UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Regeneron Pharmaceuticals
REGN
|
+$188M |
| 2 |
Yelp
YELP
|
+$182M |
| 3 |
General Motors
GM
|
+$141M |
| 4 |
American Express
AXP
|
+$138M |
| 5 |
Comcast
CMCSA
|
+$116M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
eBay
EBAY
|
+$331M |
| 2 |
Crown Castle
CCI
|
+$303M |
| 3 |
Cardinal Health
CAH
|
+$204M |
| 4 |
Gilead Sciences
GILD
|
+$157M |
| 5 |
Apple
AAPL
|
+$150M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 14.6% |
| 2 | Healthcare | 13.9% |
| 3 | Technology | 13.4% |
| 4 | Industrials | 10.1% |
| 5 | Consumer Discretionary | 9.2% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
TEG
726
DELISTED
INTEGRYS ENERGY GROUP INC COM (USA)
TEG
| $12.7M | 0.01% |
233,630
+16,879
| +8% | +$944K |
|
727
Antero Resources
AR
$11.1B
| $12.7M | 0.01% |
+200,000
| New | +$11.2M |
|
728
Asbury Automotive
ABG
$4.31B
| $12.7M | 0.01% |
235,711
-16,805
| -7% | -$867K |
|
|
FNFG
729
DELISTED
FIRST NIAGARA FINANCIAL GROUP INC
FNFG
| $12.6M | 0.01% |
1,190,772
+227,700
| +24% | +$2.47M |
|
730
Vermilion Energy
VET
$1.82B
| $12.6M | 0.01% |
214,613
+27,779
| +15% | +$1.56M |
|
|
SWI
731
DELISTED
SOLARWINDS INC COM STK (DE)
SWI
| $12.6M | 0.01% |
332,522
+160,400
| +93% | +$5.6M |
|
|
GNC
732
DELISTED
GNC Holdings, Inc.
GNC
| $12.6M | 0.01% |
215,158
+163,500
| +317% | +$9.43M |
|
|
HOLX
733
DELISTED
Hologic
HOLX
| $12.5M | 0.01% |
559,625
-5,502
| -1% | -$121K |
|
|
NSR
734
DELISTED
Neustar Inc
NSR
| $12.5M | 0.01% |
250,396
+83,300
| +50% | +$4.01M |
|
735
RH
RH
$3.13B
| $12.4M | 0.01% |
184,834
+78,934
| +75% | +$5.41M |
|
736
Raymond James Financial
RJF
$33.8B
| $12.4M | 0.01% |
356,942
-24,285
| -6% | -$753K |
|
737
CoreCivic
CXW
$2.96B
| $12.3M | 0.01% |
383,114
+107,600
| +39% | +$3.75M |
|
738
Jazz Pharmaceuticals
JAZZ
$15.9B
| $12.3M | 0.01% |
96,898
+15,400
| +19% | +$1.59M |
|
739
Urban Outfitters
URBN
$6.35B
| $12.2M | 0.01% |
330,152
+9,871
| +3% | +$370K |
|
740
Genworth Financial
GNW
$3.76B
| $12.2M | 0.01% |
786,790
+15,532
| +2% | +$224K |
|
|
CIE
741
DELISTED
Cobalt International Energy, Inc
CIE
| $12.2M | 0.01% |
49,457
+71
| +0.1% | +$22.2K |
|
|
RYL
742
DELISTED
RYLAND GROUP INC
RYL
| $12.1M | 0.01% |
278,816
-11,890
| -4% | -$472K |
|
|
FLTX
743
DELISTED
Fleetmatics Group PLC
FLTX
| $12.1M | 0.01% |
278,700
+11,100
| +4% | +$406K |
|
|
HOS
744
DELISTED
Hornbeck Offshore Services, Inc.
HOS
| $12M | 0.01% |
243,711
-15,298
| -6% | -$812K |
|
|
MRC
745
DELISTED
MRC Global
MRC
| $12M | 0.01% |
370,653
+111,253
| +43% | +$3.35M |
|
|
CLR
746
DELISTED
CONTINENTAL RESOURCES INC.
CLR
| $11.9M | 0.01% |
211,590
+278
| +0.1% | +$15.5K |
|
747
CEMIG Preferred Shares
CIG
$6.26B
| $11.9M | 0.01% |
3,905,958
-457,972
| -10% | -$1.52M |
|
748
Mid-America Apartment Communities
MAA
$15.4B
| $11.9M | 0.01% |
195,199
+41,852
| +27% | +$2.62M |
|
749
Mettler-Toledo International
MTD
$28.6B
| $11.8M | 0.01% |
48,777
+33,793
| +226% | +$8.25M |
|
|
MENT
750
DELISTED
Mentor Graphics Corp
MENT
| $11.8M | 0.01% |
488,397
+76,204
| +18% | +$1.72M |
|
Similar funds
UBS AM's Q4 2013 Portfolio in Review
As of Q4 2013, UBS AM held 2,637 positions worth $87.5B, up 8.1% from $80.9B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS AM's Q4 2013 filing shows 130 new, 1,010 increased, 1,128 reduced and 103 closed positions. Its largest new stake was Trip.com Group: 2,309,000 shares worth $57.3M. The largest sale was eBay, an estimated $331M.
By sector, the portfolio is most concentrated in Financials at 15% of assets, up from 14% a quarter earlier, followed by Healthcare and Technology.
- UBS AM's largest Q4 2013 buy was Trip.com Group: 2,309,000 shares worth $57.3M.
- UBS AM added most to Regeneron Pharmaceuticals in Q4 2013, an estimated $188M increase.
- UBS AM's biggest Q4 2013 reduction was eBay, cutting an estimated $331M.
- UBS AM fully exited DELL INC in Q4 2013, selling an estimated $62.9M.
- UBS AM's ten largest holdings make up 14% of its $87.5B portfolio in Q4 2013.
- UBS AM opened 130 new positions and closed 103 in Q4 2013.
- UBS AM's portfolio value rose 8.1% quarter-over-quarter to $87.5B.
Based on UBS AM's 13F filing for Q4 2013, filed 31 Jan 2014.