UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Bank of America
BAC
|
+$166M |
| 2 |
Baidu
BIDU
|
+$150M |
| 3 |
LyondellBasell Industries
LYB
|
+$132M |
| 4 |
Kroger
KR
|
+$130M |
| 5 |
Trane Technologies
TT
|
+$124M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$245M |
| 2 |
Amazon
AMZN
|
+$205M |
| 3 |
Synchrony
SYF
|
+$198M |
| 4 |
Meta Platforms (Facebook)
META
|
+$175M |
| 5 |
CVS Health
CVS
|
+$171M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 15.05% |
| 2 | Technology | 14.91% |
| 3 | Healthcare | 13.85% |
| 4 | Consumer Discretionary | 9.89% |
| 5 | Communication Services | 9.65% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
SUM
701
DELISTED
Summit Materials, Inc. Class A Common Stock
SUM
| $16.3M | 0.02% |
705,712
+219,524
| +45% | +$4.61M |
|
702
Semtech
SMTC
$11B
| $16.2M | 0.02% |
513,873
-95,886
| -16% | -$2.68M |
|
703
National Bank Holdings
NBHC
$1.92B
| $16.1M | 0.02% |
506,048
-33,354
| -6% | -$895K |
|
704
lululemon athletica
LULU
$13.5B
| $16.1M | 0.02% |
247,761
-3,324
| -1% | -$198K |
|
|
ZLTQ
705
DELISTED
ZELTIQ Aesthetics, Inc.
ZLTQ
| $16.1M | 0.02% |
369,692
-26,915
| -7% | -$1.09M |
|
|
EDR
706
DELISTED
Education Realty Trust Inc
EDR
| $16M | 0.02% |
378,618
-9,279
| -2% | -$380K |
|
|
SNI
707
DELISTED
Scripps Networks Interactive, Inc Common Class A
SNI
| $15.9M | 0.02% |
223,303
+31,000
| +16% | +$2.1M |
|
708
Flowserve
FLS
$9.71B
| $15.9M | 0.02% |
330,979
+3,736
| +1% | +$173K |
|
709
Gaming and Leisure Properties
GLPI
$12.7B
| $15.9M | 0.02% |
519,472
-25,831
| -5% | -$808K |
|
710
Domino's
DPZ
$11.5B
| $15.8M | 0.02% |
99,250
-1,825
| -2% | -$297K |
|
711
CubeSmart
CUBE
$9.39B
| $15.7M | 0.02% |
586,495
-98,015
| -14% | -$2.51M |
|
712
MSCI
MSCI
$41.6B
| $15.7M | 0.02% |
199,240
-241,459
| -55% | -$19.5M |
|
713
HF Sinclair
DINO
$16.3B
| $15.7M | 0.02% |
478,387
-24,209
| -5% | -$671K |
|
|
DNB
714
DELISTED
Dun & Bradstreet
DNB
| $15.5M | 0.02% |
127,819
+1,839
| +1% | +$226K |
|
|
CPE
715
DELISTED
Callon Petroleum Company
CPE
| $15.5M | 0.02% |
100,716
-3,802
| -4% | -$581K |
|
716
Huntington Ingalls Industries
HII
$12.9B
| $15.4M | 0.02% |
83,813
+24,209
| +41% | +$4.11M |
|
|
CAVM
717
DELISTED
Cavium, Inc.
CAVM
| $15.4M | 0.02% |
246,910
-20,800
| -8% | -$1.2M |
|
|
S
718
DELISTED
Sprint Corporation
S
| $15.3M | 0.02% |
1,823,017
-52,178
| -3% | -$386K |
|
|
ISBC
719
DELISTED
Investors Bancorp, Inc.
ISBC
| $15.3M | 0.02% |
1,096,338
-108,668
| -9% | -$1.42M |
|
|
LSXMK
720
DELISTED
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
| $15.3M | 0.02% |
591,660
-4,029
| -0.7% | -$104K |
|
721
Ciena
CIEN
$53.4B
| $15.3M | 0.02% |
624,787
-33,199
| -5% | -$725K |
|
722
Matador Resources
MTDR
$6.2B
| $15.2M | 0.02% |
591,964
+67,180
| +13% | +$1.63M |
|
723
IPG Photonics
IPGP
$3.61B
| $15.2M | 0.02% |
153,965
+17,504
| +13% | +$1.63M |
|
|
NE
724
DELISTED
Noble Corporation
NE
| $15.2M | 0.02% |
2,566,523
+260,830
| +11% | +$1.54M |
|
|
SRCL
725
DELISTED
Stericycle Inc
SRCL
| $15.2M | 0.02% |
196,818
-2,310
| -1% | -$174K |
|
Similar funds
UBS AM's Q4 2016 Portfolio in Review
As of Q4 2016, UBS AM held 2,869 positions worth $89.2B, down 4% from $92.9B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS AM withdrew a net $6.47B in Q4 2016, closing 362 positions and reducing 1,736 holdings. Its most notable exit was LinkedIn Corporation, an estimated $57.2M position sold in full.
By sector, the portfolio is most concentrated in Financials at 15% of assets, up from 13% a quarter earlier, followed by Technology and Healthcare.
Against the trend, UBS AM opened a new position in iShares Russell 1000 Value ETF worth $83.7M.
- UBS AM's largest Q4 2016 buy was iShares Russell 1000 Value ETF: 746,870 shares worth $83.7M.
- UBS AM added most to Bank of America in Q4 2016, an estimated $166M increase.
- UBS AM's biggest Q4 2016 reduction was Microsoft, cutting an estimated $245M.
- UBS AM fully exited LinkedIn Corporation in Q4 2016, selling an estimated $57.2M.
- UBS AM's ten largest holdings make up 14% of its $89.2B portfolio in Q4 2016.
- UBS AM opened 300 new positions and closed 362 in Q4 2016.
- UBS AM's portfolio value fell 4% quarter-over-quarter to $89.2B.
Based on UBS AM's 13F filing for Q4 2016, filed 14 Feb 2017.