UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Bank of America
BAC
|
+$166M |
| 2 |
Baidu
BIDU
|
+$150M |
| 3 |
LyondellBasell Industries
LYB
|
+$132M |
| 4 |
Kroger
KR
|
+$130M |
| 5 |
Trane Technologies
TT
|
+$124M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$245M |
| 2 |
Amazon
AMZN
|
+$205M |
| 3 |
Synchrony
SYF
|
+$198M |
| 4 |
Meta Platforms (Facebook)
META
|
+$175M |
| 5 |
CVS Health
CVS
|
+$171M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 15.05% |
| 2 | Technology | 14.91% |
| 3 | Healthcare | 13.85% |
| 4 | Consumer Discretionary | 9.89% |
| 5 | Communication Services | 9.65% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1151
ABM Industries
ABM
$2.81B
| $2.42M | ﹤0.01% |
59,234
-29,548
| -33% | -$1.2M |
|
|
CHSP
1152
DELISTED
Chesapeake Lodging Trust
CHSP
| $2.42M | ﹤0.01% |
93,453
-2,525
| -3% | -$59.8K |
|
1153
National Fuel Gas
NFG
$7.82B
| $2.42M | ﹤0.01% |
42,661
-18,247
| -30% | -$999K |
|
|
SFR
1154
DELISTED
Starwood Waypoint Homes
SFR
| $2.4M | ﹤0.01% |
83,242
+2,191
| +3% | +$63.7K |
|
1155
PBF Energy
PBF
$8.57B
| $2.38M | ﹤0.01% |
85,376
-19,222
| -18% | -$469K |
|
|
VSM
1156
DELISTED
Versum Materials, Inc.
VSM
| $2.37M | ﹤0.01% |
+84,557
| New | +$2.1M |
|
|
DNKN
1157
DELISTED
Dunkin' Brands Group, Inc.
DNKN
| $2.37M | ﹤0.01% |
45,256
-28,977
| -39% | -$1.49M |
|
1158
CoreCivic
CXW
$2.96B
| $2.36M | ﹤0.01% |
96,683
-26,617
| -22% | -$508K |
|
1159
B2Gold
BTG
$5B
| $2.36M | ﹤0.01% |
993,301
-77,292
| -7% | -$192K |
|
1160
Carter's
CRI
$1.42B
| $2.36M | ﹤0.01% |
27,346
-203,713
| -88% | -$18.2M |
|
1161
Rayonier
RYN
$6.55B
| $2.36M | ﹤0.01% |
97,715
-40,573
| -29% | -$982K |
|
|
UMPQ
1162
DELISTED
Umpqua Holdings Corp
UMPQ
| $2.35M | ﹤0.01% |
125,316
-51,873
| -29% | -$883K |
|
1163
ScottsMiracle-Gro
SMG
$3.82B
| $2.33M | ﹤0.01% |
24,425
-10,500
| -30% | -$942K |
|
1164
Graphic Packaging
GPK
$3.17B
| $2.33M | ﹤0.01% |
186,741
-83,272
| -31% | -$1.08M |
|
1165
Lithia Motors
LAD
$8.47B
| $2.33M | ﹤0.01% |
24,074
-794
| -3% | -$72.8K |
|
|
WGL
1166
DELISTED
Wgl Holdings
WGL
| $2.33M | ﹤0.01% |
30,518
-14,477
| -32% | -$975K |
|
1167
Pitney Bowes
PBI
$2.4B
| $2.32M | ﹤0.01% |
152,986
-36,766
| -19% | -$585K |
|
1168
NewMarket
NEU
$7.82B
| $2.32M | ﹤0.01% |
5,468
-2,958
| -35% | -$1.22M |
|
1169
Clean Harbors
CLH
$16.5B
| $2.31M | ﹤0.01% |
41,496
-11,384
| -22% | -$574K |
|
1170
Rithm Capital
RITM
$5.52B
| $2.31M | ﹤0.01% |
146,647
-56,074
| -28% | -$828K |
|
|
CIM
1171
Chimera Investment
CIM
$1.04B
| $2.29M | ﹤0.01% |
44,797
-18,799
| -30% | -$921K |
|
1172
CNO Financial Group
CNO
$5.14B
| $2.28M | ﹤0.01% |
119,186
-67,360
| -36% | -$1.16M |
|
1173
United Natural Foods
UNFI
$3.08B
| $2.28M | ﹤0.01% |
47,727
-18,667
| -28% | -$838K |
|
1174
Veeva Systems
VEEV
$33.1B
| $2.27M | ﹤0.01% |
55,821
-17,600
| -24% | -$719K |
|
|
SGI
1175
Somnigroup International
SGI
$13.7B
| $2.26M | ﹤0.01% |
132,548
-60,932
| -31% | -$910K |
|
Similar funds
UBS AM's Q4 2016 Portfolio in Review
As of Q4 2016, UBS AM held 2,869 positions worth $89.2B, down 4% from $92.9B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS AM withdrew a net $6.47B in Q4 2016, closing 362 positions and reducing 1,736 holdings. Its most notable exit was LinkedIn Corporation, an estimated $57.2M position sold in full.
By sector, the portfolio is most concentrated in Financials at 15% of assets, up from 13% a quarter earlier, followed by Technology and Healthcare.
Against the trend, UBS AM opened a new position in iShares Russell 1000 Value ETF worth $83.7M.
- UBS AM's largest Q4 2016 buy was iShares Russell 1000 Value ETF: 746,870 shares worth $83.7M.
- UBS AM added most to Bank of America in Q4 2016, an estimated $166M increase.
- UBS AM's biggest Q4 2016 reduction was Microsoft, cutting an estimated $245M.
- UBS AM fully exited LinkedIn Corporation in Q4 2016, selling an estimated $57.2M.
- UBS AM's ten largest holdings make up 14% of its $89.2B portfolio in Q4 2016.
- UBS AM opened 300 new positions and closed 362 in Q4 2016.
- UBS AM's portfolio value fell 4% quarter-over-quarter to $89.2B.
Based on UBS AM's 13F filing for Q4 2016, filed 14 Feb 2017.