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UBS AM

UBS AM Portfolio holdings

AUM $481B
1-Year Est. Return 26.39%
 

UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.

This Fund
S&P 500
This Quarter Est. Return
-2.27%
1 Year Est. Return
+26.39%
3 Year Est. Return
+93.76%
5 Year Est. Return
+124.47%
10 Year Est. Return
+503.87%
AUM
$223B
AUM Growth
+$16.7B
Cap. Flow
+$7.28B
Cap. Flow %
3.26%
Top 10 Hldgs %
25.58%
Holding
2,762
New
89
Increased
1,400
Reduced
806
Closed
174

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.01B
2
MSFT icon
Microsoft
MSFT
+$922M
3
AMZN icon
Amazon
AMZN
+$646M
4
TSLA icon
Tesla
TSLA
+$554M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$496M

Top Sells

Rank Stock Value
1
ABT icon
Abbott
ABT
+$1.04B
2
LIN icon
Linde
LIN
+$949M
3
XOM icon
ExxonMobil
XOM
+$313M
4
VMW
VMware, Inc
VMW
+$217M
5
NVDA icon
NVIDIA
NVDA
+$205M

Sector Composition

Rank Sector Weight
1 Technology 30.4%
2 Healthcare 13.37%
3 Consumer Discretionary 11.23%
4 Financials 10.99%
5 Communication Services 8.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TMC icon
2526
TMC The Metals Company
TMC
$1.57B
$10.2K ﹤0.01%
+10,300
New +$14.8K
ACET icon
2527
Adicet Bio
ACET
$84.7M
– –
-2,017
Closed -$186K
AEVA
2528
Aeva Technologies
AEVA
$1.13B
– –
-11,227
Closed -$66.8K
ALT icon
2529
Altimmune
ALT
$580M
– –
-19,200
Closed -$81K
ALX
2530
Alexander's
ALX
$1.36B
– –
-1,053
Closed -$204K
ALXO icon
2531
ALX Oncology
ALXO
$262M
– –
-11,581
Closed -$52.3K
AMRX icon
2532
Amneal Pharmaceuticals
AMRX
$5.91B
– –
-84,912
Closed -$118K
AROW icon
2533
Arrow Financial
AROW
$660M
– –
-9,635
Closed -$233K
ARR
2534
Armour Residential REIT
ARR
$2.33B
– –
-24,841
Closed -$652K
ATRA icon
2535
Atara Biotherapeutics
ATRA
$73.6M
– –
-4,320
Closed -$313K
AU icon
2536
AngloGold Ashanti
AU
$41.6B
– –
-799,882
Closed -$19.3M
AVIR icon
2537
Atea Pharmaceuticals
AVIR
$379M
– –
-90,068
Closed -$302K
DCH
2538
Dauch Corp
DCH
$1.39B
– –
-153,584
Closed -$1.2M
AZN icon
2539
AstraZeneca
AZN
$266B
– –
-97,100
Closed -$13.5M
BF.A icon
2540
Brown-Forman Class A
BF.A
$13.4B
– –
-3,749
Closed -$244K
BIDU icon
2541
Baidu
BIDU
$36.5B
– –
-18,694
Closed -$2.82M
BILI icon
2542
Bilibili
BILI
$7.83B
– –
-17,572
Closed -$413K
BIRD icon
2543
Smartbird Inc
BIRD
$20.3M
– –
-4,462
Closed -$107K
BKLN icon
2544
Invesco Senior Loan ETF
BKLN
$6.97B
– –
-195,664
Closed -$4.07M
BNGO icon
2545
Bionano Genomics
BNGO
$12.2M
– –
-334
Closed -$222K
BP icon
2546
BP
BP
$114B
– –
-132,441
Closed -$5.02M
CBL
2547
CBL Properties
CBL
$1.8B
– –
-8,916
Closed -$229K
CCCC icon
2548
C4 Therapeutics
CCCC
$405M
– –
-39,287
Closed -$123K
CDXS icon
2549
Codexis
CDXS
$159M
– –
-30,386
Closed -$126K
CIO
2550
DELISTED
City Office REIT
CIO
– –
-51,490
Closed -$355K
100 101
102
103 104

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UBS AM's Q3 2023 Portfolio in Review

As of Q3 2023, UBS AM held 2,762 positions worth $223B, up 8.1% from $206B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

UBS AM deployed $7.28B of net new capital in Q3 2023, opening 89 new positions and adding to 1,400 existing holdings. Its largest new stake was Kenvue: 8,680,819 shares worth $174M.

By sector, the portfolio is most concentrated in Technology at 30% of assets, up from 28% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Abbott, an estimated $1.04B trimmed.

  • UBS AM's largest Q3 2023 buy was Kenvue: 8,680,819 shares worth $174M.
  • UBS AM added most to Apple in Q3 2023, an estimated $1.01B increase.
  • UBS AM's biggest Q3 2023 reduction was Abbott, cutting an estimated $1.04B.
  • UBS AM fully exited World Wrestling Entertainment in Q3 2023, selling an estimated $128M.
  • UBS AM's ten largest holdings make up 26% of its $223B portfolio in Q3 2023.
  • UBS AM opened 89 new positions and closed 174 in Q3 2023.
  • UBS AM's portfolio value rose 8.1% quarter-over-quarter to $223B.

Based on UBS AM's 13F filing for Q3 2023, filed 13 Nov 2023.