UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Bank of America
BAC
|
+$166M |
| 2 |
Baidu
BIDU
|
+$150M |
| 3 |
LyondellBasell Industries
LYB
|
+$132M |
| 4 |
Kroger
KR
|
+$130M |
| 5 |
Trane Technologies
TT
|
+$124M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$245M |
| 2 |
Amazon
AMZN
|
+$205M |
| 3 |
Synchrony
SYF
|
+$198M |
| 4 |
Meta Platforms (Facebook)
META
|
+$175M |
| 5 |
CVS Health
CVS
|
+$171M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 15.05% |
| 2 | Technology | 14.91% |
| 3 | Healthcare | 13.85% |
| 4 | Consumer Discretionary | 9.89% |
| 5 | Communication Services | 9.65% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
SAGE
651
DELISTED
Sage Therapeutics
SAGE
| $19.5M | 0.02% |
382,249
-8,157
| -2% | -$384K |
|
|
CBPO
652
DELISTED
China Biologic Products Holdings, Inc.
CBPO
| $19.5M | 0.02% |
181,287
+3,217
| +2% | +$376K |
|
|
SAVE
653
DELISTED
Spirit Airlines, Inc.
SAVE
| $19.5M | 0.02% |
336,722
-73,398
| -18% | -$3.78M |
|
654
Universal Display
OLED
$3.75B
| $19.4M | 0.02% |
345,129
+122,772
| +55% | +$6.75M |
|
655
Arrow Electronics
ARW
$11.1B
| $19.4M | 0.02% |
272,176
-4,884
| -2% | -$323K |
|
656
Targa Resources
TRGP
$58B
| $19.4M | 0.02% |
345,582
+196,758
| +132% | +$9.94M |
|
657
Workday
WDAY
$39.6B
| $19.3M | 0.02% |
292,223
-2,851
| -1% | -$230K |
|
658
Jefferies Financial Group
JEF
$12.6B
| $19.3M | 0.02% |
927,653
-12,040
| -1% | -$225K |
|
659
Atmos Energy
ATO
$28.8B
| $19.1M | 0.02% |
258,128
+426
| +0.2% | +$30.8K |
|
660
Travel + Leisure Co
TNL
$4.66B
| $19.1M | 0.02% |
553,354
-9,932
| -2% | -$319K |
|
661
Leggett & Platt
LEG
$1.34B
| $18.9M | 0.02% |
387,217
-11,308
| -3% | -$538K |
|
662
A.O. Smith
AOS
$8.29B
| $18.9M | 0.02% |
399,201
-11,355
| -3% | -$548K |
|
|
SPLS
663
DELISTED
Staples Inc
SPLS
| $18.7M | 0.02% |
2,070,639
+10,418
| +0.5% | +$90.8K |
|
664
Cheniere Energy
LNG
$55.2B
| $18.6M | 0.02% |
449,078
-20,606
| -4% | -$832K |
|
665
Reinsurance Group of America
RGA
$15.5B
| $18.6M | 0.02% |
147,863
+73,733
| +99% | +$8.65M |
|
666
Fortune Brands Innovations
FBIN
$5.88B
| $18.5M | 0.02% |
404,918
-9,021
| -2% | -$426K |
|
667
CDW
CDW
$18.9B
| $18.5M | 0.02% |
354,532
-11,222
| -3% | -$547K |
|
668
American Airlines Group
AAL
$10.1B
| $18.5M | 0.02% |
395,454
-83,231
| -17% | -$3.62M |
|
|
IFLN
669
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$308M
| $18.4M | 0.02% |
+976,661
| New | +$18.3M |
|
670
Kilroy Realty
KRC
$4.52B
| $18.3M | 0.02% |
250,514
-67,080
| -21% | -$4.8M |
|
671
Nasdaq
NDAQ
$52.7B
| $18.3M | 0.02% |
818,982
-26,910
| -3% | -$594K |
|
672
HDFC Bank
HDB
$123B
| $18.3M | 0.02% |
1,206,216
+11,200
| +0.9% | +$187K |
|
673
8x8 Inc
EGHT
$269M
| $18.3M | 0.02% |
1,277,064
-358,642
| -22% | -$5.2M |
|
674
Affiliated Managers Group
AMG
$9.69B
| $18.2M | 0.02% |
125,526
-1,041
| -0.8% | -$151K |
|
|
PFPT
675
DELISTED
Proofpoint, Inc.
PFPT
| $18.2M | 0.02% |
257,879
-23,583
| -8% | -$1.77M |
|
Similar funds
UBS AM's Q4 2016 Portfolio in Review
As of Q4 2016, UBS AM held 2,869 positions worth $89.2B, down 4% from $92.9B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS AM withdrew a net $6.47B in Q4 2016, closing 362 positions and reducing 1,736 holdings. Its most notable exit was LinkedIn Corporation, an estimated $57.2M position sold in full.
By sector, the portfolio is most concentrated in Financials at 15% of assets, up from 13% a quarter earlier, followed by Technology and Healthcare.
Against the trend, UBS AM opened a new position in iShares Russell 1000 Value ETF worth $83.7M.
- UBS AM's largest Q4 2016 buy was iShares Russell 1000 Value ETF: 746,870 shares worth $83.7M.
- UBS AM added most to Bank of America in Q4 2016, an estimated $166M increase.
- UBS AM's biggest Q4 2016 reduction was Microsoft, cutting an estimated $245M.
- UBS AM fully exited LinkedIn Corporation in Q4 2016, selling an estimated $57.2M.
- UBS AM's ten largest holdings make up 14% of its $89.2B portfolio in Q4 2016.
- UBS AM opened 300 new positions and closed 362 in Q4 2016.
- UBS AM's portfolio value fell 4% quarter-over-quarter to $89.2B.
Based on UBS AM's 13F filing for Q4 2016, filed 14 Feb 2017.