UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Bank of America
BAC
|
+$166M |
| 2 |
Baidu
BIDU
|
+$150M |
| 3 |
LyondellBasell Industries
LYB
|
+$132M |
| 4 |
Kroger
KR
|
+$130M |
| 5 |
Trane Technologies
TT
|
+$124M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$245M |
| 2 |
Amazon
AMZN
|
+$205M |
| 3 |
Synchrony
SYF
|
+$198M |
| 4 |
Meta Platforms (Facebook)
META
|
+$175M |
| 5 |
CVS Health
CVS
|
+$171M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 15.05% |
| 2 | Technology | 14.91% |
| 3 | Healthcare | 13.85% |
| 4 | Consumer Discretionary | 9.89% |
| 5 | Communication Services | 9.65% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1051
Sonoco
SON
$5.57B
| $3.12M | ﹤0.01% |
59,281
-25,255
| -30% | -$1.32M |
|
|
ENH
1052
DELISTED
Endurance Specialty Holdings Ltd
ENH
| $3.12M | ﹤0.01% |
33,761
-71,579
| -68% | -$6.56M |
|
|
BRCD
1053
DELISTED
Brocade Communications Systems, Inc. NEW
BRCD
| $3.12M | ﹤0.01% |
249,558
-137,425
| -36% | -$1.55M |
|
1054
FB Financial Corp
FBK
$3.02B
| $3.11M | ﹤0.01% |
119,878
-90,630
| -43% | -$2.07M |
|
|
ODP
1055
DELISTED
ODP
ODP
| $3.11M | ﹤0.01% |
68,780
+11,965
| +21% | +$495K |
|
|
THS
1056
DELISTED
Treehouse Foods
THS
| $3.09M | ﹤0.01% |
42,806
-1,126
| -3% | -$86K |
|
|
JCP
1057
DELISTED
J.C. Penney Company, Inc.
JCP
| $3.08M | ﹤0.01% |
370,715
-69,540
| -16% | -$628K |
|
|
BERY
1058
DELISTED
Berry Global Group, Inc.
BERY
| $3.07M | ﹤0.01% |
68,571
-36,315
| -35% | -$1.55M |
|
1059
Lennox International
LII
$14.4B
| $3.06M | ﹤0.01% |
20,017
-11,634
| -37% | -$1.78M |
|
1060
Starwood Property Trust
STWD
$5.92B
| $3.04M | ﹤0.01% |
138,675
-63,052
| -31% | -$1.39M |
|
1061
Hanover Insurance
THG
$8.1B
| $3.04M | ﹤0.01% |
33,383
-270,189
| -89% | -$22.5M |
|
1062
Thor Industries
THO
$3.9B
| $3.03M | ﹤0.01% |
30,294
-34,606
| -53% | -$3.12M |
|
|
RSPP
1063
DELISTED
RSP Permian, Inc.
RSPP
| $3.02M | ﹤0.01% |
67,761
-4,377
| -6% | -$181K |
|
1064
Essential Utilities
WTRG
$11.3B
| $3.02M | ﹤0.01% |
100,396
-38,480
| -28% | -$1.15M |
|
|
TUP
1065
DELISTED
Tupperware Brands Corporation
TUP
| $3M | ﹤0.01% |
57,017
-9,129
| -14% | -$535K |
|
1066
Primerica
PRI
$9.98B
| $2.99M | ﹤0.01% |
43,257
-84,576
| -66% | -$5.38M |
|
1067
O-I Glass
OI
$1.1B
| $2.99M | ﹤0.01% |
171,762
-47,281
| -22% | -$859K |
|
|
VR
1068
DELISTED
Validus Hold Ltd
VR
| $2.99M | ﹤0.01% |
54,352
-326,704
| -86% | -$17.3M |
|
1069
Energizer
ENR
$1.44B
| $2.98M | ﹤0.01% |
66,773
+6,445
| +11% | +$294K |
|
1070
Kite Realty
KRG
$5.81B
| $2.98M | ﹤0.01% |
126,811
-5,536
| -4% | -$137K |
|
1071
Encompass Health
EHC
$11B
| $2.97M | ﹤0.01% |
90,613
+3,719
| +4% | +$121K |
|
1072
Hexcel
HXL
$7.79B
| $2.96M | ﹤0.01% |
57,503
-21,311
| -27% | -$1.02M |
|
1073
First Financial Bankshares
FFIN
$5.04B
| $2.95M | ﹤0.01% |
130,360
-55,778
| -30% | -$1.14M |
|
|
WOOF
1074
DELISTED
VCA Inc.
WOOF
| $2.94M | ﹤0.01% |
42,904
-20,237
| -32% | -$1.32M |
|
1075
First Horizon
FHN
$12.2B
| $2.94M | ﹤0.01% |
147,065
-64,715
| -31% | -$1.14M |
|
Similar funds
UBS AM's Q4 2016 Portfolio in Review
As of Q4 2016, UBS AM held 2,869 positions worth $89.2B, down 4% from $92.9B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS AM withdrew a net $6.47B in Q4 2016, closing 362 positions and reducing 1,736 holdings. Its most notable exit was LinkedIn Corporation, an estimated $57.2M position sold in full.
By sector, the portfolio is most concentrated in Financials at 15% of assets, up from 13% a quarter earlier, followed by Technology and Healthcare.
Against the trend, UBS AM opened a new position in iShares Russell 1000 Value ETF worth $83.7M.
- UBS AM's largest Q4 2016 buy was iShares Russell 1000 Value ETF: 746,870 shares worth $83.7M.
- UBS AM added most to Bank of America in Q4 2016, an estimated $166M increase.
- UBS AM's biggest Q4 2016 reduction was Microsoft, cutting an estimated $245M.
- UBS AM fully exited LinkedIn Corporation in Q4 2016, selling an estimated $57.2M.
- UBS AM's ten largest holdings make up 14% of its $89.2B portfolio in Q4 2016.
- UBS AM opened 300 new positions and closed 362 in Q4 2016.
- UBS AM's portfolio value fell 4% quarter-over-quarter to $89.2B.
Based on UBS AM's 13F filing for Q4 2016, filed 14 Feb 2017.