UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Bank of America
BAC
|
+$166M |
| 2 |
Baidu
BIDU
|
+$150M |
| 3 |
LyondellBasell Industries
LYB
|
+$132M |
| 4 |
Kroger
KR
|
+$130M |
| 5 |
Trane Technologies
TT
|
+$124M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$245M |
| 2 |
Amazon
AMZN
|
+$205M |
| 3 |
Synchrony
SYF
|
+$198M |
| 4 |
Meta Platforms (Facebook)
META
|
+$175M |
| 5 |
CVS Health
CVS
|
+$171M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 15.05% |
| 2 | Technology | 14.91% |
| 3 | Healthcare | 13.85% |
| 4 | Consumer Discretionary | 9.89% |
| 5 | Communication Services | 9.65% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1101
Alaska Air
ALK
$5.29B
| $2.67M | ﹤0.01% |
30,150
-213,054
| -88% | -$16.8M |
|
1102
Teradata
TDC
$2.92B
| $2.67M | ﹤0.01% |
98,209
-28,120
| -22% | -$793K |
|
1103
VEON
VEON
$3.62B
| $2.67M | ﹤0.01% |
27,712
+3,440
| +14% | +$297K |
|
1104
Sanofi
SNY
$103B
| $2.67M | ﹤0.01% |
65,915
-1,947
| -3% | -$76.7K |
|
1105
Herbalife
HLF
$1.29B
| $2.66M | ﹤0.01% |
110,470
-151,564
| -58% | -$4.14M |
|
1106
Flowers Foods
FLO
$1.49B
| $2.65M | ﹤0.01% |
132,811
-35,260
| -21% | -$580K |
|
1107
Allison Transmission
ALSN
$9.5B
| $2.65M | ﹤0.01% |
78,606
-44,387
| -36% | -$1.38M |
|
1108
MarketAxess Holdings
MKTX
$5.71B
| $2.64M | ﹤0.01% |
17,983
-9,971
| -36% | -$1.58M |
|
1109
Outfront Media
OUT
$5.61B
| $2.64M | ﹤0.01% |
107,989
-38,399
| -26% | -$881K |
|
|
NYRT
1110
DELISTED
New York REIT, Inc.
NYRT
| $2.64M | ﹤0.01% |
26,081
-432
| -2% | -$41.4K |
|
1111
Novartis
NVS
$297B
| $2.63M | ﹤0.01% |
40,237
-3,181
| -7% | -$206K |
|
|
SIR
1112
DELISTED
SELECT INCOME REIT
SIR
| $2.62M | ﹤0.01% |
236,200
-19,269
| -8% | -$210K |
|
1113
Cullen/Frost Bankers
CFR
$10.3B
| $2.62M | ﹤0.01% |
29,648
-15,200
| -34% | -$1.22M |
|
1114
STAG Industrial
STAG
$7.38B
| $2.61M | ﹤0.01% |
109,531
-3,745
| -3% | -$86.3K |
|
|
AHL
1115
DELISTED
ASPEN Insurance Holding Limited
AHL
| $2.61M | ﹤0.01% |
47,455
-18,932
| -29% | -$966K |
|
|
VVC
1116
DELISTED
Vectren Corporation
VVC
| $2.6M | ﹤0.01% |
49,877
-21,659
| -30% | -$1.07M |
|
1117
RLI Corp
RLI
$5.62B
| $2.6M | ﹤0.01% |
82,220
-35,052
| -30% | -$1.09M |
|
|
LXFT
1118
DELISTED
Luxoft Holding, Inc.
LXFT
| $2.6M | ﹤0.01% |
46,166
+3,200
| +7% | +$171K |
|
1119
Terex
TEX
$7.18B
| $2.59M | ﹤0.01% |
82,133
-28,728
| -26% | -$797K |
|
1120
Tetra Tech
TTEK
$8.49B
| $2.58M | ﹤0.01% |
299,490
-166,190
| -36% | -$1.34M |
|
1121
Steris
STE
$22.3B
| $2.56M | ﹤0.01% |
37,940
-19,989
| -35% | -$1.36M |
|
|
PRXL
1122
DELISTED
Parexel International Corp
PRXL
| $2.56M | ﹤0.01% |
38,923
-98,168
| -72% | -$6.16M |
|
1123
Amphastar Pharmaceuticals
AMPH
$879M
| $2.56M | ﹤0.01% |
138,775
-10,673
| -7% | -$208K |
|
1124
Cognex
CGNX
$10.9B
| $2.55M | ﹤0.01% |
80,232
-59,544
| -43% | -$1.71M |
|
1125
iShares International Developed Real Estate ETF
IFGL
$83.1M
| $2.55M | ﹤0.01% |
97,048
-5,213
| -5% | -$145K |
|
Similar funds
UBS AM's Q4 2016 Portfolio in Review
As of Q4 2016, UBS AM held 2,869 positions worth $89.2B, down 4% from $92.9B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS AM withdrew a net $6.47B in Q4 2016, closing 362 positions and reducing 1,736 holdings. Its most notable exit was LinkedIn Corporation, an estimated $57.2M position sold in full.
By sector, the portfolio is most concentrated in Financials at 15% of assets, up from 13% a quarter earlier, followed by Technology and Healthcare.
Against the trend, UBS AM opened a new position in iShares Russell 1000 Value ETF worth $83.7M.
- UBS AM's largest Q4 2016 buy was iShares Russell 1000 Value ETF: 746,870 shares worth $83.7M.
- UBS AM added most to Bank of America in Q4 2016, an estimated $166M increase.
- UBS AM's biggest Q4 2016 reduction was Microsoft, cutting an estimated $245M.
- UBS AM fully exited LinkedIn Corporation in Q4 2016, selling an estimated $57.2M.
- UBS AM's ten largest holdings make up 14% of its $89.2B portfolio in Q4 2016.
- UBS AM opened 300 new positions and closed 362 in Q4 2016.
- UBS AM's portfolio value fell 4% quarter-over-quarter to $89.2B.
Based on UBS AM's 13F filing for Q4 2016, filed 14 Feb 2017.