UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Bank of America
BAC
|
+$166M |
| 2 |
Baidu
BIDU
|
+$150M |
| 3 |
LyondellBasell Industries
LYB
|
+$132M |
| 4 |
Kroger
KR
|
+$130M |
| 5 |
Trane Technologies
TT
|
+$124M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$245M |
| 2 |
Amazon
AMZN
|
+$205M |
| 3 |
Synchrony
SYF
|
+$198M |
| 4 |
Meta Platforms (Facebook)
META
|
+$175M |
| 5 |
CVS Health
CVS
|
+$171M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 15.05% |
| 2 | Technology | 14.91% |
| 3 | Healthcare | 13.85% |
| 4 | Consumer Discretionary | 9.89% |
| 5 | Communication Services | 9.65% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1001
Carlisle Companies
CSL
$14.3B
| $3.74M | ﹤0.01% |
33,886
-28,740
| -46% | -$3.14M |
|
1002
Worthington Enterprises
WOR
$2.75B
| $3.7M | ﹤0.01% |
126,484
-6,783
| -5% | -$218K |
|
1003
Brown & Brown
BRO
$23.6B
| $3.69M | ﹤0.01% |
164,350
-65,256
| -28% | -$1.33M |
|
|
BRSL
1004
Brightstar Lottery PLC
BRSL
$1.84B
| $3.67M | ﹤0.01% |
143,715
+33,664
| +31% | +$903K |
|
|
TELN
1005
DELISTED
TELENOR ASA
TELN
| $3.66M | ﹤0.01% |
+245,368
| New | +$3.66M |
|
1006
Lamb Weston
LW
$7.22B
| $3.63M | ﹤0.01% |
+95,834
| New | +$3.27M |
|
1007
Popular Inc
BPOP
$11.2B
| $3.63M | ﹤0.01% |
82,769
-30,180
| -27% | -$1.22M |
|
1008
Commerce Bancshares
CBSH
$8.53B
| $3.61M | ﹤0.01% |
96,967
-46,271
| -32% | -$1.56M |
|
1009
Timken Company
TKR
$9.56B
| $3.6M | ﹤0.01% |
90,607
-18,831
| -17% | -$700K |
|
|
PACW
1010
DELISTED
PacWest Bancorp
PACW
| $3.56M | ﹤0.01% |
65,480
-28,860
| -31% | -$1.4M |
|
|
PSB
1011
DELISTED
PS Business Parks, Inc.
PSB
| $3.56M | ﹤0.01% |
30,515
-2,312
| -7% | -$254K |
|
|
TECD
1012
DELISTED
Tech Data Corp
TECD
| $3.54M | ﹤0.01% |
41,857
-7,702
| -16% | -$640K |
|
1013
Owens Corning
OC
$11.2B
| $3.54M | ﹤0.01% |
68,704
-79,959
| -54% | -$4.14M |
|
|
ERF
1014
DELISTED
Enerplus Corporation
ERF
| $3.54M | ﹤0.01% |
372,751
+40,643
| +12% | +$322K |
|
|
AZPN
1015
DELISTED
ASPEN TECHNOLOGY INC
AZPN
| $3.53M | ﹤0.01% |
64,607
-37,484
| -37% | -$2.05M |
|
1016
First American
FAF
$7.66B
| $3.52M | ﹤0.01% |
96,126
+1,996
| +2% | +$76.5K |
|
1017
Lamar Advertising Co
LAMR
$16.2B
| $3.52M | ﹤0.01% |
52,305
-19,661
| -27% | -$1.27M |
|
1018
Aecom
ACM
$9.3B
| $3.49M | ﹤0.01% |
95,898
-38,839
| -29% | -$1.29M |
|
1019
Portland General Electric
POR
$5.8B
| $3.49M | ﹤0.01% |
80,460
-21,334
| -21% | -$900K |
|
1020
Alcoa
AA
$11.9B
| $3.46M | ﹤0.01% |
123,337
-1,249,397
| -91% | -$33.9M |
|
1021
Grupo Cibest SA
CIB
$22B
| $3.46M | ﹤0.01% |
94,345
-1,200
| -1% | -$43.8K |
|
|
DNR
1022
DELISTED
Denbury Resources, Inc.
DNR
| $3.45M | ﹤0.01% |
937,320
-78,194
| -8% | -$251K |
|
1023
iShares International Treasury Bond ETF
IGOV
$1.53B
| $3.44M | ﹤0.01% |
+76,508
| New | +$3.59M |
|
1024
Williams-Sonoma
WSM
$26.9B
| $3.42M | ﹤0.01% |
141,528
-1,078
| -0.8% | -$27.5K |
|
|
WPG
1025
DELISTED
Washington Prime Group Inc.
WPG
| $3.42M | ﹤0.01% |
36,516
-1,578
| -4% | -$151K |
|
Similar funds
UBS AM's Q4 2016 Portfolio in Review
As of Q4 2016, UBS AM held 2,869 positions worth $89.2B, down 4% from $92.9B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS AM withdrew a net $6.47B in Q4 2016, closing 362 positions and reducing 1,736 holdings. Its most notable exit was LinkedIn Corporation, an estimated $57.2M position sold in full.
By sector, the portfolio is most concentrated in Financials at 15% of assets, up from 13% a quarter earlier, followed by Technology and Healthcare.
Against the trend, UBS AM opened a new position in iShares Russell 1000 Value ETF worth $83.7M.
- UBS AM's largest Q4 2016 buy was iShares Russell 1000 Value ETF: 746,870 shares worth $83.7M.
- UBS AM added most to Bank of America in Q4 2016, an estimated $166M increase.
- UBS AM's biggest Q4 2016 reduction was Microsoft, cutting an estimated $245M.
- UBS AM fully exited LinkedIn Corporation in Q4 2016, selling an estimated $57.2M.
- UBS AM's ten largest holdings make up 14% of its $89.2B portfolio in Q4 2016.
- UBS AM opened 300 new positions and closed 362 in Q4 2016.
- UBS AM's portfolio value fell 4% quarter-over-quarter to $89.2B.
Based on UBS AM's 13F filing for Q4 2016, filed 14 Feb 2017.