UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Regeneron Pharmaceuticals
REGN
|
+$188M |
| 2 |
Yelp
YELP
|
+$182M |
| 3 |
General Motors
GM
|
+$141M |
| 4 |
American Express
AXP
|
+$138M |
| 5 |
Comcast
CMCSA
|
+$116M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
eBay
EBAY
|
+$331M |
| 2 |
Crown Castle
CCI
|
+$303M |
| 3 |
Cardinal Health
CAH
|
+$204M |
| 4 |
Gilead Sciences
GILD
|
+$157M |
| 5 |
Apple
AAPL
|
+$150M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 14.6% |
| 2 | Healthcare | 13.9% |
| 3 | Technology | 13.4% |
| 4 | Industrials | 10.1% |
| 5 | Consumer Discretionary | 9.2% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
TEN
701
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
| $14.2M | 0.02% |
250,681
-12,093
| -5% | -$658K |
|
|
STR
702
DELISTED
QUESTAR CORP
STR
| $14.1M | 0.02% |
614,416
+36,261
| +6% | +$832K |
|
703
Emergent Biosolutions
EBS
$373M
| $14.1M | 0.02% |
614,265
-2,892
| -0.5% | -$60.3K |
|
704
Novartis
NVS
$297B
| $14M | 0.02% |
193,879
+10,781
| +6% | +$749K |
|
705
Cinemark Holdings
CNK
$4.24B
| $13.8M | 0.02% |
413,572
+41,336
| +11% | +$1.35M |
|
706
Iron Mountain
IRM
$36.4B
| $13.8M | 0.02% |
491,288
-2,864
| -0.6% | -$73.4K |
|
707
NetEase
NTES
$85.3B
| $13.8M | 0.02% |
876,500
+491,000
| +127% | +$6.89M |
|
|
CBD
708
DELISTED
Companhia Brasileira de Distribuicao
CBD
| $13.7M | 0.02% |
307,500
-34,000
| -10% | -$1.61M |
|
|
RDC
709
DELISTED
Rowan Companies Plc
RDC
| $13.7M | 0.02% |
386,142
+19,808
| +5% | +$707K |
|
|
CBI
710
DELISTED
Chicago Bridge & Iron Nv
CBI
| $13.6M | 0.02% |
164,126
+153,470
| +1,440% | +$11.6M |
|
711
Middleby
MIDD
$6.04B
| $13.6M | 0.02% |
170,400
-1,800
| -1% | -$133K |
|
|
NUAN
712
DELISTED
Nuance Communications, Inc.
NUAN
| $13.6M | 0.02% |
1,034,180
+28,122
| +3% | +$386K |
|
|
WIN
713
DELISTED
Windstream Holdings Inc
WIN
| $13.6M | 0.02% |
217,659
+310
| +0.1% | +$20.1K |
|
714
American Financial Group
AFG
$11.8B
| $13.6M | 0.02% |
234,966
-131,027
| -36% | -$7.34M |
|
715
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
| – | – |
0
| – | – |
|
|
AIRM
716
DELISTED
Air Methods Corp
AIRM
| $13.3M | 0.02% |
227,710
-26,146
| -10% | -$1.3M |
|
717
United Natural Foods
UNFI
$3.08B
| $13.3M | 0.02% |
175,798
-10,900
| -6% | -$770K |
|
718
iShares Russell 1000 Growth ETF
IWF
$121B
| $13.2M | 0.02% |
616,104
-683,956
| -53% | -$14M |
|
|
DO
719
DELISTED
Diamond Offshore Drilling
DO
| $13.2M | 0.02% |
232,590
+25,834
| +12% | +$1.56M |
|
720
AptarGroup
ATR
$8.55B
| $13.1M | 0.02% |
193,159
+21,600
| +13% | +$1.38M |
|
721
Eldorado Gold
EGO
$7.87B
| $13.1M | 0.02% |
460,947
+52,154
| +13% | +$1.6M |
|
|
SNCR
722
DELISTED
Synchronoss Technologies
SNCR
| $13M | 0.01% |
46,576
+8,519
| +22% | +$2.58M |
|
723
iShares MSCI Pacific ex Japan ETF
EPP
$2.22B
| $12.9M | 0.01% |
275,476
+34,469
| +14% | +$1.66M |
|
724
Flex
FLEX
$41.7B
| $12.9M | 0.01% |
2,197,483
-290,048
| -12% | -$1.76M |
|
725
Corpay
CPAY
$25B
| $12.8M | 0.01% |
109,280
+77,057
| +239% | +$8.86M |
|
Similar funds
UBS AM's Q4 2013 Portfolio in Review
As of Q4 2013, UBS AM held 2,637 positions worth $87.5B, up 8.1% from $80.9B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS AM's Q4 2013 filing shows 130 new, 1,010 increased, 1,128 reduced and 103 closed positions. Its largest new stake was Trip.com Group: 2,309,000 shares worth $57.3M. The largest sale was eBay, an estimated $331M.
By sector, the portfolio is most concentrated in Financials at 15% of assets, up from 14% a quarter earlier, followed by Healthcare and Technology.
- UBS AM's largest Q4 2013 buy was Trip.com Group: 2,309,000 shares worth $57.3M.
- UBS AM added most to Regeneron Pharmaceuticals in Q4 2013, an estimated $188M increase.
- UBS AM's biggest Q4 2013 reduction was eBay, cutting an estimated $331M.
- UBS AM fully exited DELL INC in Q4 2013, selling an estimated $62.9M.
- UBS AM's ten largest holdings make up 14% of its $87.5B portfolio in Q4 2013.
- UBS AM opened 130 new positions and closed 103 in Q4 2013.
- UBS AM's portfolio value rose 8.1% quarter-over-quarter to $87.5B.
Based on UBS AM's 13F filing for Q4 2013, filed 31 Jan 2014.