UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$235M |
| 2 |
Microsoft
MSFT
|
+$176M |
| 3 |
Cognizant
CTSH
|
+$150M |
| 4 |
Chubb
CB
|
+$107M |
| 5 |
Under Armour
UAA
|
+$100M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Thermo Fisher Scientific
TMO
|
+$221M |
| 2 |
Workday
WDAY
|
+$133M |
| 3 |
Pfizer
PFE
|
+$122M |
| 4 |
Apple
AAPL
|
+$122M |
| 5 |
Nike
NKE
|
+$116M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 15.48% |
| 2 | Technology | 14.7% |
| 3 | Financials | 13.4% |
| 4 | Consumer Discretionary | 10.5% |
| 5 | Communication Services | 9.43% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
FDML
2351
DELISTED
Federal-Mogul Holdings Corporation
FDML
| $213K | ﹤0.01% |
21,600
-300
| -1% | -$1.88K |
|
|
BKMU
2352
DELISTED
Bank Mutual Corp
BKMU
| $212K | ﹤0.01% |
27,997
| – | – |
|
|
REGI
2353
DELISTED
Renewable Energy Group, Inc.
REGI
| $212K | ﹤0.01% |
22,500
-2,000
| -8% | -$15.4K |
|
2354
The Bancorp
TBBK
$2.95B
| $211K | ﹤0.01% |
36,883
-1,400
| -4% | -$6.98K |
|
|
JIVE
2355
DELISTED
Jive Software, Inc.
JIVE
| $211K | ﹤0.01% |
55,694
-16,175
| -23% | -$56.2K |
|
2356
STAAR Surgical
STAA
$1.15B
| $210K | ﹤0.01% |
28,400
| – | – |
|
2357
Griffon
GFF
$4.88B
| $209K | ﹤0.01% |
13,498
-2,000
| -13% | -$30.3K |
|
|
LDRH
2358
DELISTED
LDR HOLDINGS CORP COM STK
LDRH
| $209K | ﹤0.01% |
8,200
-269,463
| -97% | -$5.64M |
|
2359
LGI Homes
LGIH
$1.38B
| $208K | ﹤0.01% |
8,581
| – | – |
|
2360
OFG Bancorp
OFG
$2.24B
| $206K | ﹤0.01% |
29,400
-8,998
| -23% | -$55K |
|
2361
UNIFI
UFI
$128M
| $206K | ﹤0.01% |
8,999
| – | – |
|
|
AD
2362
Array Digital Infrastructure
AD
$3.08B
| $206K | ﹤0.01% |
4,500
-18,101
| -80% | -$704K |
|
2363
Peoples Bancorp
PEBO
$1.48B
| $205K | ﹤0.01% |
10,500
| – | – |
|
2364
Zumiez
ZUMZ
$332M
| $205K | ﹤0.01% |
10,299
-1,000
| -9% | -$18.8K |
|
2365
AtriCure
ATRC
$2.01B
| $204K | ﹤0.01% |
12,100
+2,600
| +27% | +$45.7K |
|
|
OB
2366
DELISTED
Onebeacon Insurance Group Ltd
OB
| $204K | ﹤0.01% |
16,000
| – | – |
|
2367
Coherus Oncology
CHRS
$194M
| $203K | ﹤0.01% |
9,567
-1,932
| -17% | -$31.7K |
|
2368
Weis Markets
WMK
$1.89B
| $203K | ﹤0.01% |
+4,500
| New | +$185K |
|
2369
Geron
GERN
$1.01B
| $202K | ﹤0.01% |
69,091
-11,309
| -14% | -$33.9K |
|
2370
RE/MAX Holdings
RMAX
$230M
| $202K | ﹤0.01% |
5,900
| – | – |
|
2371
Washington Trust Bancorp
WASH
$745M
| $202K | ﹤0.01% |
5,400
| – | – |
|
|
WW
2372
DELISTED
WW International
WW
| $202K | ﹤0.01% |
13,899
-7,500
| -35% | -$102K |
|
|
WIFI
2373
DELISTED
Boingo Wireless, Inc.
WIFI
| $202K | ﹤0.01% |
26,224
| – | – |
|
2374
Brown-Forman Class A
BF.A
$13.1B
| $201K | ﹤0.01% |
4,700
| – | – |
|
|
ICON
2375
DELISTED
Iconix Brand Group, Inc.
ICON
| $200K | ﹤0.01% |
2,480
-280
| -10% | -$20.3K |
|
Similar funds
UBS AM's Q1 2016 Portfolio in Review
As of Q1 2016, UBS AM held 2,740 positions worth $86.2B, down 1.7% from $87.7B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS AM's Q1 2016 filing shows 51 new, 583 increased, 1,774 reduced and 113 closed positions. Its largest new stake was NXP Semiconductors: 1,291,575 shares worth $105M. The largest sale was Thermo Fisher Scientific, an estimated $221M.
By sector, the portfolio is most concentrated in Healthcare at 15% of assets, down from 17% a quarter earlier, followed by Technology and Financials.
- UBS AM's largest Q1 2016 buy was NXP Semiconductors: 1,291,575 shares worth $105M.
- UBS AM added most to Alibaba in Q1 2016, an estimated $235M increase.
- UBS AM's biggest Q1 2016 reduction was Thermo Fisher Scientific, cutting an estimated $221M.
- UBS AM fully exited CHUBB CORPORATION in Q1 2016, selling an estimated $97.5M.
- UBS AM's ten largest holdings make up 15% of its $86.2B portfolio in Q1 2016.
- UBS AM opened 51 new positions and closed 113 in Q1 2016.
- UBS AM's portfolio value fell 1.7% quarter-over-quarter to $86.2B.
Based on UBS AM's 13F filing for Q1 2016, filed 12 May 2016.