UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Regeneron Pharmaceuticals
REGN
|
+$188M |
| 2 |
Yelp
YELP
|
+$182M |
| 3 |
General Motors
GM
|
+$141M |
| 4 |
American Express
AXP
|
+$138M |
| 5 |
Comcast
CMCSA
|
+$116M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
eBay
EBAY
|
+$331M |
| 2 |
Crown Castle
CCI
|
+$303M |
| 3 |
Cardinal Health
CAH
|
+$204M |
| 4 |
Gilead Sciences
GILD
|
+$157M |
| 5 |
Apple
AAPL
|
+$150M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 14.6% |
| 2 | Healthcare | 13.9% |
| 3 | Technology | 13.4% |
| 4 | Industrials | 10.1% |
| 5 | Consumer Discretionary | 9.2% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
GG
276
DELISTED
Goldcorp Inc
GG
| $70.3M | 0.08% |
3,243,268
+222,652
| +7% | +$5.23M |
|
277
TE Connectivity
TEL
$59.9B
| $70.1M | 0.08% |
1,272,466
+44,700
| +4% | +$2.35M |
|
278
Southern Copper
SCCO
$145B
| $69.6M | 0.08% |
2,615,928
-28,371
| -1% | -$712K |
|
|
PPL
279
PPL Corp
PPL
$26.8B
| $69.3M | 0.08% |
2,472,105
+223,028
| +10% | +$6.29M |
|
280
Stryker
SYK
$133B
| $69.1M | 0.08% |
919,225
+64,196
| +8% | +$4.68M |
|
|
MDR
281
DELISTED
McDermott International
MDR
| $68.9M | 0.08% |
2,505,629
-28,027
| -1% | -$656K |
|
282
Kroger
KR
$35.4B
| $68.4M | 0.08% |
3,460,624
-60,804
| -2% | -$1.26M |
|
283
Cencora
COR
$60.7B
| $68M | 0.08% |
967,720
-206,835
| -18% | -$13.9M |
|
284
MDU Resources
MDU
$4.17B
| $68M | 0.08% |
5,855,071
-6,101
| -0.1% | -$68.7K |
|
285
Baidu
BIDU
$36.5B
| $67.7M | 0.08% |
380,387
+315,787
| +489% | +$51M |
|
|
LO
286
DELISTED
LORILLARD INC COM STK
LO
| $67.2M | 0.08% |
1,326,941
+70,955
| +6% | +$3.54M |
|
287
CF Industries
CF
$19.3B
| $66.9M | 0.08% |
1,435,470
-40,165
| -3% | -$1.76M |
|
288
T. Rowe Price
TROW
$25.6B
| $66.4M | 0.08% |
792,447
+29,826
| +4% | +$2.33M |
|
289
VF Corp
VFC
$5.88B
| $65.5M | 0.07% |
1,115,367
-33,475
| -3% | -$1.74M |
|
290
Bankunited
BKU
$3.33B
| $64.9M | 0.07% |
1,970,757
-91,750
| -4% | -$2.91M |
|
291
Western Digital
WDC
$184B
| $64.9M | 0.07% |
1,022,645
+56,287
| +6% | +$3.14M |
|
292
Sempra
SRE
$58.6B
| $64.8M | 0.07% |
1,443,168
+80,220
| +6% | +$3.56M |
|
293
PACCAR
PCAR
$70.4B
| $64M | 0.07% |
1,623,450
+37,561
| +2% | +$1.42M |
|
|
CMCSK
294
DELISTED
COMCAST CORP SPL A (NEW)
CMCSK
| $64M | 0.07% |
1,282,313
-3,255
| -0.3% | -$162K |
|
295
Newmont
NEM
$101B
| $63.6M | 0.07% |
2,763,167
+133,263
| +5% | +$3.42M |
|
296
Motorola Solutions
MSI
$71.5B
| $63.5M | 0.07% |
940,213
+10,630
| +1% | +$678K |
|
|
FRX
297
DELISTED
FOREST LABORATORIES INC
FRX
| $63.3M | 0.07% |
1,053,695
+130,951
| +14% | +$6.59M |
|
298
Sun Life Financial
SLF
$45.9B
| $63.2M | 0.07% |
1,789,683
+306,300
| +21% | +$10.4M |
|
|
MNK
299
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
| $63.1M | 0.07% |
1,208,381
+1,127,688
| +1,398% | +$53.8M |
|
300
Omnicom Group
OMC
$21.8B
| $62.9M | 0.07% |
845,422
+21,771
| +3% | +$1.5M |
|
Similar funds
UBS AM's Q4 2013 Portfolio in Review
As of Q4 2013, UBS AM held 2,637 positions worth $87.5B, up 8.1% from $80.9B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS AM's Q4 2013 filing shows 130 new, 1,010 increased, 1,128 reduced and 103 closed positions. Its largest new stake was Trip.com Group: 2,309,000 shares worth $57.3M. The largest sale was eBay, an estimated $331M.
By sector, the portfolio is most concentrated in Financials at 15% of assets, up from 14% a quarter earlier, followed by Healthcare and Technology.
- UBS AM's largest Q4 2013 buy was Trip.com Group: 2,309,000 shares worth $57.3M.
- UBS AM added most to Regeneron Pharmaceuticals in Q4 2013, an estimated $188M increase.
- UBS AM's biggest Q4 2013 reduction was eBay, cutting an estimated $331M.
- UBS AM fully exited DELL INC in Q4 2013, selling an estimated $62.9M.
- UBS AM's ten largest holdings make up 14% of its $87.5B portfolio in Q4 2013.
- UBS AM opened 130 new positions and closed 103 in Q4 2013.
- UBS AM's portfolio value rose 8.1% quarter-over-quarter to $87.5B.
Based on UBS AM's 13F filing for Q4 2013, filed 31 Jan 2014.