UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$1.01B |
| 2 |
Microsoft
MSFT
|
+$922M |
| 3 |
Amazon
AMZN
|
+$646M |
| 4 |
Tesla
TSLA
|
+$554M |
| 5 |
Alphabet (Google) Class A
GOOGL
|
+$496M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Abbott
ABT
|
+$1.04B |
| 2 |
Linde
LIN
|
+$949M |
| 3 |
ExxonMobil
XOM
|
+$313M |
| 4 |
VMW
VMware, Inc
VMW
|
+$217M |
| 5 |
NVIDIA
NVDA
|
+$205M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 30.4% |
| 2 | Healthcare | 13.37% |
| 3 | Consumer Discretionary | 11.23% |
| 4 | Financials | 10.99% |
| 5 | Communication Services | 8.07% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
876
MINISO
MNSO
$3.88B
| $11.3M | 0.01% |
437,328
+174,791
| +67% | +$3.89M |
|
877
Axalta
AXTA
$7.66B
| $11.3M | 0.01% |
420,777
+7,153
| +2% | +$210K |
|
878
Tenet Healthcare
THC
$20.5B
| $11.3M | 0.01% |
171,256
+18,210
| +12% | +$1.36M |
|
879
FTI Consulting
FCN
$4.4B
| $11.2M | 0.01% |
62,502
-9,240
| -13% | -$1.72M |
|
880
RadNet
RDNT
$5.02B
| $11.1M | 0.01% |
395,122
+362,618
| +1,116% | +$11.3M |
|
881
Range Resources
RRC
$9.38B
| $11.1M | 0.01% |
342,583
-5,976
| -2% | -$187K |
|
|
CMA
882
DELISTED
Comerica
CMA
| $11.1M | 0.01% |
266,930
-88,375
| -25% | -$4.19M |
|
883
Affiliated Managers Group
AMG
$9.69B
| $11.1M | 0.01% |
84,987
+2,274
| +3% | +$318K |
|
|
SF
884
Stifel
SF
$12.6B
| $11.1M | 0.01% |
270,029
+725
| +0.3% | +$30.5K |
|
885
Werner Enterprises
WERN
$2.24B
| $11M | ﹤0.01% |
281,949
+222,515
| +374% | +$9.55M |
|
|
ITCI
886
DELISTED
Intra-Cellular Therapies Inc.
ITCI
| $10.9M | ﹤0.01% |
209,935
+4,623
| +2% | +$269K |
|
887
Papa John's
PZZA
$984M
| $10.9M | ﹤0.01% |
160,097
+3,176
| +2% | +$245K |
|
888
Levi Strauss
LEVI
$9.44B
| $10.9M | ﹤0.01% |
800,727
+402,530
| +101% | +$5.63M |
|
889
iShares Core S&P Mid-Cap ETF
IJH
$122B
| $10.7M | ﹤0.01% |
215,260
+84,345
| +64% | +$4.42M |
|
|
LTC
890
LTC Properties
LTC
$2.06B
| $10.7M | ﹤0.01% |
332,374
-4,669
| -1% | -$154K |
|
891
Nu Holdings
NU
$69.2B
| $10.7M | ﹤0.01% |
+1,468,987
| New | +$11M |
|
892
CACI
CACI
$11B
| $10.6M | ﹤0.01% |
33,889
-6,713
| -17% | -$2.25M |
|
893
Kohl's
KSS
$2.17B
| $10.6M | ﹤0.01% |
505,082
+136,630
| +37% | +$3.45M |
|
894
Suzano
SUZ
$10.5B
| $10.6M | ﹤0.01% |
983,592
-255,575
| -21% | -$2.56M |
|
895
SoFi Technologies
SOFI
$21B
| $10.6M | ﹤0.01% |
1,323,209
+338,891
| +34% | +$2.98M |
|
|
ROIC
896
DELISTED
Retail Opportunity Investments Corp.
ROIC
| $10.6M | ﹤0.01% |
853,914
+32,453
| +4% | +$447K |
|
897
Oshkosh
OSK
$8.79B
| $10.5M | ﹤0.01% |
110,532
+16,470
| +18% | +$1.6M |
|
898
Capri Holdings
CPRI
$1.83B
| $10.5M | ﹤0.01% |
200,293
-202,196
| -50% | -$9.17M |
|
899
Littelfuse
LFUS
$11.2B
| $10.5M | ﹤0.01% |
42,443
+1,666
| +4% | +$451K |
|
900
Nexstar Media Group
NXST
$5.82B
| $10.4M | ﹤0.01% |
72,567
+4,127
| +6% | +$670K |
|
Similar funds
UBS AM's Q3 2023 Portfolio in Review
As of Q3 2023, UBS AM held 2,762 positions worth $223B, up 8.1% from $206B the previous quarter. Its ten largest holdings account for 26% of the portfolio.
UBS AM deployed $7.28B of net new capital in Q3 2023, opening 89 new positions and adding to 1,400 existing holdings. Its largest new stake was Kenvue: 8,680,819 shares worth $174M.
By sector, the portfolio is most concentrated in Technology at 30% of assets, up from 28% a quarter earlier, followed by Healthcare and Consumer Discretionary.
On the sell side, the largest reduction was Abbott, an estimated $1.04B trimmed.
- UBS AM's largest Q3 2023 buy was Kenvue: 8,680,819 shares worth $174M.
- UBS AM added most to Apple in Q3 2023, an estimated $1.01B increase.
- UBS AM's biggest Q3 2023 reduction was Abbott, cutting an estimated $1.04B.
- UBS AM fully exited World Wrestling Entertainment in Q3 2023, selling an estimated $128M.
- UBS AM's ten largest holdings make up 26% of its $223B portfolio in Q3 2023.
- UBS AM opened 89 new positions and closed 174 in Q3 2023.
- UBS AM's portfolio value rose 8.1% quarter-over-quarter to $223B.
Based on UBS AM's 13F filing for Q3 2023, filed 13 Nov 2023.