UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Regeneron Pharmaceuticals
REGN
|
+$188M |
| 2 |
Yelp
YELP
|
+$182M |
| 3 |
General Motors
GM
|
+$141M |
| 4 |
American Express
AXP
|
+$138M |
| 5 |
Comcast
CMCSA
|
+$116M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
eBay
EBAY
|
+$331M |
| 2 |
Crown Castle
CCI
|
+$303M |
| 3 |
Cardinal Health
CAH
|
+$204M |
| 4 |
Gilead Sciences
GILD
|
+$157M |
| 5 |
Apple
AAPL
|
+$150M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 14.6% |
| 2 | Healthcare | 13.9% |
| 3 | Technology | 13.4% |
| 4 | Industrials | 10.1% |
| 5 | Consumer Discretionary | 9.2% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
SFLY
776
DELISTED
Shutterfly, Inc.
SFLY
| $10.8M | 0.01% |
211,136
-17,185
| -8% | -$868K |
|
|
BRS
777
DELISTED
Bristow Group, Inc.
BRS
| $10.8M | 0.01% |
143,214
+126,615
| +763% | +$9.9M |
|
|
BRE
778
DELISTED
BRE PROPERTIES INC CL A
BRE
| $10.6M | 0.01% |
194,209
-52,628
| -21% | -$2.82M |
|
779
Ciena
CIEN
$53.4B
| $10.6M | 0.01% |
443,670
-30,857
| -7% | -$735K |
|
|
BDN
780
Brandywine Realty Trust
BDN
$524M
| $10.6M | 0.01% |
751,151
+64,300
| +9% | +$871K |
|
781
Baytex Energy
BTE
$3.25B
| $10.5M | 0.01% |
268,647
+2,752
| +1% | +$111K |
|
|
ONIT
782
Onity Group
ONIT
$309M
| $10.5M | 0.01% |
12,566
+8,859
| +239% | +$7.29M |
|
|
FNSR
783
DELISTED
Finisar Corp
FNSR
| $10.4M | 0.01% |
436,255
-30,921
| -7% | -$705K |
|
|
PWE
784
DELISTED
Penn West Energy Petroleum Ltd
PWE
| $10.3M | 0.01% |
1,235,498
+20,803
| +2% | +$200K |
|
|
NMBL
785
DELISTED
Nimble Storage, Inc.
NMBL
| $10.3M | 0.01% |
+227,000
| New | +$8.62M |
|
|
TCO
786
DELISTED
Taubman Centers Inc.
TCO
| $10.3M | 0.01% |
160,844
+18,300
| +13% | +$1.22M |
|
787
Insulet
PODD
$11.5B
| $10.2M | 0.01% |
276,022
-27,158
| -9% | -$1M |
|
788
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
| – | – |
0
| – | – |
|
789
EPAM Systems
EPAM
$5.51B
| $10.1M | 0.01% |
+289,967
| New | +$10.4M |
|
|
BMR
790
DELISTED
BIOMED REALTY TRUST INC
BMR
| $10.1M | 0.01% |
556,257
-69,105
| -11% | -$1.31M |
|
|
FL
791
DELISTED
Foot Locker
FL
| $10M | 0.01% |
242,289
-40,695
| -14% | -$1.49M |
|
|
ITMN
792
DELISTED
INTERMUNE INC
ITMN
| $10M | 0.01% |
680,597
-400
| -0.1% | -$5.53K |
|
793
Vodafone
VOD
$36.3B
| $9.92M | 0.01% |
247,657
+3,186
| +1% | +$120K |
|
794
iShares Russell 3000 ETF
IWV
$19.6B
| $9.91M | 0.01% |
89,548
-25,500
| -22% | -$2.71M |
|
|
QLIK
795
DELISTED
QLIK TECHNOLOGIES INC COM STK (DE)
QLIK
| $9.88M | 0.01% |
371,121
-100,289
| -21% | -$2.77M |
|
|
CVD
796
DELISTED
COVANCE INC.
CVD
| $9.86M | 0.01% |
111,920
+10,700
| +11% | +$926K |
|
|
CIVI
797
DELISTED
Civitas Resources
CIVI
| $9.67M | 0.01% |
1,994
-167
| -8% | -$896K |
|
798
Douglas Emmett
DEI
$1.98B
| $9.64M | 0.01% |
413,894
+53,300
| +15% | +$1.27M |
|
|
SPN
799
DELISTED
Superior Energy Services, Inc.
SPN
| $9.59M | 0.01% |
36,036
-1,594
| -4% | -$417K |
|
800
United Airlines
UAL
$39.4B
| $9.51M | 0.01% |
251,425
-10,006
| -4% | -$350K |
|
Similar funds
UBS AM's Q4 2013 Portfolio in Review
As of Q4 2013, UBS AM held 2,637 positions worth $87.5B, up 8.1% from $80.9B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS AM's Q4 2013 filing shows 130 new, 1,010 increased, 1,128 reduced and 103 closed positions. Its largest new stake was Trip.com Group: 2,309,000 shares worth $57.3M. The largest sale was eBay, an estimated $331M.
By sector, the portfolio is most concentrated in Financials at 15% of assets, up from 14% a quarter earlier, followed by Healthcare and Technology.
- UBS AM's largest Q4 2013 buy was Trip.com Group: 2,309,000 shares worth $57.3M.
- UBS AM added most to Regeneron Pharmaceuticals in Q4 2013, an estimated $188M increase.
- UBS AM's biggest Q4 2013 reduction was eBay, cutting an estimated $331M.
- UBS AM fully exited DELL INC in Q4 2013, selling an estimated $62.9M.
- UBS AM's ten largest holdings make up 14% of its $87.5B portfolio in Q4 2013.
- UBS AM opened 130 new positions and closed 103 in Q4 2013.
- UBS AM's portfolio value rose 8.1% quarter-over-quarter to $87.5B.
Based on UBS AM's 13F filing for Q4 2013, filed 31 Jan 2014.