UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
DuPont de Nemours
DD
|
+$190M |
| 2 |
Honeywell
HON
|
+$189M |
| 3 |
Oracle
ORCL
|
+$149M |
| 4 |
JPMorgan Chase
JPM
|
+$125M |
| 5 |
Alibaba
BABA
|
+$116M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
DD
Du Pont De Nemours E I
DD
|
+$193M |
| 2 |
RAI
Reynolds American Inc
RAI
|
+$158M |
| 3 |
Allstate
ALL
|
+$122M |
| 4 |
Alphabet (Google) Class A
GOOGL
|
+$108M |
| 5 |
General Dynamics
GD
|
+$101M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 15.94% |
| 2 | Financials | 15.35% |
| 3 | Healthcare | 13.71% |
| 4 | Consumer Discretionary | 10.59% |
| 5 | Communication Services | 9.46% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
576
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.23B
| $30.9M | 0.03% |
1,208,876
+124,622
| +11% | +$3.19M |
|
|
CLVS
577
DELISTED
Clovis Oncology, Inc.
CLVS
| $30.8M | 0.03% |
373,745
+89,264
| +31% | +$7.08M |
|
578
PVH
PVH
$4.07B
| $30.8M | 0.03% |
244,033
-99,438
| -29% | -$12.1M |
|
|
TFCF
579
DELISTED
Twenty-First Century Fox, Inc. Class B
TFCF
| $30.7M | 0.03% |
1,192,037
+12,987
| +1% | +$353K |
|
580
Avnet
AVT
$6.86B
| $30.7M | 0.03% |
780,805
-28,872
| -4% | -$1.11M |
|
581
Warner Bros
WBD
$64.3B
| $30.5M | 0.03% |
1,432,307
+21,919
| +2% | +$516K |
|
582
W.R. Berkley
WRB
$28.1B
| $30.3M | 0.03% |
1,532,598
+97,750
| +7% | +$1.96M |
|
583
Atmos Energy
ATO
$29.7B
| $30.3M | 0.03% |
360,947
+21,144
| +6% | +$1.82M |
|
584
Ovintiv
OVV
$17B
| $30.2M | 0.03% |
514,435
+2,114
| +0.4% | +$103K |
|
585
Advanced Micro Devices
AMD
$700B
| $30.2M | 0.03% |
2,364,934
+10
| +0% | +$130 |
|
|
SGEN
586
DELISTED
Seagen Inc. Common Stock
SGEN
| $30.1M | 0.03% |
553,859
+178,217
| +47% | +$9.12M |
|
587
Autoliv
ALV
$9.14B
| $29.8M | 0.03% |
334,709
+3,715
| +1% | +$302K |
|
588
NiSource
NI
$21.5B
| $29.7M | 0.03% |
1,161,979
+36,739
| +3% | +$966K |
|
589
Howmet Aerospace
HWM
$109B
| $29.7M | 0.03% |
1,557,289
-18,321
| -1% | -$351K |
|
|
JOYY
590
JOYY Inc
JOYY
$3.73B
| $29.7M | 0.03% |
342,212
+6,313
| +2% | +$459K |
|
|
TWTR
591
DELISTED
Twitter, Inc.
TWTR
| $29.7M | 0.03% |
1,759,367
+17,768
| +1% | +$310K |
|
592
Acadia Pharmaceuticals
ACAD
$4.51B
| $29.6M | 0.03% |
785,793
+14,226
| +2% | +$463K |
|
|
XEC
593
DELISTED
CIMAREX ENERGY CO
XEC
| $29.5M | 0.03% |
259,612
-3,394
| -1% | -$339K |
|
|
ERF
594
DELISTED
Enerplus Corporation
ERF
| $29.5M | 0.03% |
2,996,234
-282,838
| -9% | -$2.52M |
|
595
Affiliated Managers Group
AMG
$9.51B
| $29.4M | 0.03% |
154,807
+5,347
| +4% | +$951K |
|
596
iShares Core US Aggregate Bond ETF
AGG
$138B
| – | – |
0
| – | – |
|
597
Bath & Body Works
BBWI
$3.97B
| $29.3M | 0.03% |
871,120
+28,257
| +3% | +$949K |
|
|
HOLX
598
DELISTED
Hologic
HOLX
| $29.1M | 0.03% |
793,407
-149,199
| -16% | -$6.02M |
|
599
Universal Health Services
UHS
$10.2B
| $29M | 0.03% |
261,842
+12,966
| +5% | +$1.46M |
|
|
LPT
600
DELISTED
Liberty Property Trust
LPT
| $29M | 0.03% |
706,487
-21,421
| -3% | -$895K |
|
Similar funds
UBS AM's Q3 2017 Portfolio in Review
As of Q3 2017, UBS AM held 2,601 positions worth $110B, up 6.2% from $103B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS AM's Q3 2017 filing shows 79 new, 1,541 increased, 476 reduced and 68 closed positions. Its largest new stake was Ingersoll Rand: 2,780,577 shares worth $76.5M. The largest sale was Du Pont De Nemours E I, an estimated $193M.
By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 16% a quarter earlier, followed by Financials and Healthcare.
- UBS AM's largest Q3 2017 buy was Ingersoll Rand: 2,780,577 shares worth $76.5M.
- UBS AM added most to DuPont de Nemours in Q3 2017, an estimated $190M increase.
- UBS AM's biggest Q3 2017 reduction was Allstate, cutting an estimated $122M.
- UBS AM fully exited Du Pont De Nemours E I in Q3 2017, selling an estimated $193M.
- UBS AM's ten largest holdings make up 16% of its $110B portfolio in Q3 2017.
- UBS AM opened 79 new positions and closed 68 in Q3 2017.
- UBS AM's portfolio value rose 6.2% quarter-over-quarter to $110B.
Based on UBS AM's 13F filing for Q3 2017, filed 13 Nov 2017.