UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$552M |
| 2 |
Microsoft
MSFT
|
+$336M |
| 3 |
Accenture
ACN
|
+$230M |
| 4 |
Walmart Inc
WMT
|
+$206M |
| 5 |
Mastercard
MA
|
+$187M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Morningstar Total Stock Market ETF
VTI
|
+$329M |
| 2 |
CELG
Celgene Corp
CELG
|
+$293M |
| 3 |
iShares Core MSCI EAFE ETF
IEFA
|
+$220M |
| 4 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$181M |
| 5 |
JPMorgan Chase
JPM
|
+$159M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 19.8% |
| 2 | Financials | 14.05% |
| 3 | Healthcare | 13.56% |
| 4 | Consumer Discretionary | 12.64% |
| 5 | Communication Services | 8.81% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
776
Starwood Property Trust
STWD
$5.92B
| $17M | 0.01% |
682,413
+323,332
| +90% | +$7.91M |
|
777
Middleby
MIDD
$6.04B
| $16.9M | 0.01% |
154,317
-898
| -0.6% | -$103K |
|
778
Ziff Davis
ZD
$1.96B
| $16.8M | 0.01% |
206,243
+146,283
| +244% | +$12.1M |
|
779
Avnet
AVT
$7.29B
| $16.8M | 0.01% |
394,970
+17,185
| +5% | +$708K |
|
|
SVC
780
Service Properties Trust
SVC
$1.04B
| $16.7M | 0.01% |
137,204
+4,785
| +4% | +$583K |
|
|
OPTU
781
Optimum Communications Inc
OPTU
$298M
| $16.7M | 0.01% |
609,646
+7,280
| +1% | +$201K |
|
|
WRI
782
DELISTED
Weingarten Realty Investors
WRI
| $16.6M | 0.01% |
530,657
+8,144
| +2% | +$249K |
|
783
Rollins
ROL
$18.3B
| $16.5M | 0.01% |
746,460
-151,056
| -17% | -$3.58M |
|
784
Varonis Systems
VRNS
$4.59B
| $16.2M | 0.01% |
624,141
+4,227
| +0.7% | +$100K |
|
785
First Citizens BancShares
FCNCA
$24.9B
| $16.2M | 0.01% |
30,377
+5,488
| +22% | +$2.78M |
|
|
AIMC
786
DELISTED
Altra Industrial Motion Corp
AIMC
| $16.1M | 0.01% |
445,493
+11,731
| +3% | +$373K |
|
787
Liberty Global Class A
LBTYA
$3.62B
| $16M | 0.01% |
703,654
+21,292
| +3% | +$502K |
|
|
GTLS
788
DELISTED
Chart Industries
GTLS
| $16M | 0.01% |
236,549
+27,981
| +13% | +$1.64M |
|
789
Steven Madden
SHOO
$3.37B
| $15.9M | 0.01% |
370,157
-47,963
| -11% | -$1.94M |
|
790
Coty
COTY
$2.42B
| $15.9M | 0.01% |
1,414,666
+42,944
| +3% | +$489K |
|
791
MongoDB
MDB
$27.1B
| $15.8M | 0.01% |
120,397
-1,026
| -0.8% | -$135K |
|
792
Ingevity
NGVT
$2.51B
| $15.8M | 0.01% |
180,393
+108
| +0.1% | +$9.44K |
|
793
Ollie's Bargain Outlet
OLLI
$4.44B
| $15.7M | 0.01% |
240,152
+8,973
| +4% | +$568K |
|
|
SOGO
794
DELISTED
Sogou Inc. American Depositary Shares, each representing one Class A Ordinary Share
SOGO
| $15.6M | 0.01% |
3,439,507
| – | – |
|
795
Sabra Healthcare REIT
SBRA
$5.34B
| $15.6M | 0.01% |
732,497
+54,818
| +8% | +$1.23M |
|
|
S
796
DELISTED
Sprint Corporation
S
| $15.6M | 0.01% |
2,992,337
+126,283
| +4% | +$740K |
|
797
Charles River Laboratories
CRL
$11.2B
| $15.4M | 0.01% |
101,088
-34,331
| -25% | -$4.75M |
|
|
PRO
798
DELISTED
PROS Holdings
PRO
| $15.3M | 0.01% |
254,915
+216,718
| +567% | +$12.5M |
|
799
Williams-Sonoma
WSM
$26.9B
| $15.2M | 0.01% |
414,162
-186,098
| -31% | -$6.46M |
|
800
argenx
ARGX
$53.4B
| $15.2M | 0.01% |
94,611
-245
| -0.3% | -$33.1K |
|
Similar funds
UBS AM's Q4 2019 Portfolio in Review
As of Q4 2019, UBS AM held 2,974 positions worth $163B, up 10% from $148B the previous quarter. Its ten largest holdings account for 21% of the portfolio.
UBS AM's Q4 2019 filing shows 83 new, 1,539 increased, 805 reduced and 441 closed positions. Its largest new stake was Pinterest: 348,973 shares worth $6.5M. The largest sale was Vanguard Morningstar Total Stock Market ETF, an estimated $329M.
By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.
- UBS AM's largest Q4 2019 buy was Pinterest: 348,973 shares worth $6.5M.
- UBS AM added most to Alibaba in Q4 2019, an estimated $552M increase.
- UBS AM's biggest Q4 2019 reduction was iShares Core MSCI Emerging Markets ETF, cutting an estimated $181M.
- UBS AM fully exited Vanguard Morningstar Total Stock Market ETF in Q4 2019, selling an estimated $329M.
- UBS AM's ten largest holdings make up 21% of its $163B portfolio in Q4 2019.
- UBS AM opened 83 new positions and closed 441 in Q4 2019.
- UBS AM's portfolio value rose 10% quarter-over-quarter to $163B.
Based on UBS AM's 13F filing for Q4 2019, filed 14 Feb 2020.