UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
|
+$152M |
| 2 |
Hain Celestial
HAIN
|
+$127M |
| 3 |
Morgan Stanley
MS
|
+$99.7M |
| 4 |
ExxonMobil
XOM
|
+$98.1M |
| 5 |
Check Point Software Technologies
CHKP
|
+$91.2M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Visa
V
|
+$202M |
| 2 |
Gerdau
GGB
|
+$162M |
| 3 |
Qualcomm
QCOM
|
+$135M |
| 4 |
Gilead Sciences
GILD
|
+$122M |
| 5 |
Dollar General
DG
|
+$121M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 14.18% |
| 2 | Healthcare | 14.04% |
| 3 | Technology | 13.5% |
| 4 | Industrials | 10% |
| 5 | Consumer Discretionary | 9.62% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
351
Moody's
MCO
$83.7B
| $44.7M | 0.06% |
635,069
+14,000
| +2% | +$919K |
|
|
CERN
352
DELISTED
Cerner Corp
CERN
| $44.3M | 0.05% |
842,498
+12,648
| +2% | +$616K |
|
353
Western Union
WU
$2.53B
| $44.1M | 0.05% |
2,365,348
+97,604
| +4% | +$1.75M |
|
|
ESV
354
DELISTED
Ensco Rowan plc
ESV
| $43.6M | 0.05% |
202,834
+15,711
| +8% | +$3.6M |
|
355
Hartford Financial Services
HIG
$39.9B
| $43.4M | 0.05% |
1,395,394
-6,676
| -0.5% | -$208K |
|
356
Roper Technologies
ROP
$40.4B
| $43.3M | 0.05% |
325,839
+2,773
| +0.9% | +$356K |
|
|
IPXL
357
DELISTED
Impax Laboratories, Inc.
IPXL
| $43.2M | 0.05% |
2,107,324
-51,735
| -2% | -$1.07M |
|
358
Rockwell Automation
ROK
$51.1B
| $43.1M | 0.05% |
403,235
+5,553
| +1% | +$542K |
|
359
Flowserve
FLS
$8.94B
| $43M | 0.05% |
689,430
+28,772
| +4% | +$1.66M |
|
360
Analog Devices
ADI
$172B
| $42.5M | 0.05% |
902,882
+13,262
| +1% | +$634K |
|
361
Campbell Soup
CPB
$6.85B
| $42.3M | 0.05% |
1,039,825
-16,461
| -2% | -$738K |
|
362
Mattel
MAT
$4.47B
| $42.3M | 0.05% |
1,011,020
+24,676
| +3% | +$1.06M |
|
363
IQVIA
IQV
$40.7B
| $42.2M | 0.05% |
940,076
-36,379
| -4% | -$1.61M |
|
|
SWY
364
DELISTED
SAFEWAY INC
SWY
| $42M | 0.05% |
1,467,061
+15,257
| +1% | +$363K |
|
|
MJN
365
DELISTED
Mead Johnson Nutrition Company
MJN
| $42M | 0.05% |
565,761
-48
| -0% | -$3.6K |
|
366
Genuine Parts
GPC
$17.9B
| $42M | 0.05% |
518,713
-94,921
| -15% | -$7.7M |
|
|
BCR
367
DELISTED
CR Bard Inc.
BCR
| $41.9M | 0.05% |
363,437
+7,010
| +2% | +$804K |
|
368
Warner Bros
WBD
$64.3B
| $41.9M | 0.05% |
970,373
+20,181
| +2% | +$839K |
|
369
Harley-Davidson
HOG
$2.61B
| $41.8M | 0.05% |
651,103
+5,599
| +0.9% | +$331K |
|
370
Vanguard FTSE Emerging Markets ETF
VWO
$117B
| $41.6M | 0.05% |
1,036,938
+4,686
| +0.5% | +$185K |
|
371
Stanley Black & Decker
SWK
$14.5B
| $41.5M | 0.05% |
457,855
+6,849
| +2% | +$587K |
|
372
Incyte
INCY
$25.4B
| $41.5M | 0.05% |
1,086,740
+489,608
| +82% | +$14.5M |
|
|
MDVN
373
DELISTED
MEDIVATION, INC.
MDVN
| $41.2M | 0.05% |
1,373,176
+167,908
| +14% | +$4.79M |
|
374
Cemex
CX
$16.9B
| $41.1M | 0.05% |
4,302,990
+349,320
| +9% | +$3.43M |
|
375
M&T Bank
MTB
$36.3B
| $41.1M | 0.05% |
367,247
+1,621
| +0.4% | +$188K |
|
Similar funds
UBS AM's Q3 2013 Portfolio in Review
As of Q3 2013, UBS AM held 2,531 positions worth $80.9B, up 4.4% from $77.5B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
Trading was light in Q3 2013: portfolio turnover was 4.3%. UBS AM opened 77 new positions and exited 31, leaving the 2,531-position portfolio largely intact.
By sector, the portfolio is most concentrated in Financials at 14% of assets, down from 15% a quarter earlier, followed by Healthcare and Technology.
- UBS AM's largest Q3 2013 buy was Twenty-First Century Fox, Inc. Class A: 4,820,996 shares worth $162M.
- UBS AM added most to Hain Celestial in Q3 2013, an estimated $127M increase.
- UBS AM's biggest Q3 2013 reduction was Visa, cutting an estimated $202M.
- UBS AM fully exited SPRINT CORP FON COM in Q3 2013, selling an estimated $66.4M.
- UBS AM's ten largest holdings make up 13% of its $80.9B portfolio in Q3 2013.
- UBS AM opened 77 new positions and closed 31 in Q3 2013.
- UBS AM's portfolio value rose 4.4% quarter-over-quarter to $80.9B.
Based on UBS AM's 13F filing for Q3 2013, filed 8 Nov 2013.