UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$495M |
| 2 |
Microsoft
MSFT
|
+$480M |
| 3 |
Global Payments
GPN
|
+$400M |
| 4 |
Mastercard
MA
|
+$274M |
| 5 |
Comcast
CMCSA
|
+$254M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TSS
Total System Services, Inc.
TSS
|
+$225M |
| 2 |
WP
Worldpay, Inc.
WP
|
+$190M |
| 3 |
Apple
AAPL
|
+$167M |
| 4 |
RHT
Red Hat Inc
RHT
|
+$166M |
| 5 |
APC
Anadarko Petroleum
APC
|
+$108M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 18.77% |
| 2 | Financials | 14.07% |
| 3 | Healthcare | 13.13% |
| 4 | Consumer Discretionary | 12.1% |
| 5 | Communication Services | 8.54% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2426
HCI Group
HCI
$2.41B
| $293K | ﹤0.01% |
+6,969
| New | +$287K |
|
2427
PDF Solutions
PDFS
$2.07B
| $293K | ﹤0.01% |
22,400
| – | – |
|
|
CAI
2428
DELISTED
CAI International, Inc.
CAI
| $291K | ﹤0.01% |
13,360
+2,850
| +27% | +$62.9K |
|
2429
REX American Resources
REX
$1.41B
| $289K | ﹤0.01% |
22,752
+20,292
| +825% | +$251K |
|
|
AKRX
2430
DELISTED
Akorn Inc
AKRX
| $289K | ﹤0.01% |
76,001
+5,634
| +8% | +$20.1K |
|
2431
Tradeweb Markets
TW
$21.6B
| $288K | ﹤0.01% |
7,796
+840
| +12% | +$37.1K |
|
2432
Century Aluminum
CENX
$5.07B
| $288K | ﹤0.01% |
43,348
-21,049
| -33% | -$139K |
|
2433
Federal Agricultural Mortgage
AGM
$2.56B
| $286K | ﹤0.01% |
3,500
| – | – |
|
2434
Minerva Neurosciences
NERV
$199M
| $286K | ﹤0.01% |
4,608
+1,308
| +40% | +$74.1K |
|
|
LDL
2435
DELISTED
Lydall, Inc.
LDL
| $284K | ﹤0.01% |
+11,402
| New | +$243K |
|
|
PDLI
2436
DELISTED
PDL BioPharma, Inc.
PDLI
| $284K | ﹤0.01% |
131,334
+9,953
| +8% | +$26.6K |
|
2437
Hyster-Yale Materials Handling
HY
$665M
| $284K | ﹤0.01% |
5,180
+1,180
| +30% | +$65.6K |
|
2438
Nutrien
NTR
$30.7B
| $283K | ﹤0.01% |
5,669
+4,903
| +640% | +$250K |
|
|
CDR
2439
DELISTED
Cedar Realty Trust, Inc
CDR
| $282K | ﹤0.01% |
14,233
+884
| +7% | +$14.9K |
|
2440
Spok Holdings
SPOK
$241M
| $281K | ﹤0.01% |
23,528
+1,503
| +7% | +$19.4K |
|
|
CBB
2441
DELISTED
Cincinnati Bell Inc.
CBB
| $279K | ﹤0.01% |
54,993
+10,029
| +22% | +$49.1K |
|
|
REVG
2442
DELISTED
REV Group
REVG
| $277K | ﹤0.01% |
24,198
+13,898
| +135% | +$172K |
|
2443
AstraZeneca
AZN
$250B
| $276K | ﹤0.01% |
3,098
+624
| +25% | +$54.1K |
|
2444
TechTarget
TTGT
$278M
| $275K | ﹤0.01% |
12,200
+291
| +2% | +$6.69K |
|
|
BNFT
2445
DELISTED
Benefitfocus, Inc.
BNFT
| $274K | ﹤0.01% |
11,501
| – | – |
|
2446
CytomX Therapeutics
CTMX
$753M
| $273K | ﹤0.01% |
37,054
+8,490
| +30% | +$83.8K |
|
2447
Astec Industries
ASTE
$1.02B
| $270K | ﹤0.01% |
8,679
+8,653
| +33,281% | +$263K |
|
2448
Prothena Corp
PRTA
$459M
| $269K | ﹤0.01% |
34,267
+3,452
| +11% | +$30.7K |
|
2449
Axsome Therapeutics
AXSM
$10.9B
| $268K | ﹤0.01% |
13,244
-9,983
| -43% | -$257K |
|
2450
Dorian LPG
LPG
$1.96B
| $267K | ﹤0.01% |
25,800
+7,400
| +40% | +$72.4K |
|
Similar funds
UBS AM's Q3 2019 Portfolio in Review
As of Q3 2019, UBS AM held 2,935 positions worth $148B, up 5.8% from $140B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
UBS AM deployed $6.46B of net new capital in Q3 2019, opening 79 new positions and adding to 1,853 existing holdings. Its largest new stake was 10x Genomics: 184,683 shares worth $9.31M.
By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 18% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Apple, an estimated $167M trimmed.
- UBS AM's largest Q3 2019 buy was 10x Genomics: 184,683 shares worth $9.31M.
- UBS AM added most to Alibaba in Q3 2019, an estimated $495M increase.
- UBS AM's biggest Q3 2019 reduction was Apple, cutting an estimated $167M.
- UBS AM fully exited Total System Services, Inc. in Q3 2019, selling an estimated $225M.
- UBS AM's ten largest holdings make up 19% of its $148B portfolio in Q3 2019.
- UBS AM opened 79 new positions and closed 50 in Q3 2019.
- UBS AM's portfolio value rose 5.8% quarter-over-quarter to $148B.
Based on UBS AM's 13F filing for Q3 2019, filed 14 Nov 2019.