UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Bank of America
BAC
|
+$166M |
| 2 |
Baidu
BIDU
|
+$150M |
| 3 |
LyondellBasell Industries
LYB
|
+$132M |
| 4 |
Kroger
KR
|
+$130M |
| 5 |
Trane Technologies
TT
|
+$124M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$245M |
| 2 |
Amazon
AMZN
|
+$205M |
| 3 |
Synchrony
SYF
|
+$198M |
| 4 |
Meta Platforms (Facebook)
META
|
+$175M |
| 5 |
CVS Health
CVS
|
+$171M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 15.05% |
| 2 | Technology | 14.91% |
| 3 | Healthcare | 13.85% |
| 4 | Consumer Discretionary | 9.89% |
| 5 | Communication Services | 9.65% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
676
Columbia Banking Systems
COLB
$8.84B
| $18.2M | 0.02% |
407,297
-31,162
| -7% | -$1.18M |
|
|
KITE
677
DELISTED
Kite Pharma, Inc.
KITE
| $18.1M | 0.02% |
404,137
+11,291
| +3% | +$554K |
|
678
Generac Holdings
GNRC
$11.6B
| $18.1M | 0.02% |
444,336
-39,306
| -8% | -$1.56M |
|
679
EnerSys
ENS
$6.78B
| $18M | 0.02% |
230,774
-20,853
| -8% | -$1.53M |
|
680
Coty
COTY
$2.42B
| $18M | 0.02% |
980,723
+414,840
| +73% | +$8.57M |
|
681
Murphy Oil
MUR
$5.7B
| $17.9M | 0.02% |
575,599
-36,013
| -6% | -$1.09M |
|
682
SITE Centers
SITC
$225M
| $17.8M | 0.02% |
906,144
-71,116
| -7% | -$1.42M |
|
683
FMC
FMC
$1.34B
| $17.7M | 0.02% |
360,794
+1,816
| +0.5% | +$82.9K |
|
684
Icon
ICLR
$12.6B
| $17.7M | 0.02% |
234,818
+70,654
| +43% | +$5.49M |
|
685
Packaging Corp of America
PKG
$21.9B
| $17.5M | 0.02% |
206,009
-2,549
| -1% | -$214K |
|
|
SNCR
686
DELISTED
Synchronoss Technologies
SNCR
| $17.4M | 0.02% |
50,599
+7,411
| +17% | +$2.79M |
|
687
OGE Energy
OGE
$9.78B
| $17.3M | 0.02% |
518,131
-247
| -0% | -$7.8K |
|
688
Liberty Global Class A
LBTYA
$3.62B
| $17.3M | 0.02% |
566,139
-41,277
| -7% | -$1.3M |
|
689
Vanguard Russell 2000 ETF
VTWO
$17.3B
| $17.2M | 0.02% |
318,214
-63,050
| -17% | -$3.23M |
|
690
Badger Meter
BMI
$3.89B
| $17.1M | 0.02% |
461,522
+34,806
| +8% | +$1.22M |
|
|
ACC
691
DELISTED
American Campus Communities, Inc.
ACC
| $17M | 0.02% |
341,052
+112,192
| +49% | +$5.41M |
|
692
Liberty Broadband Class C
LBRDK
$4.88B
| $16.8M | 0.02% |
227,200
+5,404
| +2% | +$380K |
|
|
SPLK
693
DELISTED
Splunk Inc
SPLK
| $16.8M | 0.02% |
328,742
-3,890
| -1% | -$224K |
|
694
Jacobs Solutions
J
$15.9B
| $16.8M | 0.02% |
356,150
-47,474
| -12% | -$2.19M |
|
|
HAR
695
DELISTED
Harman International Industries
HAR
| $16.7M | 0.02% |
150,107
-1,310
| -0.9% | -$126K |
|
|
WAGE
696
DELISTED
WageWorks, Inc.
WAGE
| $16.7M | 0.02% |
230,104
-15,791
| -6% | -$1.06M |
|
|
VAL
697
DELISTED
Valspar
VAL
| $16.7M | 0.02% |
160,764
+4,131
| +3% | +$426K |
|
698
Children's Place
PLCE
$54.3M
| $16.6M | 0.02% |
162,853
-12,959
| -7% | -$1.17M |
|
699
Crown Holdings
CCK
$12.8B
| $16.5M | 0.02% |
313,541
-1,358
| -0.4% | -$73.4K |
|
|
DF
700
DELISTED
Dean Foods Company
DF
| $16.4M | 0.02% |
750,749
-68,913
| -8% | -$1.31M |
|
Similar funds
UBS AM's Q4 2016 Portfolio in Review
As of Q4 2016, UBS AM held 2,869 positions worth $89.2B, down 4% from $92.9B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS AM withdrew a net $6.47B in Q4 2016, closing 362 positions and reducing 1,736 holdings. Its most notable exit was LinkedIn Corporation, an estimated $57.2M position sold in full.
By sector, the portfolio is most concentrated in Financials at 15% of assets, up from 13% a quarter earlier, followed by Technology and Healthcare.
Against the trend, UBS AM opened a new position in iShares Russell 1000 Value ETF worth $83.7M.
- UBS AM's largest Q4 2016 buy was iShares Russell 1000 Value ETF: 746,870 shares worth $83.7M.
- UBS AM added most to Bank of America in Q4 2016, an estimated $166M increase.
- UBS AM's biggest Q4 2016 reduction was Microsoft, cutting an estimated $245M.
- UBS AM fully exited LinkedIn Corporation in Q4 2016, selling an estimated $57.2M.
- UBS AM's ten largest holdings make up 14% of its $89.2B portfolio in Q4 2016.
- UBS AM opened 300 new positions and closed 362 in Q4 2016.
- UBS AM's portfolio value fell 4% quarter-over-quarter to $89.2B.
Based on UBS AM's 13F filing for Q4 2016, filed 14 Feb 2017.