UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
|
+$152M |
| 2 |
Hain Celestial
HAIN
|
+$127M |
| 3 |
Morgan Stanley
MS
|
+$99.7M |
| 4 |
ExxonMobil
XOM
|
+$98.1M |
| 5 |
Check Point Software Technologies
CHKP
|
+$91.2M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Visa
V
|
+$202M |
| 2 |
Gerdau
GGB
|
+$162M |
| 3 |
Qualcomm
QCOM
|
+$135M |
| 4 |
Gilead Sciences
GILD
|
+$122M |
| 5 |
Dollar General
DG
|
+$121M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 14.18% |
| 2 | Healthcare | 14.04% |
| 3 | Technology | 13.5% |
| 4 | Industrials | 10% |
| 5 | Consumer Discretionary | 9.62% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
SLXP
376
DELISTED
SALIX PHARMACEUTICALS LTD DEL
SLXP
| $41.1M | 0.05% |
614,489
-150,106
| -20% | -$10.3M |
|
377
Best Buy
BBY
$19B
| $41M | 0.05% |
1,092,440
-70,289
| -6% | -$2.34M |
|
378
Carnival Corporation Ltd
CCL
$38.1B
| $40.8M | 0.05% |
1,250,014
-11,668
| -0.9% | -$424K |
|
379
Realty Income
O
$61.1B
| $40.6M | 0.05% |
1,054,699
-26,425
| -2% | -$1.07M |
|
380
Pentair
PNR
$10.8B
| $40.4M | 0.05% |
925,416
-14,077
| -1% | -$587K |
|
381
J.M. Smucker
SJM
$13.5B
| $40.2M | 0.05% |
382,313
-885
| -0.2% | -$95.8K |
|
382
Regions Financial
RF
$26.4B
| $40M | 0.05% |
4,323,642
+58,252
| +1% | +$571K |
|
383
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.9B
| – | – |
0
| – | – |
|
384
Fastenal
FAST
$54.8B
| $39.7M | 0.05% |
3,161,048
+38,360
| +1% | +$454K |
|
|
SWN
385
DELISTED
Southwestern Energy Company
SWN
| $39.7M | 0.05% |
1,091,440
+31,317
| +3% | +$1.19M |
|
|
FRX
386
DELISTED
FOREST LABORATORIES INC
FRX
| $39.5M | 0.05% |
922,744
-2,293
| -0.2% | -$99.6K |
|
|
CTXS
387
DELISTED
Citrix Systems Inc
CTXS
| $39.4M | 0.05% |
701,042
+47,357
| +7% | +$2.65M |
|
388
Murphy Oil
MUR
$5.55B
| $39.2M | 0.05% |
650,563
+5,518
| +0.9% | +$325K |
|
|
SPLS
389
DELISTED
Staples Inc
SPLS
| $39.1M | 0.05% |
2,671,455
-120,576
| -4% | -$1.89M |
|
390
Kohl's
KSS
$2.16B
| $39.1M | 0.05% |
755,282
+33,294
| +5% | +$1.74M |
|
391
Eversource Energy
ES
$28.1B
| $39M | 0.05% |
945,391
+15,152
| +2% | +$641K |
|
392
KeyCorp
KEY
$23.8B
| $38.6M | 0.05% |
3,387,246
-705,132
| -17% | -$8.43M |
|
|
SRCL
393
DELISTED
Stericycle Inc
SRCL
| $38.6M | 0.05% |
334,482
+256
| +0.1% | +$29.5K |
|
394
Coca-Cola Europacific Partners
CCEP
$49.1B
| $38.5M | 0.05% |
956,285
+35,804
| +4% | +$1.36M |
|
395
Xerox
XRX
$345M
| $38.4M | 0.05% |
1,417,885
+8,111
| +0.6% | +$213K |
|
|
CPHD
396
DELISTED
Cepheid Inc
CPHD
| $38.4M | 0.05% |
983,631
+223,316
| +29% | +$8.09M |
|
397
The Mosaic Company
MOS
$7.19B
| $38.3M | 0.05% |
890,351
+28,785
| +3% | +$1.34M |
|
398
Kimco Realty
KIM
$17.5B
| $38.3M | 0.05% |
1,897,187
-330,355
| -15% | -$7.05M |
|
399
Ameren
AEE
$30.4B
| $37.9M | 0.05% |
1,087,170
-131,692
| -11% | -$4.56M |
|
400
EQT Corp
EQT
$32.9B
| $37.9M | 0.05% |
784,157
-10,441
| -1% | -$484K |
|
Similar funds
UBS AM's Q3 2013 Portfolio in Review
As of Q3 2013, UBS AM held 2,531 positions worth $80.9B, up 4.4% from $77.5B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
Trading was light in Q3 2013: portfolio turnover was 4.3%. UBS AM opened 77 new positions and exited 31, leaving the 2,531-position portfolio largely intact.
By sector, the portfolio is most concentrated in Financials at 14% of assets, down from 15% a quarter earlier, followed by Healthcare and Technology.
- UBS AM's largest Q3 2013 buy was Twenty-First Century Fox, Inc. Class A: 4,820,996 shares worth $162M.
- UBS AM added most to Hain Celestial in Q3 2013, an estimated $127M increase.
- UBS AM's biggest Q3 2013 reduction was Visa, cutting an estimated $202M.
- UBS AM fully exited SPRINT CORP FON COM in Q3 2013, selling an estimated $66.4M.
- UBS AM's ten largest holdings make up 13% of its $80.9B portfolio in Q3 2013.
- UBS AM opened 77 new positions and closed 31 in Q3 2013.
- UBS AM's portfolio value rose 4.4% quarter-over-quarter to $80.9B.
Based on UBS AM's 13F filing for Q3 2013, filed 8 Nov 2013.