UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Regeneron Pharmaceuticals
REGN
|
+$188M |
| 2 |
Yelp
YELP
|
+$182M |
| 3 |
General Motors
GM
|
+$141M |
| 4 |
American Express
AXP
|
+$138M |
| 5 |
Comcast
CMCSA
|
+$116M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
eBay
EBAY
|
+$331M |
| 2 |
Crown Castle
CCI
|
+$303M |
| 3 |
Cardinal Health
CAH
|
+$204M |
| 4 |
Gilead Sciences
GILD
|
+$157M |
| 5 |
Apple
AAPL
|
+$150M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 14.6% |
| 2 | Healthcare | 13.9% |
| 3 | Technology | 13.4% |
| 4 | Industrials | 10.1% |
| 5 | Consumer Discretionary | 9.2% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
676
Stratasys
SSYS
$679M
| $15.7M | 0.02% |
116,498
-8,160
| -7% | -$944K |
|
|
INVN
677
DELISTED
Invensense Inc
INVN
| $15.6M | 0.02% |
749,777
-30,329
| -4% | -$543K |
|
678
iShares Russell 1000 ETF
IWB
$48.2B
| $15.5M | 0.02% |
150,492
+121,052
| +411% | +$12M |
|
679
Arrow Electronics
ARW
$11.1B
| $15.5M | 0.02% |
285,846
-2,829
| -1% | -$144K |
|
|
WDR
680
DELISTED
Waddell & Reed Financial, Inc.
WDR
| $15.4M | 0.02% |
236,657
+23,066
| +11% | +$1.41M |
|
681
EnerSys
ENS
$6.78B
| $15.4M | 0.02% |
219,392
-45,429
| -17% | -$3.05M |
|
|
KOG
682
DELISTED
KODIAK OIL & GAS CORP
KOG
| $15.3M | 0.02% |
1,362,458
+782,593
| +135% | +$9.37M |
|
|
AIV
683
Aimco
AIV
$387M
| $15.2M | 0.02% |
4,418,205
+529,493
| +14% | +$1.9M |
|
684
Toll Brothers
TOL
$13.6B
| $15.2M | 0.02% |
410,536
+34,293
| +9% | +$1.14M |
|
685
Under Armour
UAA
$2.84B
| $15M | 0.02% |
691,747
+43,949
| +7% | +$894K |
|
686
Myriad Genetics
MYGN
$270M
| $15M | 0.02% |
713,404
+64,166
| +10% | +$1.62M |
|
|
CEO
687
DELISTED
CNOOC Limited
CEO
| $14.9M | 0.02% |
79,200
-10,900
| -12% | -$2.17M |
|
|
GTLS
688
DELISTED
Chart Industries
GTLS
| $14.9M | 0.02% |
155,349
-12,994
| -8% | -$1.37M |
|
689
Factset
FDS
$9.36B
| $14.8M | 0.02% |
136,355
+7,231
| +6% | +$803K |
|
690
Alliant Energy
LNT
$18.3B
| $14.7M | 0.02% |
570,478
+20,970
| +4% | +$541K |
|
|
BEAV
691
DELISTED
B/E Aerospace Inc
BEAV
| $14.7M | 0.02% |
233,464
+82,316
| +54% | +$4.92M |
|
692
Crown Holdings
CCK
$12.8B
| $14.7M | 0.02% |
329,318
-28,608
| -8% | -$1.22M |
|
|
HCBK
693
DELISTED
HUDSON CITY BANCORP INC
HCBK
| $14.7M | 0.02% |
1,554,687
+142,674
| +10% | +$1.31M |
|
694
Grand Canyon Education
LOPE
$3.85B
| $14.6M | 0.02% |
335,471
+30,560
| +10% | +$1.34M |
|
695
Leggett & Platt
LEG
$1.34B
| $14.5M | 0.02% |
468,709
+70,021
| +18% | +$2.09M |
|
696
Regency Centers
REG
$14.7B
| $14.3M | 0.02% |
309,925
+8,085
| +3% | +$395K |
|
697
OGE Energy
OGE
$9.78B
| $14.3M | 0.02% |
421,789
+26,804
| +7% | +$959K |
|
|
FTR
698
DELISTED
Frontier Communications Corp.
FTR
| $14.3M | 0.02% |
204,761
-224
| -0.1% | -$15.3K |
|
699
Nasdaq
NDAQ
$52.7B
| $14.2M | 0.02% |
1,073,232
-308,193
| -22% | -$3.77M |
|
700
Ionis Pharmaceuticals
IONS
$8.6B
| $14.2M | 0.02% |
357,197
+126,840
| +55% | +$4.52M |
|
Similar funds
UBS AM's Q4 2013 Portfolio in Review
As of Q4 2013, UBS AM held 2,637 positions worth $87.5B, up 8.1% from $80.9B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS AM's Q4 2013 filing shows 130 new, 1,010 increased, 1,128 reduced and 103 closed positions. Its largest new stake was Trip.com Group: 2,309,000 shares worth $57.3M. The largest sale was eBay, an estimated $331M.
By sector, the portfolio is most concentrated in Financials at 15% of assets, up from 14% a quarter earlier, followed by Healthcare and Technology.
- UBS AM's largest Q4 2013 buy was Trip.com Group: 2,309,000 shares worth $57.3M.
- UBS AM added most to Regeneron Pharmaceuticals in Q4 2013, an estimated $188M increase.
- UBS AM's biggest Q4 2013 reduction was eBay, cutting an estimated $331M.
- UBS AM fully exited DELL INC in Q4 2013, selling an estimated $62.9M.
- UBS AM's ten largest holdings make up 14% of its $87.5B portfolio in Q4 2013.
- UBS AM opened 130 new positions and closed 103 in Q4 2013.
- UBS AM's portfolio value rose 8.1% quarter-over-quarter to $87.5B.
Based on UBS AM's 13F filing for Q4 2013, filed 31 Jan 2014.