UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Regeneron Pharmaceuticals
REGN
|
+$188M |
| 2 |
Yelp
YELP
|
+$182M |
| 3 |
General Motors
GM
|
+$141M |
| 4 |
American Express
AXP
|
+$138M |
| 5 |
Comcast
CMCSA
|
+$116M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
eBay
EBAY
|
+$331M |
| 2 |
Crown Castle
CCI
|
+$303M |
| 3 |
Cardinal Health
CAH
|
+$204M |
| 4 |
Gilead Sciences
GILD
|
+$157M |
| 5 |
Apple
AAPL
|
+$150M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 14.6% |
| 2 | Healthcare | 13.9% |
| 3 | Technology | 13.4% |
| 4 | Industrials | 10.1% |
| 5 | Consumer Discretionary | 9.2% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
401
Roper Technologies
ROP
$38.4B
| $40.4M | 0.05% |
291,515
-34,324
| -11% | -$4.46M |
|
402
BorgWarner
BWA
$13B
| $40.3M | 0.05% |
818,750
+66,020
| +9% | +$3.06M |
|
|
SRCL
403
DELISTED
Stericycle Inc
SRCL
| $40.2M | 0.05% |
345,741
+11,259
| +3% | +$1.31M |
|
404
KeyCorp
KEY
$24.3B
| $39.7M | 0.05% |
2,955,314
-431,932
| -13% | -$5.47M |
|
405
Oneok
OKE
$56.6B
| $39.6M | 0.05% |
727,303
+30,574
| +4% | +$1.53M |
|
406
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.9B
| – | – |
0
| – | – |
|
|
NIHD
407
DELISTED
NII HOLDINGS INC CL B
NIHD
| $39.6M | 0.05% |
14,390,411
-955,656
| -6% | -$3.52M |
|
408
DaVita
DVA
$15.3B
| $39.3M | 0.05% |
620,472
+6,879
| +1% | +$404K |
|
409
Kimco Realty
KIM
$17.2B
| $39.3M | 0.05% |
1,990,493
+93,306
| +5% | +$1.93M |
|
410
HF Sinclair
DINO
$16.4B
| $39.1M | 0.04% |
787,319
-349,495
| -31% | -$15.9M |
|
411
Lam Research
LRCX
$375B
| $39M | 0.04% |
7,165,570
+1,500,390
| +26% | +$7.89M |
|
412
Wynn Resorts
WYNN
$10.2B
| $39M | 0.04% |
200,594
-3,519
| -2% | -$600K |
|
|
KSU
413
DELISTED
Kansas City Southern
KSU
| $38.9M | 0.04% |
314,173
+6,591
| +2% | +$789K |
|
414
Stanley Black & Decker
SWK
$14.2B
| $38.5M | 0.04% |
477,679
+19,824
| +4% | +$1.62M |
|
415
Vanguard FTSE Emerging Markets ETF
VWO
$120B
| $38.2M | 0.04% |
929,330
-107,608
| -10% | -$4.44M |
|
416
Republic Services
RSG
$64.8B
| $38.2M | 0.04% |
1,150,428
+23,937
| +2% | +$811K |
|
417
Macerich
MAC
$7.24B
| $38.1M | 0.04% |
646,496
+59,331
| +10% | +$3.45M |
|
418
Fastenal
FAST
$54.3B
| $37.9M | 0.04% |
3,190,884
+29,836
| +0.9% | +$358K |
|
419
Everest Group
EG
$14.4B
| $37.9M | 0.04% |
243,050
+918
| +0.4% | +$140K |
|
420
Church & Dwight Co
CHD
$23.3B
| $37.9M | 0.04% |
1,142,248
+51,088
| +5% | +$1.65M |
|
421
Entergy
ETR
$50.6B
| $37.8M | 0.04% |
1,193,332
+85,940
| +8% | +$2.74M |
|
422
C.H. Robinson
CHRW
$17.7B
| $37.6M | 0.04% |
644,939
+53,072
| +9% | +$3.12M |
|
423
Campbell Soup
CPB
$6.54B
| $37.6M | 0.04% |
869,098
-170,727
| -16% | -$7.07M |
|
|
CTXS
424
DELISTED
Citrix Systems Inc
CTXS
| $37.6M | 0.04% |
746,458
+45,416
| +6% | +$2.16M |
|
425
NVIDIA
NVDA
$4.77T
| $37.5M | 0.04% |
93,688,640
+15,634,200
| +20% | +$6.05M |
|
Similar funds
UBS AM's Q4 2013 Portfolio in Review
As of Q4 2013, UBS AM held 2,637 positions worth $87.5B, up 8.1% from $80.9B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS AM's Q4 2013 filing shows 130 new, 1,010 increased, 1,128 reduced and 103 closed positions. Its largest new stake was Trip.com Group: 2,309,000 shares worth $57.3M. The largest sale was eBay, an estimated $331M.
By sector, the portfolio is most concentrated in Financials at 15% of assets, up from 14% a quarter earlier, followed by Healthcare and Technology.
- UBS AM's largest Q4 2013 buy was Trip.com Group: 2,309,000 shares worth $57.3M.
- UBS AM added most to Regeneron Pharmaceuticals in Q4 2013, an estimated $188M increase.
- UBS AM's biggest Q4 2013 reduction was eBay, cutting an estimated $331M.
- UBS AM fully exited DELL INC in Q4 2013, selling an estimated $62.9M.
- UBS AM's ten largest holdings make up 14% of its $87.5B portfolio in Q4 2013.
- UBS AM opened 130 new positions and closed 103 in Q4 2013.
- UBS AM's portfolio value rose 8.1% quarter-over-quarter to $87.5B.
Based on UBS AM's 13F filing for Q4 2013, filed 31 Jan 2014.