UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
DuPont de Nemours
DD
|
+$190M |
| 2 |
Honeywell
HON
|
+$189M |
| 3 |
Oracle
ORCL
|
+$149M |
| 4 |
JPMorgan Chase
JPM
|
+$125M |
| 5 |
Alibaba
BABA
|
+$116M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
DD
Du Pont De Nemours E I
DD
|
+$193M |
| 2 |
RAI
Reynolds American Inc
RAI
|
+$158M |
| 3 |
Allstate
ALL
|
+$122M |
| 4 |
Alphabet (Google) Class A
GOOGL
|
+$108M |
| 5 |
General Dynamics
GD
|
+$101M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 15.94% |
| 2 | Financials | 15.35% |
| 3 | Healthcare | 13.71% |
| 4 | Consumer Discretionary | 10.59% |
| 5 | Communication Services | 9.46% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
626
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
| – | – |
0
| – | – |
|
627
Flex
FLEX
$37.7B
| $27.5M | 0.03% |
2,199,256
-2,039,092
| -48% | -$25.1M |
|
|
BIG
628
DELISTED
Big Lots, Inc.
BIG
| $27.4M | 0.03% |
512,351
-20,622
| -4% | -$1.02M |
|
629
Targa Resources
TRGP
$56.8B
| $27.3M | 0.02% |
577,565
+26,020
| +5% | +$1.18M |
|
|
WR
630
DELISTED
Westar Energy Inc
WR
| $27.2M | 0.02% |
549,281
+14,662
| +3% | +$745K |
|
631
Vanguard FTSE Developed Markets ETF
VEA
$223B
| $27.2M | 0.02% |
626,659
+1,781
| +0.3% | +$75.6K |
|
632
ICICI Bank
IBN
$107B
| $27.1M | 0.02% |
3,168,863
+884,039
| +39% | +$8.08M |
|
633
Jefferies Financial Group
JEF
$12.7B
| $27.1M | 0.02% |
1,199,382
-105,210
| -8% | -$2.36M |
|
634
iShares Core S&P Small-Cap ETF
IJR
$109B
| $27.1M | 0.02% |
365,182
+66,315
| +22% | +$4.65M |
|
635
Huntington Ingalls Industries
HII
$11B
| $27M | 0.02% |
119,200
+12,030
| +11% | +$2.51M |
|
636
Nasdaq
NDAQ
$53.4B
| $27M | 0.02% |
1,043,127
+44,817
| +4% | +$1.11M |
|
637
Snap-on
SNA
$21.5B
| $26.7M | 0.02% |
179,085
+13,104
| +8% | +$1.97M |
|
|
SJR
638
DELISTED
Shaw Communications Inc.
SJR
| $26.4M | 0.02% |
1,150,501
-331,456
| -22% | -$7.36M |
|
639
Xerox
XRX
$345M
| $26.4M | 0.02% |
792,464
+24,398
| +3% | +$768K |
|
640
Domino's
DPZ
$11.9B
| $26.3M | 0.02% |
132,665
+14,110
| +12% | +$2.75M |
|
641
Arrow Electronics
ARW
$10.5B
| $26.2M | 0.02% |
325,582
+8,203
| +3% | +$648K |
|
642
Harley-Davidson
HOG
$2.61B
| $26.1M | 0.02% |
540,540
+21,266
| +4% | +$1.04M |
|
643
Vail Resorts
MTN
$5.7B
| $25.9M | 0.02% |
113,456
+10,002
| +10% | +$2.17M |
|
|
SPWR
644
DELISTED
SunPower Corporation Common Stock
SPWR
| $25.8M | 0.02% |
5,401,682
+563,893
| +12% | +$3.41M |
|
|
SPLK
645
DELISTED
Splunk Inc
SPLK
| $25.8M | 0.02% |
387,775
+338
| +0.1% | +$21.2K |
|
646
Jazz Pharmaceuticals
JAZZ
$16.1B
| $25.7M | 0.02% |
176,034
+30,263
| +21% | +$4.58M |
|
647
Cenovus Energy
CVE
$54.2B
| $25.7M | 0.02% |
2,567,265
+65,389
| +3% | +$535K |
|
648
Assured Guaranty
AGO
$3.73B
| $25.7M | 0.02% |
680,048
-28,825
| -4% | -$1.23M |
|
649
iShares US Treasury Bond ETF
GOVT
$43.7B
| – | – |
0
| – | – |
|
650
Akamai
AKAM
$15.6B
| $25.4M | 0.02% |
521,892
+11,191
| +2% | +$535K |
|
Similar funds
UBS AM's Q3 2017 Portfolio in Review
As of Q3 2017, UBS AM held 2,601 positions worth $110B, up 6.2% from $103B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS AM's Q3 2017 filing shows 79 new, 1,541 increased, 476 reduced and 68 closed positions. Its largest new stake was Ingersoll Rand: 2,780,577 shares worth $76.5M. The largest sale was Du Pont De Nemours E I, an estimated $193M.
By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 16% a quarter earlier, followed by Financials and Healthcare.
- UBS AM's largest Q3 2017 buy was Ingersoll Rand: 2,780,577 shares worth $76.5M.
- UBS AM added most to DuPont de Nemours in Q3 2017, an estimated $190M increase.
- UBS AM's biggest Q3 2017 reduction was Allstate, cutting an estimated $122M.
- UBS AM fully exited Du Pont De Nemours E I in Q3 2017, selling an estimated $193M.
- UBS AM's ten largest holdings make up 16% of its $110B portfolio in Q3 2017.
- UBS AM opened 79 new positions and closed 68 in Q3 2017.
- UBS AM's portfolio value rose 6.2% quarter-over-quarter to $110B.
Based on UBS AM's 13F filing for Q3 2017, filed 13 Nov 2017.