UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Bank of America
BAC
|
+$166M |
| 2 |
Baidu
BIDU
|
+$150M |
| 3 |
LyondellBasell Industries
LYB
|
+$132M |
| 4 |
Kroger
KR
|
+$130M |
| 5 |
Trane Technologies
TT
|
+$124M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$245M |
| 2 |
Amazon
AMZN
|
+$205M |
| 3 |
Synchrony
SYF
|
+$198M |
| 4 |
Meta Platforms (Facebook)
META
|
+$175M |
| 5 |
CVS Health
CVS
|
+$171M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 15.05% |
| 2 | Technology | 14.91% |
| 3 | Healthcare | 13.85% |
| 4 | Consumer Discretionary | 9.89% |
| 5 | Communication Services | 9.65% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
601
NVR
NVR
$16.5B
| $22.4M | 0.03% |
13,443
-3,394
| -20% | -$5.42M |
|
602
Neurocrine Biosciences
NBIX
$16.8B
| $22.4M | 0.03% |
578,134
-21,489
| -4% | -$973K |
|
|
IPG
603
DELISTED
Interpublic Group of Companies
IPG
| $22.3M | 0.03% |
952,398
-21,865
| -2% | -$505K |
|
604
Patterson-UTI
PTEN
$3.98B
| $22.3M | 0.03% |
826,803
-100,414
| -11% | -$2.48M |
|
605
Albemarle
ALB
$13.9B
| $22.3M | 0.03% |
258,517
-6,964
| -3% | -$589K |
|
606
LKQ Corp
LKQ
$5.72B
| $22.2M | 0.02% |
723,999
-7,283
| -1% | -$238K |
|
|
WCN
607
Waste Connections
WCN
$42.2B
| $22.1M | 0.02% |
422,702
-8,304
| -2% | -$420K |
|
|
ETFC
608
DELISTED
E*Trade Financial Corporation
ETFC
| $21.9M | 0.02% |
633,417
-136,166
| -18% | -$4.35M |
|
609
Flex
FLEX
$41.7B
| $21.9M | 0.02% |
2,022,891
-56,296
| -3% | -$601K |
|
610
Iron Mountain
IRM
$36.4B
| $21.9M | 0.02% |
672,940
+9,074
| +1% | +$302K |
|
611
Hasbro
HAS
$13.3B
| $21.9M | 0.02% |
280,928
+4,767
| +2% | +$394K |
|
612
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.05B
| $21.7M | 0.02% |
+457,610
| New | +$22.2M |
|
613
Sun Communities
SUI
$15.2B
| $21.6M | 0.02% |
282,242
-9,698
| -3% | -$725K |
|
614
Check Point Software Technologies
CHKP
$13B
| $21.5M | 0.02% |
254,727
-5,094
| -2% | -$418K |
|
615
UGI
UGI
$7.74B
| $21.5M | 0.02% |
466,072
-1,132,500
| -71% | -$50.7M |
|
616
Xylem
XYL
$27.3B
| $21.5M | 0.02% |
433,637
-5,134
| -1% | -$260K |
|
|
KSU
617
DELISTED
Kansas City Southern
KSU
| $21.4M | 0.02% |
252,087
-1,425
| -0.6% | -$126K |
|
|
DST
618
DELISTED
DST Systems Inc.
DST
| $21.3M | 0.02% |
397,984
+21,122
| +6% | +$1.11M |
|
|
CIT
619
DELISTED
CIT Group Inc.
CIT
| $21.2M | 0.02% |
496,999
+2,991
| +0.6% | +$118K |
|
620
Arthur J. Gallagher & Co
AJG
$64.1B
| $21M | 0.02% |
404,851
-6,869
| -2% | -$345K |
|
|
SBNY
621
DELISTED
Signature Bank
SBNY
| $20.8M | 0.02% |
138,303
-403,011
| -74% | -$55M |
|
622
JB Hunt Transport Services
JBHT
$25.5B
| $20.7M | 0.02% |
213,243
-6,161
| -3% | -$548K |
|
|
QVCGA
623
DELISTED
QVC Group Inc Series A
QVCGA
| $20.7M | 0.02% |
21,337
-202
| -0.9% | -$195K |
|
|
SEE
624
DELISTED
Sealed Air
SEE
| $20.7M | 0.02% |
455,756
-2,364
| -0.5% | -$109K |
|
625
Goodyear
GT
$2B
| $20.7M | 0.02% |
668,972
-16,073
| -2% | -$497K |
|
Similar funds
UBS AM's Q4 2016 Portfolio in Review
As of Q4 2016, UBS AM held 2,869 positions worth $89.2B, down 4% from $92.9B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS AM withdrew a net $6.47B in Q4 2016, closing 362 positions and reducing 1,736 holdings. Its most notable exit was LinkedIn Corporation, an estimated $57.2M position sold in full.
By sector, the portfolio is most concentrated in Financials at 15% of assets, up from 13% a quarter earlier, followed by Technology and Healthcare.
Against the trend, UBS AM opened a new position in iShares Russell 1000 Value ETF worth $83.7M.
- UBS AM's largest Q4 2016 buy was iShares Russell 1000 Value ETF: 746,870 shares worth $83.7M.
- UBS AM added most to Bank of America in Q4 2016, an estimated $166M increase.
- UBS AM's biggest Q4 2016 reduction was Microsoft, cutting an estimated $245M.
- UBS AM fully exited LinkedIn Corporation in Q4 2016, selling an estimated $57.2M.
- UBS AM's ten largest holdings make up 14% of its $89.2B portfolio in Q4 2016.
- UBS AM opened 300 new positions and closed 362 in Q4 2016.
- UBS AM's portfolio value fell 4% quarter-over-quarter to $89.2B.
Based on UBS AM's 13F filing for Q4 2016, filed 14 Feb 2017.