UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Bank of America
BAC
|
+$166M |
| 2 |
Baidu
BIDU
|
+$150M |
| 3 |
LyondellBasell Industries
LYB
|
+$132M |
| 4 |
Kroger
KR
|
+$130M |
| 5 |
Trane Technologies
TT
|
+$124M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$245M |
| 2 |
Amazon
AMZN
|
+$205M |
| 3 |
Synchrony
SYF
|
+$198M |
| 4 |
Meta Platforms (Facebook)
META
|
+$175M |
| 5 |
CVS Health
CVS
|
+$171M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 15.05% |
| 2 | Technology | 14.91% |
| 3 | Healthcare | 13.85% |
| 4 | Consumer Discretionary | 9.89% |
| 5 | Communication Services | 9.65% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
401
J.M. Smucker
SJM
$12.9B
| $44.5M | 0.05% |
347,759
-78,728
| -18% | -$10.2M |
|
402
SL Green Realty
SLG
$3.75B
| $44.5M | 0.05% |
427,233
-6,864
| -2% | -$696K |
|
|
FL
403
DELISTED
Foot Locker
FL
| $44.4M | 0.05% |
626,545
-8,894
| -1% | -$633K |
|
|
CXO
404
DELISTED
CONCHO RESOURCES INC.
CXO
| $44.3M | 0.05% |
334,078
-9,284
| -3% | -$1.26M |
|
405
Kimco Realty
KIM
$17.2B
| $44.1M | 0.05% |
1,752,128
-41,687
| -2% | -$1.1M |
|
406
Hershey
HSY
$35.5B
| $43.9M | 0.05% |
424,444
-136,423
| -24% | -$13.5M |
|
|
WMGI
407
DELISTED
Wright Medical Group Inc
WMGI
| $43.6M | 0.05% |
1,895,344
+877,810
| +86% | +$20.4M |
|
|
Y
408
DELISTED
Alleghany Corp
Y
| $43.3M | 0.05% |
71,152
-68
| -0.1% | -$37.9K |
|
409
Sabesp
SBS
$19.3B
| $43.2M | 0.05% |
25,688,351
+533,462
| +2% | +$938K |
|
410
Whirlpool
WHR
$2.43B
| $43.2M | 0.05% |
237,678
-37,849
| -14% | -$6.27M |
|
411
Cadence Design Systems
CDNS
$93.4B
| $43M | 0.05% |
1,706,385
+2,896
| +0.2% | +$74.5K |
|
412
McCormick & Company Non-Voting
MKC
$13.7B
| $42.8M | 0.05% |
917,836
-11,664
| -1% | -$544K |
|
413
Ameren
AEE
$30.4B
| $42.7M | 0.05% |
813,406
-38,958
| -5% | -$1.93M |
|
414
BCE
BCE
$20.2B
| $42.5M | 0.05% |
983,361
-71,560
| -7% | -$3.16M |
|
415
DaVita
DVA
$15.5B
| $42.4M | 0.05% |
660,037
-136,930
| -17% | -$8.53M |
|
416
Invesco
IVZ
$13B
| $42.3M | 0.05% |
1,393,515
+85,041
| +6% | +$2.62M |
|
417
State Street SPDR S&P 500 ETF Trust
SPY
$789B
| $42.3M | 0.05% |
189,094
-8,339
| -4% | -$1.82M |
|
418
Markel Group
MKL
$23.3B
| $42M | 0.05% |
46,437
+14,418
| +45% | +$12.9M |
|
419
Sabre
SABR
$731M
| $42M | 0.05% |
1,682,983
-64,991
| -4% | -$1.67M |
|
420
Illumina
ILMN
$30.8B
| $41.9M | 0.05% |
336,642
-4,674
| -1% | -$630K |
|
421
Roper Technologies
ROP
$38.8B
| $41.8M | 0.05% |
228,145
-2,366
| -1% | -$424K |
|
422
Franco-Nevada
FNV
$41.2B
| $41.8M | 0.05% |
697,482
+39,026
| +6% | +$2.38M |
|
423
Liberty Global Class C
LBTYK
$3.49B
| $41.6M | 0.05% |
1,400,999
-1,102
| -0.1% | -$33.9K |
|
|
BBBY
424
DELISTED
Bed Bath & Beyond Inc
BBBY
| $41.2M | 0.05% |
1,014,516
+398,345
| +65% | +$17.3M |
|
|
LLTC
425
DELISTED
Linear Technology Corp
LLTC
| $41.1M | 0.05% |
659,221
-25,177
| -4% | -$1.53M |
|
Similar funds
UBS AM's Q4 2016 Portfolio in Review
As of Q4 2016, UBS AM held 2,869 positions worth $89.2B, down 4% from $92.9B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS AM withdrew a net $6.47B in Q4 2016, closing 362 positions and reducing 1,736 holdings. Its most notable exit was LinkedIn Corporation, an estimated $57.2M position sold in full.
By sector, the portfolio is most concentrated in Financials at 15% of assets, up from 13% a quarter earlier, followed by Technology and Healthcare.
Against the trend, UBS AM opened a new position in iShares Russell 1000 Value ETF worth $83.7M.
- UBS AM's largest Q4 2016 buy was iShares Russell 1000 Value ETF: 746,870 shares worth $83.7M.
- UBS AM added most to Bank of America in Q4 2016, an estimated $166M increase.
- UBS AM's biggest Q4 2016 reduction was Microsoft, cutting an estimated $245M.
- UBS AM fully exited LinkedIn Corporation in Q4 2016, selling an estimated $57.2M.
- UBS AM's ten largest holdings make up 14% of its $89.2B portfolio in Q4 2016.
- UBS AM opened 300 new positions and closed 362 in Q4 2016.
- UBS AM's portfolio value fell 4% quarter-over-quarter to $89.2B.
Based on UBS AM's 13F filing for Q4 2016, filed 14 Feb 2017.