UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Bank of America
BAC
|
+$166M |
| 2 |
Baidu
BIDU
|
+$150M |
| 3 |
LyondellBasell Industries
LYB
|
+$132M |
| 4 |
Kroger
KR
|
+$130M |
| 5 |
Trane Technologies
TT
|
+$124M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$245M |
| 2 |
Amazon
AMZN
|
+$205M |
| 3 |
Synchrony
SYF
|
+$198M |
| 4 |
Meta Platforms (Facebook)
META
|
+$175M |
| 5 |
CVS Health
CVS
|
+$171M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 15.05% |
| 2 | Technology | 14.91% |
| 3 | Healthcare | 13.85% |
| 4 | Consumer Discretionary | 9.89% |
| 5 | Communication Services | 9.65% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
TCF
1251
DELISTED
TCF Financial Corporation Common Stock
TCF
| $1.82M | ﹤0.01% |
33,686
-24,472
| -42% | -$1.19M |
|
|
NAV
1252
DELISTED
Navistar International
NAV
| $1.82M | ﹤0.01% |
57,884
-2,817
| -5% | -$76.3K |
|
1253
Black Hills Corp
BKH
$5.42B
| $1.81M | ﹤0.01% |
29,563
-12,671
| -30% | -$756K |
|
1254
FNB Corp
FNB
$6.73B
| $1.81M | ﹤0.01% |
113,132
-55,303
| -33% | -$788K |
|
1255
The GEO Group
GEO
$4.13B
| $1.81M | ﹤0.01% |
75,522
-15,786
| -17% | -$307K |
|
|
BRKL
1256
DELISTED
Brookline Bancorp
BRKL
| $1.81M | ﹤0.01% |
110,196
-11,715
| -10% | -$167K |
|
1257
Brinker International
EAT
$9.17B
| $1.81M | ﹤0.01% |
36,458
-21,079
| -37% | -$1.09M |
|
|
LPNT
1258
DELISTED
LifePoint Health, Inc.
LPNT
| $1.8M | ﹤0.01% |
31,736
-11,842
| -27% | -$685K |
|
1259
Wintrust Financial
WTFC
$10.8B
| $1.8M | ﹤0.01% |
24,819
-9,668
| -28% | -$600K |
|
1260
Penske Automotive Group
PAG
$14.3B
| $1.8M | ﹤0.01% |
34,665
-4,053
| -10% | -$198K |
|
1261
ONE Gas
OGS
$4.87B
| $1.79M | ﹤0.01% |
28,027
-30,853
| -52% | -$1.87M |
|
1262
LPL Financial
LPLA
$28.3B
| $1.79M | ﹤0.01% |
50,838
-22,333
| -31% | -$780K |
|
1263
Terreno Realty
TRNO
$7.57B
| $1.79M | ﹤0.01% |
62,782
+935
| +2% | +$25K |
|
|
MFA
1264
MFA Financial
MFA
$926M
| $1.78M | ﹤0.01% |
58,504
-23,432
| -29% | -$704K |
|
|
CIR
1265
DELISTED
CIRCOR International, Inc
CIR
| $1.78M | ﹤0.01% |
27,519
-3,843
| -12% | -$229K |
|
1266
Federated Hermes
FHI
$4.55B
| $1.78M | ﹤0.01% |
63,047
-26,215
| -29% | -$726K |
|
1267
Simpson Manufacturing
SSD
$7.72B
| $1.77M | ﹤0.01% |
40,497
-24,088
| -37% | -$1.08M |
|
|
WBT
1268
DELISTED
Welbilt, Inc.
WBT
| $1.77M | ﹤0.01% |
91,402
-27,977
| -23% | -$478K |
|
|
MRC
1269
DELISTED
MRC Global
MRC
| $1.76M | ﹤0.01% |
87,038
-33,366
| -28% | -$608K |
|
1270
CACI
CACI
$11B
| $1.76M | ﹤0.01% |
14,167
-7,298
| -34% | -$843K |
|
|
UNIT
1271
Uniti Group
UNIT
$2.36B
| $1.76M | ﹤0.01% |
69,265
-65,070
| -48% | -$1.75M |
|
|
PVTB
1272
DELISTED
PrivateBancorp Inc
PVTB
| $1.76M | ﹤0.01% |
32,456
-23,584
| -42% | -$1.14M |
|
1273
Kirby Corp
KEX
$7.01B
| $1.75M | ﹤0.01% |
26,387
-7,180
| -21% | -$454K |
|
1274
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.9B
| $1.75M | ﹤0.01% |
46,721
+1,207
| +3% | +$45K |
|
1275
MGIC Investment
MTG
$6.16B
| $1.74M | ﹤0.01% |
170,856
-70,975
| -29% | -$641K |
|
Similar funds
UBS AM's Q4 2016 Portfolio in Review
As of Q4 2016, UBS AM held 2,869 positions worth $89.2B, down 4% from $92.9B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS AM withdrew a net $6.47B in Q4 2016, closing 362 positions and reducing 1,736 holdings. Its most notable exit was LinkedIn Corporation, an estimated $57.2M position sold in full.
By sector, the portfolio is most concentrated in Financials at 15% of assets, up from 13% a quarter earlier, followed by Technology and Healthcare.
Against the trend, UBS AM opened a new position in iShares Russell 1000 Value ETF worth $83.7M.
- UBS AM's largest Q4 2016 buy was iShares Russell 1000 Value ETF: 746,870 shares worth $83.7M.
- UBS AM added most to Bank of America in Q4 2016, an estimated $166M increase.
- UBS AM's biggest Q4 2016 reduction was Microsoft, cutting an estimated $245M.
- UBS AM fully exited LinkedIn Corporation in Q4 2016, selling an estimated $57.2M.
- UBS AM's ten largest holdings make up 14% of its $89.2B portfolio in Q4 2016.
- UBS AM opened 300 new positions and closed 362 in Q4 2016.
- UBS AM's portfolio value fell 4% quarter-over-quarter to $89.2B.
Based on UBS AM's 13F filing for Q4 2016, filed 14 Feb 2017.