UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Bank of America
BAC
|
+$166M |
| 2 |
Baidu
BIDU
|
+$150M |
| 3 |
LyondellBasell Industries
LYB
|
+$132M |
| 4 |
Kroger
KR
|
+$130M |
| 5 |
Trane Technologies
TT
|
+$124M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$245M |
| 2 |
Amazon
AMZN
|
+$205M |
| 3 |
Synchrony
SYF
|
+$198M |
| 4 |
Meta Platforms (Facebook)
META
|
+$175M |
| 5 |
CVS Health
CVS
|
+$171M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 15.05% |
| 2 | Technology | 14.91% |
| 3 | Healthcare | 13.85% |
| 4 | Consumer Discretionary | 9.89% |
| 5 | Communication Services | 9.65% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
476
Banco Bradesco
BBD
$38.2B
| $33.2M | 0.04% |
7,357,021
-298,975
| -4% | -$1.4M |
|
477
C.H. Robinson
CHRW
$17.4B
| $33.1M | 0.04% |
451,967
-45,026
| -9% | -$3.26M |
|
478
SM Energy
SM
$7.8B
| $33M | 0.04% |
956,463
+32,053
| +3% | +$1.16M |
|
|
ANSS
479
DELISTED
Ansys
ANSS
| $32.8M | 0.04% |
355,163
+7,101
| +2% | +$654K |
|
480
Mohawk Industries
MHK
$7.5B
| $32.8M | 0.04% |
164,012
+14,650
| +10% | +$2.88M |
|
481
Oneok
OKE
$57.2B
| $32.7M | 0.04% |
569,937
-19,206
| -3% | -$1.01M |
|
482
Berkshire Hathaway Class A
BRK.A
$1.1T
| $32.7M | 0.04% |
134
-8
| -6% | -$1.85M |
|
483
Cenovus Energy
CVE
$55.7B
| $32.7M | 0.04% |
2,159,832
+192,167
| +10% | +$2.89M |
|
484
Dover
DOV
$27.6B
| $32.5M | 0.04% |
537,460
-9,443
| -2% | -$546K |
|
485
Huntington Bancshares
HBAN
$34.4B
| $32.4M | 0.04% |
2,448,696
-88,955
| -4% | -$1.04M |
|
486
Schwab US TIPS ETF
SCHP
$16.3B
| $32.4M | 0.04% |
+1,179,890
| New | +$32.9M |
|
|
EVHC
487
DELISTED
Envision Healthcare Holdings Inc
EVHC
| $32.3M | 0.04% |
510,957
-182,760
| -26% | -$11.9M |
|
488
Ovintiv
OVV
$17.3B
| $32.3M | 0.04% |
549,758
+64,474
| +13% | +$3.67M |
|
|
DRE
489
DELISTED
Duke Realty Corp.
DRE
| $32.3M | 0.04% |
1,215,990
+66,511
| +6% | +$1.7M |
|
490
Extra Space Storage
EXR
$31.3B
| $32.2M | 0.04% |
417,110
+18,753
| +5% | +$1.38M |
|
491
L3Harris
LHX
$51.6B
| $32.2M | 0.04% |
313,907
-19,275
| -6% | -$1.91M |
|
492
United Therapeutics
UTHR
$25.8B
| $32M | 0.04% |
223,222
-34,242
| -13% | -$4.37M |
|
|
CMA
493
DELISTED
Comerica
CMA
| $31.8M | 0.04% |
467,154
-16,314
| -3% | -$956K |
|
494
Akamai
AKAM
$16.7B
| $31.7M | 0.04% |
475,294
+9,084
| +2% | +$579K |
|
495
Waters Corp
WAT
$37B
| $31.6M | 0.04% |
235,314
-15,851
| -6% | -$2.26M |
|
496
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
| $31.6M | 0.04% |
+145
| New | +$7.7K |
|
|
AGU
497
DELISTED
Agrium
AGU
| $31.5M | 0.04% |
313,086
+27,970
| +10% | +$2.7M |
|
|
VTLE
498
DELISTED
Vital Energy
VTLE
| $31.4M | 0.04% |
110,960
-5,142
| -4% | -$1.41M |
|
|
WRK
499
DELISTED
WestRock Company
WRK
| $31.2M | 0.04% |
613,989
-18,919
| -3% | -$930K |
|
500
Ball Corp
BALL
$17.3B
| $31.1M | 0.03% |
829,708
-12,574
| -1% | -$486K |
|
Similar funds
UBS AM's Q4 2016 Portfolio in Review
As of Q4 2016, UBS AM held 2,869 positions worth $89.2B, down 4% from $92.9B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS AM withdrew a net $6.47B in Q4 2016, closing 362 positions and reducing 1,736 holdings. Its most notable exit was LinkedIn Corporation, an estimated $57.2M position sold in full.
By sector, the portfolio is most concentrated in Financials at 15% of assets, up from 13% a quarter earlier, followed by Technology and Healthcare.
Against the trend, UBS AM opened a new position in iShares Russell 1000 Value ETF worth $83.7M.
- UBS AM's largest Q4 2016 buy was iShares Russell 1000 Value ETF: 746,870 shares worth $83.7M.
- UBS AM added most to Bank of America in Q4 2016, an estimated $166M increase.
- UBS AM's biggest Q4 2016 reduction was Microsoft, cutting an estimated $245M.
- UBS AM fully exited LinkedIn Corporation in Q4 2016, selling an estimated $57.2M.
- UBS AM's ten largest holdings make up 14% of its $89.2B portfolio in Q4 2016.
- UBS AM opened 300 new positions and closed 362 in Q4 2016.
- UBS AM's portfolio value fell 4% quarter-over-quarter to $89.2B.
Based on UBS AM's 13F filing for Q4 2016, filed 14 Feb 2017.