UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Regeneron Pharmaceuticals
REGN
|
+$188M |
| 2 |
Yelp
YELP
|
+$182M |
| 3 |
General Motors
GM
|
+$141M |
| 4 |
American Express
AXP
|
+$138M |
| 5 |
Comcast
CMCSA
|
+$116M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
eBay
EBAY
|
+$331M |
| 2 |
Crown Castle
CCI
|
+$303M |
| 3 |
Cardinal Health
CAH
|
+$204M |
| 4 |
Gilead Sciences
GILD
|
+$157M |
| 5 |
Apple
AAPL
|
+$150M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 14.6% |
| 2 | Healthcare | 13.9% |
| 3 | Technology | 13.4% |
| 4 | Industrials | 10.1% |
| 5 | Consumer Discretionary | 9.2% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
TIF
451
DELISTED
Tiffany & Co.
TIF
| $34.3M | 0.04% |
369,390
+8,923
| +2% | +$741K |
|
|
CFN
452
DELISTED
CAREFUSION CORPORATION
CFN
| $33.9M | 0.04% |
850,066
+80,193
| +10% | +$3.12M |
|
453
Bunge Global
BG
$20.2B
| $33.7M | 0.04% |
410,358
-6,917
| -2% | -$558K |
|
454
Quest Diagnostics
DGX
$25.9B
| $33.7M | 0.04% |
629,203
+50,165
| +9% | +$2.98M |
|
|
LLTC
455
DELISTED
Linear Technology Corp
LLTC
| $33.6M | 0.04% |
738,732
-28,147
| -4% | -$1.17M |
|
|
S
456
DELISTED
Sprint Corporation
S
| $33.6M | 0.04% |
3,128,593
+164,999
| +6% | +$1.24M |
|
457
NiSource
NI
$21.4B
| $33.5M | 0.04% |
2,596,541
+180,114
| +7% | +$2.23M |
|
458
iShares MSCI EAFE ETF
EFA
$78B
| $33.5M | 0.04% |
498,892
-4,906
| -1% | -$321K |
|
459
Alkermes
ALKS
$8.19B
| $33.5M | 0.04% |
822,789
-177,000
| -18% | -$6.54M |
|
460
Ameren
AEE
$30.4B
| $33.2M | 0.04% |
917,238
-169,932
| -16% | -$6.1M |
|
461
LKQ Corp
LKQ
$5.7B
| $33.2M | 0.04% |
1,007,739
-137,706
| -12% | -$4.49M |
|
|
AGU
462
DELISTED
Agrium
AGU
| $33M | 0.04% |
360,994
-19,334
| -5% | -$1.71M |
|
463
Berkshire Hathaway Class A
BRK.A
$1.1T
| $32.9M | 0.04% |
185
+6
| +3% | +$1.04M |
|
464
Liberty Media Series A
FWONA
$22.3B
| $32.8M | 0.04% |
1,261,886
-35,952
| -3% | -$954K |
|
|
ARUN
465
DELISTED
ARUBA NETWORKS, INC.
ARUN
| $32.6M | 0.04% |
1,820,502
-246
| -0% | -$4.42K |
|
466
CarMax
KMX
$8.12B
| $32.4M | 0.04% |
690,087
+23,845
| +4% | +$1.17M |
|
467
KLA
KLAC
$243B
| $32.4M | 0.04% |
5,026,720
-293,680
| -6% | -$1.85M |
|
|
PCYC
468
DELISTED
PHARMACYCLICS INC
PCYC
| $32.3M | 0.04% |
305,073
+76,109
| +33% | +$9.24M |
|
469
Illumina
ILMN
$30.2B
| $32.3M | 0.04% |
299,844
-709
| -0.2% | -$64.9K |
|
470
Liberty Global Class C
LBTYK
$3.49B
| $32.2M | 0.04% |
944,417
+33,244
| +4% | +$1.04M |
|
|
NLSN
471
DELISTED
Nielsen Holdings plc
NLSN
| $32.2M | 0.04% |
701,083
+134,943
| +24% | +$5.51M |
|
|
KMR
472
DELISTED
KINDER MORGAN MANAGEMENT LLC
KMR
| $32.1M | 0.04% |
454,423
-33,416
| -7% | -$2.33M |
|
473
Lexicon Pharmaceuticals
LXRX
$1.03B
| $32.1M | 0.04% |
2,548,139
+535,232
| +27% | +$8.52M |
|
|
COLE
474
DELISTED
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
| $32M | 0.04% |
2,277,841
+1,791,650
| +369% | +$24.4M |
|
475
PVH
PVH
$4.02B
| $32M | 0.04% |
235,097
+1,722
| +0.7% | +$219K |
|
Similar funds
UBS AM's Q4 2013 Portfolio in Review
As of Q4 2013, UBS AM held 2,637 positions worth $87.5B, up 8.1% from $80.9B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS AM's Q4 2013 filing shows 130 new, 1,010 increased, 1,128 reduced and 103 closed positions. Its largest new stake was Trip.com Group: 2,309,000 shares worth $57.3M. The largest sale was eBay, an estimated $331M.
By sector, the portfolio is most concentrated in Financials at 15% of assets, up from 14% a quarter earlier, followed by Healthcare and Technology.
- UBS AM's largest Q4 2013 buy was Trip.com Group: 2,309,000 shares worth $57.3M.
- UBS AM added most to Regeneron Pharmaceuticals in Q4 2013, an estimated $188M increase.
- UBS AM's biggest Q4 2013 reduction was eBay, cutting an estimated $331M.
- UBS AM fully exited DELL INC in Q4 2013, selling an estimated $62.9M.
- UBS AM's ten largest holdings make up 14% of its $87.5B portfolio in Q4 2013.
- UBS AM opened 130 new positions and closed 103 in Q4 2013.
- UBS AM's portfolio value rose 8.1% quarter-over-quarter to $87.5B.
Based on UBS AM's 13F filing for Q4 2013, filed 31 Jan 2014.