UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Bank of America
BAC
|
+$166M |
| 2 |
Baidu
BIDU
|
+$150M |
| 3 |
LyondellBasell Industries
LYB
|
+$132M |
| 4 |
Kroger
KR
|
+$130M |
| 5 |
Trane Technologies
TT
|
+$124M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$245M |
| 2 |
Amazon
AMZN
|
+$205M |
| 3 |
Synchrony
SYF
|
+$198M |
| 4 |
Meta Platforms (Facebook)
META
|
+$175M |
| 5 |
CVS Health
CVS
|
+$171M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 15.05% |
| 2 | Technology | 14.91% |
| 3 | Healthcare | 13.85% |
| 4 | Consumer Discretionary | 9.89% |
| 5 | Communication Services | 9.65% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
326
Canadian Pacific Kansas City
CP
$77.5B
| $57.7M | 0.06% |
2,019,520
-1,463,475
| -42% | -$43.2M |
|
327
Lam Research
LRCX
$373B
| $57.4M | 0.06% |
5,432,440
-3,990,860
| -42% | -$40.5M |
|
328
Brown-Forman Class B
BF.B
$13.2B
| $57.2M | 0.06% |
1,989,866
-282,834
| -12% | -$8.27M |
|
329
Lexicon Pharmaceuticals
LXRX
$1.04B
| $57M | 0.06% |
4,120,509
-670,472
| -14% | -$10.8M |
|
330
Dentsply Sirona
XRAY
$2.75B
| $56.8M | 0.06% |
984,180
+49,439
| +5% | +$2.92M |
|
331
Williams Companies
WMB
$86.7B
| $56.7M | 0.06% |
1,821,119
-77,171
| -4% | -$2.33M |
|
|
MRO
332
DELISTED
Marathon Oil Corporation
MRO
| $56.6M | 0.06% |
3,271,700
-13,343
| -0.4% | -$214K |
|
333
International Paper
IP
$22.8B
| $56.6M | 0.06% |
1,126,383
+33,680
| +3% | +$1.56M |
|
334
Diamondback Energy
FANG
$56.2B
| $56.5M | 0.06% |
558,659
+404,345
| +262% | +$40.4M |
|
335
Realty Income
O
$60.1B
| $56.2M | 0.06% |
1,008,788
+33,365
| +3% | +$1.87M |
|
336
Essex Property Trust
ESS
$18.1B
| $56M | 0.06% |
241,023
+11,015
| +5% | +$2.38M |
|
|
VMW
337
DELISTED
VMware, Inc
VMW
| $55.1M | 0.06% |
700,290
+63,218
| +10% | +$4.91M |
|
338
JD.com
JD
$43.6B
| $55.1M | 0.06% |
2,165,666
-174,300
| -7% | -$4.54M |
|
339
RenaissanceRe
RNR
$13.2B
| $54.7M | 0.06% |
401,439
-23,598
| -6% | -$3.02M |
|
340
W.W. Grainger
GWW
$64B
| $54.6M | 0.06% |
235,162
-8,988
| -4% | -$2.01M |
|
341
Regions Financial
RF
$26.3B
| $53.9M | 0.06% |
3,756,603
-50,458
| -1% | -$624K |
|
342
Republic Services
RSG
$65B
| $53.8M | 0.06% |
942,815
-14,083
| -1% | -$755K |
|
343
PACCAR
PCAR
$70.4B
| $53.7M | 0.06% |
1,261,508
-32,712
| -3% | -$1.32M |
|
344
Nucor
NUE
$58.5B
| $53.7M | 0.06% |
902,118
-116,141
| -11% | -$6.49M |
|
345
Dollar General
DG
$28.1B
| $53.7M | 0.06% |
724,901
-86,664
| -11% | -$6.33M |
|
346
Moody's
MCO
$83.5B
| $53.6M | 0.06% |
568,612
+159,319
| +39% | +$16.1M |
|
|
STJ
347
DELISTED
St Jude Medical
STJ
| $53.5M | 0.06% |
667,714
-8,535
| -1% | -$677K |
|
348
Parker-Hannifin
PH
$121B
| $53.5M | 0.06% |
382,226
+5,348
| +1% | +$711K |
|
349
Arista Networks
ANET
$215B
| $53.3M | 0.06% |
8,816,944
-851,072
| -9% | -$4.76M |
|
350
Clorox
CLX
$11.7B
| $53.2M | 0.06% |
443,424
-8,703
| -2% | -$1.03M |
|
Similar funds
UBS AM's Q4 2016 Portfolio in Review
As of Q4 2016, UBS AM held 2,869 positions worth $89.2B, down 4% from $92.9B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS AM withdrew a net $6.47B in Q4 2016, closing 362 positions and reducing 1,736 holdings. Its most notable exit was LinkedIn Corporation, an estimated $57.2M position sold in full.
By sector, the portfolio is most concentrated in Financials at 15% of assets, up from 13% a quarter earlier, followed by Technology and Healthcare.
Against the trend, UBS AM opened a new position in iShares Russell 1000 Value ETF worth $83.7M.
- UBS AM's largest Q4 2016 buy was iShares Russell 1000 Value ETF: 746,870 shares worth $83.7M.
- UBS AM added most to Bank of America in Q4 2016, an estimated $166M increase.
- UBS AM's biggest Q4 2016 reduction was Microsoft, cutting an estimated $245M.
- UBS AM fully exited LinkedIn Corporation in Q4 2016, selling an estimated $57.2M.
- UBS AM's ten largest holdings make up 14% of its $89.2B portfolio in Q4 2016.
- UBS AM opened 300 new positions and closed 362 in Q4 2016.
- UBS AM's portfolio value fell 4% quarter-over-quarter to $89.2B.
Based on UBS AM's 13F filing for Q4 2016, filed 14 Feb 2017.