UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Accenture
ACN
|
+$463M |
| 2 |
iShares Core S&P Total US Stock Market ETF
ITOT
|
+$360M |
| 3 |
iShares Core S&P Small-Cap ETF
IJR
|
+$345M |
| 4 |
iShares Core MSCI EAFE ETF
IEFA
|
+$265M |
| 5 |
ConocoPhillips
COP
|
+$255M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$2.03B |
| 2 |
Alphabet (Google) Class A
GOOGL
|
+$378M |
| 3 |
Microsoft
MSFT
|
+$293M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$239M |
| 5 |
UnitedHealth
UNH
|
+$206M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 25.86% |
| 2 | Healthcare | 14.95% |
| 3 | Financials | 12.1% |
| 4 | Consumer Discretionary | 10.74% |
| 5 | Communication Services | 7.21% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2326
Cardlytics
CDLX
$21.5M
| $458K | ﹤0.01% |
4,869
+558
| +13% | +$79.4K |
|
|
KREF
2327
KKR Real Estate Finance Trust
KREF
$499M
| $453K | ﹤0.01% |
27,906
-13,993
| -33% | -$264K |
|
2328
Mesa Laboratories
MLAB
$574M
| $452K | ﹤0.01% |
3,209
| – | – |
|
|
RC
2329
Ready Capital
RC
$308M
| $448K | ﹤0.01% |
44,220
-15,392
| -26% | -$199K |
|
2330
Barrett Business Services
BBSI
$804M
| $447K | ﹤0.01% |
22,936
-4,528
| -16% | -$90.5K |
|
2331
Kelly Services Class A
KELYA
$528M
| $446K | ﹤0.01% |
32,786
+1,870
| +6% | +$33.8K |
|
|
SP
2332
DELISTED
SP Plus Corporation
SP
| $443K | ﹤0.01% |
14,149
+3,292
| +30% | +$109K |
|
|
ROCC
2333
DELISTED
Ranger Oil Corporation Class A Common Stock
ROCC
| $443K | ﹤0.01% |
14,083
+6,913
| +96% | +$243K |
|
2334
ARKO Corp
ARKO
$635M
| $442K | ﹤0.01% |
47,058
-17,927
| -28% | -$170K |
|
|
MRUS
2335
DELISTED
Merus
MRUS
| $439K | ﹤0.01% |
21,928
| – | – |
|
|
VXRT
2336
DELISTED
Vaxart
VXRT
| $439K | ﹤0.01% |
201,150
+91,006
| +83% | +$314K |
|
2337
Tootsie Roll Industries
TR
$2.98B
| $438K | ﹤0.01% |
14,824
+3,165
| +27% | +$98.8K |
|
2338
SES AI
SES
$208M
| $436K | ﹤0.01% |
89,308
| – | – |
|
|
EGIO
2339
DELISTED
Edgio, Inc. Common Stock
EGIO
| $434K | ﹤0.01% |
3,902
| – | – |
|
2340
Occidental Petroleum Corp Warrants
OXY.WS
$32B
| $433K | ﹤0.01% |
10,937
| – | – |
|
|
CIO
2341
DELISTED
City Office REIT
CIO
| $433K | ﹤0.01% |
43,450
-4,600
| -10% | -$56.7K |
|
2342
Kinetik
KNTK
$7.98B
| $430K | ﹤0.01% |
13,200
| – | – |
|
|
FNA
2343
DELISTED
Paragon 28, Inc.
FNA
| $428K | ﹤0.01% |
24,042
-2,810
| -10% | -$51.8K |
|
|
FBRT
2344
Franklin BSP Realty Trust
FBRT
$657M
| $427K | ﹤0.01% |
39,621
+15,901
| +67% | +$219K |
|
2345
Anterix
ATEX
$1.94B
| $427K | ﹤0.01% |
11,943
+1,754
| +17% | +$72.8K |
|
|
CUTR
2346
DELISTED
Cutera, Inc.
CUTR
| $426K | ﹤0.01% |
9,349
-5,827
| -38% | -$266K |
|
2347
SandRidge Energy
SD
$503M
| $424K | ﹤0.01% |
26,016
| – | – |
|
|
TGI
2348
DELISTED
Triumph Group
TGI
| $424K | ﹤0.01% |
49,329
-46,472
| -49% | -$608K |
|
|
GPMT
2349
Granite Point Mortgage Trust
GPMT
$61.2M
| $422K | ﹤0.01% |
65,553
-11,686
| -15% | -$111K |
|
2350
Alkami Technology
ALKT
$2.11B
| $422K | ﹤0.01% |
28,026
| – | – |
|
Similar funds
UBS AM's Q3 2022 Portfolio in Review
As of Q3 2022, UBS AM held 2,816 positions worth $178B, down 6.6% from $191B the previous quarter. Its ten largest holdings account for 21% of the portfolio.
UBS AM's Q3 2022 filing shows 65 new, 702 increased, 1,679 reduced and 77 closed positions. Its largest new stake was iShares Core S&P Total US Stock Market ETF: 4,072,197 shares worth $324M. The largest sale was Apple, an estimated $2.03B.
By sector, the portfolio is most concentrated in Technology at 26% of assets, down from 27% a quarter earlier, followed by Healthcare and Financials.
- UBS AM's largest Q3 2022 buy was iShares Core S&P Total US Stock Market ETF: 4,072,197 shares worth $324M.
- UBS AM added most to Accenture in Q3 2022, an estimated $463M increase.
- UBS AM's biggest Q3 2022 reduction was Apple, cutting an estimated $2.03B.
- UBS AM fully exited Vanguard Russell 1000 ETF in Q3 2022, selling an estimated $93.3M.
- UBS AM's ten largest holdings make up 21% of its $178B portfolio in Q3 2022.
- UBS AM opened 65 new positions and closed 77 in Q3 2022.
- UBS AM's portfolio value fell 6.6% quarter-over-quarter to $178B.
Based on UBS AM's 13F filing for Q3 2022, filed 14 Nov 2022.