UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$235M |
| 2 |
Microsoft
MSFT
|
+$176M |
| 3 |
Cognizant
CTSH
|
+$150M |
| 4 |
Chubb
CB
|
+$107M |
| 5 |
Under Armour
UAA
|
+$100M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Thermo Fisher Scientific
TMO
|
+$221M |
| 2 |
Workday
WDAY
|
+$133M |
| 3 |
Pfizer
PFE
|
+$122M |
| 4 |
Apple
AAPL
|
+$122M |
| 5 |
Nike
NKE
|
+$116M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 15.48% |
| 2 | Technology | 14.7% |
| 3 | Financials | 13.4% |
| 4 | Consumer Discretionary | 10.5% |
| 5 | Communication Services | 9.43% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2376
Vale
VALE
$62.6B
| $199K | ﹤0.01% |
47,287
| – | – |
|
2377
Xencor
XNCR
$1.48B
| $199K | ﹤0.01% |
14,800
+700
| +5% | +$8.28K |
|
2378
Center Bancorp
CNOB
$1.8B
| $198K | ﹤0.01% |
12,100
-81,036
| -87% | -$1.32M |
|
2379
FormFactor
FORM
$9B
| $198K | ﹤0.01% |
27,195
| – | – |
|
|
NMBL
2380
DELISTED
Nimble Storage, Inc.
NMBL
| $198K | ﹤0.01% |
25,300
+2,500
| +11% | +$17.8K |
|
|
CRR
2381
DELISTED
Carbo Ceramics Inc.
CRR
| $196K | ﹤0.01% |
13,799
-400
| -3% | -$6.9K |
|
|
MCRN
2382
DELISTED
Milacron Holdings Corp.
MCRN
| $196K | ﹤0.01% |
+11,900
| New | +$167K |
|
2383
Heritage Financial
HFWA
$1.21B
| $193K | ﹤0.01% |
10,968
-2,100
| -16% | -$37K |
|
|
SRDX
2384
DELISTED
Surmodics
SRDX
| $193K | ﹤0.01% |
10,499
| – | – |
|
|
PGEM
2385
DELISTED
Ply Gem Holdings, Inc.
PGEM
| $193K | ﹤0.01% |
+13,742
| New | +$147K |
|
|
AMRI
2386
DELISTED
Albany Molecular Research Inc
AMRI
| $191K | ﹤0.01% |
12,500
-12,900
| -51% | -$202K |
|
2387
Quad
QUAD
$515M
| $189K | ﹤0.01% |
14,599
-1,500
| -9% | -$16.2K |
|
|
BHR
2388
Braemar Hotels & Resorts
BHR
$146M
| $188K | ﹤0.01% |
16,258
-651
| -4% | -$6.93K |
|
|
TACO
2389
DELISTED
Del Taco Restaurants, Inc. Common Stock
TACO
| $188K | ﹤0.01% |
18,200
| – | – |
|
|
TRST
2390
Trustco Bank Corp NY
TRST
$958M
| $187K | ﹤0.01% |
6,159
-760
| -11% | -$21.7K |
|
|
PGTI
2391
DELISTED
PGT, Inc.
PGTI
| $187K | ﹤0.01% |
19,000
-300
| -2% | -$2.93K |
|
|
ELP
2392
DELISTED
Companhia Paranaense de Energia (COPEL)
ELP
| $185K | ﹤0.01% |
58,543
-29,100
| -33% | -$71.3K |
|
2393
Ribbon Communications
RBBN
$376M
| $185K | ﹤0.01% |
24,558
-24,673
| -50% | -$165K |
|
|
FRP
2394
DELISTED
Fairpoint Communications, Inc.
FRP
| $185K | ﹤0.01% |
+12,453
| New | +$186K |
|
2395
Beazer Homes USA
BZH
$915M
| $184K | ﹤0.01% |
21,099
+10,347
| +96% | +$86K |
|
2396
Corcept Therapeutics
CORT
$11.7B
| $184K | ﹤0.01% |
39,388
+4,688
| +14% | +$18.3K |
|
|
SDRL
2397
DELISTED
Seadrill Limited Common Stock
SDRL
| $183K | ﹤0.01% |
207
| – | – |
|
|
BPMC
2398
DELISTED
Blueprint Medicines
BPMC
| $182K | ﹤0.01% |
10,100
-114,331
| -92% | -$1.98M |
|
2399
Cohu
COHU
$2.45B
| $181K | ﹤0.01% |
+15,241
| New | +$177K |
|
2400
Calix
CALX
$2.36B
| $180K | ﹤0.01% |
25,400
-2,800
| -10% | -$19.8K |
|
Similar funds
UBS AM's Q1 2016 Portfolio in Review
As of Q1 2016, UBS AM held 2,740 positions worth $86.2B, down 1.7% from $87.7B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS AM's Q1 2016 filing shows 51 new, 583 increased, 1,774 reduced and 113 closed positions. Its largest new stake was NXP Semiconductors: 1,291,575 shares worth $105M. The largest sale was Thermo Fisher Scientific, an estimated $221M.
By sector, the portfolio is most concentrated in Healthcare at 15% of assets, down from 17% a quarter earlier, followed by Technology and Financials.
- UBS AM's largest Q1 2016 buy was NXP Semiconductors: 1,291,575 shares worth $105M.
- UBS AM added most to Alibaba in Q1 2016, an estimated $235M increase.
- UBS AM's biggest Q1 2016 reduction was Thermo Fisher Scientific, cutting an estimated $221M.
- UBS AM fully exited CHUBB CORPORATION in Q1 2016, selling an estimated $97.5M.
- UBS AM's ten largest holdings make up 15% of its $86.2B portfolio in Q1 2016.
- UBS AM opened 51 new positions and closed 113 in Q1 2016.
- UBS AM's portfolio value fell 1.7% quarter-over-quarter to $86.2B.
Based on UBS AM's 13F filing for Q1 2016, filed 12 May 2016.