UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
DuPont de Nemours
DD
|
+$190M |
| 2 |
Honeywell
HON
|
+$189M |
| 3 |
Oracle
ORCL
|
+$149M |
| 4 |
JPMorgan Chase
JPM
|
+$125M |
| 5 |
Alibaba
BABA
|
+$116M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
DD
Du Pont De Nemours E I
DD
|
+$193M |
| 2 |
RAI
Reynolds American Inc
RAI
|
+$158M |
| 3 |
Allstate
ALL
|
+$122M |
| 4 |
Alphabet (Google) Class A
GOOGL
|
+$108M |
| 5 |
General Dynamics
GD
|
+$101M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 15.94% |
| 2 | Financials | 15.35% |
| 3 | Healthcare | 13.71% |
| 4 | Consumer Discretionary | 10.59% |
| 5 | Communication Services | 9.46% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
376
Principal Financial Group
PFG
$24.3B
| $59.9M | 0.05% |
931,304
+43,647
| +5% | +$2.81M |
|
|
COL
377
DELISTED
Rockwell Collins
COL
| $59.9M | 0.05% |
457,884
+21,512
| +5% | +$2.61M |
|
378
Donaldson
DCI
$10.7B
| $59.3M | 0.05% |
1,290,446
+24,905
| +2% | +$1.15M |
|
379
Devon Energy
DVN
$51.3B
| $58.9M | 0.05% |
1,604,654
+76,739
| +5% | +$2.49M |
|
|
VMW
380
DELISTED
VMware, Inc
VMW
| $58.7M | 0.05% |
537,287
-230,565
| -30% | -$22.8M |
|
381
Tapestry
TPR
$30.3B
| $56.9M | 0.05% |
1,412,917
-15,048
| -1% | -$663K |
|
382
Sensata Technologies
ST
$6.69B
| $56.7M | 0.05% |
1,179,950
+277,709
| +31% | +$12.5M |
|
383
Freeport-McMoran
FCX
$86.2B
| $56.4M | 0.05% |
4,014,440
+36,405
| +0.9% | +$511K |
|
384
Dollar Tree
DLTR
$24.8B
| $56.3M | 0.05% |
647,983
+20,020
| +3% | +$1.53M |
|
385
Qorvo
QRVO
$7.9B
| $56.2M | 0.05% |
795,273
-4,897
| -0.6% | -$342K |
|
386
McCormick & Company Non-Voting
MKC
$14B
| $56.2M | 0.05% |
1,095,122
+45,214
| +4% | +$2.18M |
|
387
Nucor
NUE
$58.3B
| $55.9M | 0.05% |
998,311
-119,750
| -11% | -$6.77M |
|
388
O'Reilly Automotive
ORLY
$75.1B
| $55.8M | 0.05% |
3,883,620
-5,910,420
| -60% | -$78M |
|
389
Markel Group
MKL
$25.2B
| $55.1M | 0.05% |
51,630
+739
| +1% | +$764K |
|
|
XL
390
DELISTED
XL Group Ltd.
XL
| $55.1M | 0.05% |
1,397,545
-80,719
| -5% | -$3.45M |
|
391
Hershey
HSY
$37.3B
| $55M | 0.05% |
503,607
+25,508
| +5% | +$2.72M |
|
392
Itron
ITRI
$4.54B
| $54.7M | 0.05% |
705,900
+1,526
| +0.2% | +$111K |
|
393
AXIS Capital
AXS
$7.81B
| $54.6M | 0.05% |
953,217
+388,468
| +69% | +$24M |
|
394
Darden Restaurants
DRI
$24.3B
| $54.5M | 0.05% |
691,555
-123,355
| -15% | -$10.4M |
|
|
CXO
395
DELISTED
CONCHO RESOURCES INC.
CXO
| $54M | 0.05% |
409,622
+9,228
| +2% | +$1.11M |
|
396
SBA Communications
SBAC
$19.8B
| $53.2M | 0.05% |
369,585
+18,614
| +5% | +$2.65M |
|
397
L3Harris
LHX
$55.4B
| $52.5M | 0.05% |
398,726
+30,462
| +8% | +$3.65M |
|
398
Mohawk Industries
MHK
$6.91B
| $52.4M | 0.05% |
211,876
+14,812
| +8% | +$3.69M |
|
399
Franco-Nevada
FNV
$41.3B
| $52.4M | 0.05% |
677,587
+12,879
| +2% | +$989K |
|
|
GRMN
400
Garmin
GRMN
$56.9B
| $52.2M | 0.05% |
967,810
+138,718
| +17% | +$7.18M |
|
Similar funds
UBS AM's Q3 2017 Portfolio in Review
As of Q3 2017, UBS AM held 2,601 positions worth $110B, up 6.2% from $103B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS AM's Q3 2017 filing shows 79 new, 1,541 increased, 476 reduced and 68 closed positions. Its largest new stake was Ingersoll Rand: 2,780,577 shares worth $76.5M. The largest sale was Du Pont De Nemours E I, an estimated $193M.
By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 16% a quarter earlier, followed by Financials and Healthcare.
- UBS AM's largest Q3 2017 buy was Ingersoll Rand: 2,780,577 shares worth $76.5M.
- UBS AM added most to DuPont de Nemours in Q3 2017, an estimated $190M increase.
- UBS AM's biggest Q3 2017 reduction was Allstate, cutting an estimated $122M.
- UBS AM fully exited Du Pont De Nemours E I in Q3 2017, selling an estimated $193M.
- UBS AM's ten largest holdings make up 16% of its $110B portfolio in Q3 2017.
- UBS AM opened 79 new positions and closed 68 in Q3 2017.
- UBS AM's portfolio value rose 6.2% quarter-over-quarter to $110B.
Based on UBS AM's 13F filing for Q3 2017, filed 13 Nov 2017.