | ﹤0.01% |
14,232
-6,799
| -32% | -$825K |
|
1277
Valley National Bancorp
VLY
$7.9B
| $1.74M | ﹤0.01% |
149,527
-72,742
| -33% | -$778K |
|
1278
Banner Corp
BANR
$2.39B
| $1.73M | ﹤0.01% |
30,956
-4,532
| -13% | -$222K |
|
|
SKX
1279
DELISTED
Skechers
SKX
| $1.72M | ﹤0.01% |
70,168
-17,438
| -20% | -$402K |
|
1280
Idacorp
IDA
$8.27B
| $1.72M | ﹤0.01% |
21,393
-111,213
| -84% | -$8.57M |
|
1281
Rollins
ROL
$18.3B
| $1.72M | ﹤0.01% |
114,561
-43,769
| -28% | -$607K |
|
1282
New Jersey Resources
NJR
$5.84B
| $1.72M | ﹤0.01% |
48,414
-24,518
| -34% | -$832K |
|
1283
Compass Minerals
CMP
$1.23B
| $1.71M | ﹤0.01% |
21,841
-8,520
| -28% | -$648K |
|
1284
Cable One
CABO
$227M
| $1.71M | ﹤0.01% |
2,743
-1,132
| -29% | -$672K |
|
1285
WaFd
WAFD
$2.72B
| $1.7M | ﹤0.01% |
49,585
-29,378
| -37% | -$898K |
|
1286
SPDR Gold Trust
GLD
$131B
| $1.7M | ﹤0.01% |
15,469
-3,446
| -18% | -$400K |
|
1287
Fair Isaac
FICO
$24.3B
| $1.69M | ﹤0.01% |
14,184
-8,300
| -37% | -$986K |
|
1288
Nu Skin
NUS
$252M
| $1.69M | ﹤0.01% |
35,398
-20,994
| -37% | -$1.18M |
|
1289
MasTec
MTZ
$21.1B
| $1.69M | ﹤0.01% |
44,129
-11,783
| -21% | -$400K |
|
|
MENT
1290
DELISTED
Mentor Graphics Corp
MENT
| $1.69M | ﹤0.01% |
45,747
-27,481
| -38% | -$898K |
|
1291
Saic
SAIC
$4.95B
| $1.68M | ﹤0.01% |
19,871
-13,872
| -41% | -$1.06M |
|
1292
Cracker Barrel
CBRL
$1.26B
| $1.67M | ﹤0.01% |
10,020
-3,545
| -26% | -$535K |
|
1293
Atlassian
TEAM
$25.6B
| $1.67M | ﹤0.01% |
69,369
-1,304,888
| -95% | -$35.3M |
|
|
OA
1294
DELISTED
Orbital ATK, Inc.
OA
| $1.66M | ﹤0.01% |
18,905
+1,866
| +11% | +$152K |
|
|
UNT
1295
DELISTED
UNIT Corporation
UNT
| $1.66M | ﹤0.01% |
61,685
-12,000
| -16% | -$259K |
|
|
MBFI
1296
DELISTED
MB Financial Corp
MBFI
| $1.65M | ﹤0.01% |
34,957
-12,344
| -26% | -$511K |
|
1297
Tenet Healthcare
THC
$20.5B
| $1.65M | ﹤0.01% |
111,140
-15,900
| -13% | -$285K |
|
|
COHR
1298
DELISTED
Coherent Inc
COHR
| $1.65M | ﹤0.01% |
11,304
-6,343
| -36% | -$771K |
|
1299
Commercial Metals
CMC
$7.6B
| $1.65M | ﹤0.01% |
75,671
-28,955
| -28% | -$568K |
|
1300
Jack in the Box
JACK
$312M
| $1.65M | ﹤0.01% |
14,748
-10,786
| -42% | -$1.1M |
|
Similar funds
UBS AM's Q4 2016 Portfolio in Review
As of Q4 2016, UBS AM held 2,869 positions worth $89.2B, down 4% from $92.9B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS AM withdrew a net $6.47B in Q4 2016, closing 362 positions and reducing 1,736 holdings. Its most notable exit was LinkedIn Corporation, an estimated $57.2M position sold in full.
By sector, the portfolio is most concentrated in Financials at 15% of assets, up from 13% a quarter earlier, followed by Technology and Healthcare.
Against the trend, UBS AM opened a new position in iShares Russell 1000 Value ETF worth $83.7M.
- UBS AM's largest Q4 2016 buy was iShares Russell 1000 Value ETF: 746,870 shares worth $83.7M.
- UBS AM added most to Bank of America in Q4 2016, an estimated $166M increase.
- UBS AM's biggest Q4 2016 reduction was Microsoft, cutting an estimated $245M.
- UBS AM fully exited LinkedIn Corporation in Q4 2016, selling an estimated $57.2M.
- UBS AM's ten largest holdings make up 14% of its $89.2B portfolio in Q4 2016.
- UBS AM opened 300 new positions and closed 362 in Q4 2016.
- UBS AM's portfolio value fell 4% quarter-over-quarter to $89.2B.
Based on UBS AM's 13F filing for Q4 2016, filed 14 Feb 2017.