UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Short-Term Treasury ETF
VGSH
|
+$351M |
| 2 |
Cisco
CSCO
|
+$313M |
| 3 |
Coca-Cola
KO
|
+$283M |
| 4 |
Estee Lauder
EL
|
+$268M |
| 5 |
TUYA
Tuya Inc
TUYA
|
+$195M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$3.16B |
| 2 |
TAL Education Group
TAL
|
+$1.92B |
| 3 |
Alibaba
BABA
|
+$1.88B |
| 4 |
Procter & Gamble
PG
|
+$640M |
| 5 |
New Oriental
EDU
|
+$454M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 25.72% |
| 2 | Healthcare | 12.81% |
| 3 | Financials | 12.8% |
| 4 | Consumer Discretionary | 12.5% |
| 5 | Communication Services | 10.59% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2326
Federal Agricultural Mortgage
AGM
$2.56B
| $728K | ﹤0.01% |
7,364
+631
| +9% | +$64K |
|
2327
Washington Trust Bancorp
WASH
$741M
| $727K | ﹤0.01% |
14,159
+3,566
| +34% | +$188K |
|
2328
BrightView Holdings
BV
$1.07B
| $727K | ﹤0.01% |
45,085
+2,364
| +6% | +$41.5K |
|
|
AAWW
2329
DELISTED
Atlas Air Worldwide Holdings, Inc.
AAWW
| $726K | ﹤0.01% |
10,653
+3,762
| +55% | +$264K |
|
2330
Nano X Imaging
NNOX
$73.8M
| $724K | ﹤0.01% |
22,600
+16,900
| +296% | +$514K |
|
|
ATRS
2331
DELISTED
Antares Pharma, Inc.
ATRS
| $723K | ﹤0.01% |
165,870
+918
| +0.6% | +$3.74K |
|
|
PENG
2332
Penguin Solutions Inc
PENG
$2.99B
| $717K | ﹤0.01% |
30,088
+2,224
| +8% | +$53.6K |
|
|
KE
2333
Kimball Electronics
KE
$628M
| $715K | ﹤0.01% |
32,891
-3,454
| -10% | -$77.8K |
|
|
ECOM
2334
DELISTED
CHANNELADVISOR CORPORATION
ECOM
| $715K | ﹤0.01% |
29,153
+10,391
| +55% | +$250K |
|
|
GOEV
2335
DELISTED
Canoo Inc. Class A Common Stock
GOEV
| $714K | ﹤0.01% |
+156
| New | +$631K |
|
|
CTT
2336
DELISTED
CATCHMARK TIMBER TRUST, INC.
CTT
| $713K | ﹤0.01% |
60,928
+3,584
| +6% | +$41.6K |
|
|
AVTA
2337
DELISTED
Avantax, Inc. Common Stock
AVTA
| $712K | ﹤0.01% |
41,161
+9,318
| +29% | +$153K |
|
2338
Star Group
SGU
$423M
| $711K | ﹤0.01% |
63,464
+16,134
| +34% | +$176K |
|
|
ESPR
2339
DELISTED
Esperion Therapeutics
ESPR
| $708K | ﹤0.01% |
33,476
+6,240
| +23% | +$150K |
|
2340
Construction Partners
ROAD
$6.77B
| $707K | ﹤0.01% |
22,526
+644
| +3% | +$20.2K |
|
|
VAPO
2341
DELISTED
Vapotherm, Inc. Common Stock
VAPO
| $704K | ﹤0.01% |
3,722
+1,947
| +110% | +$332K |
|
|
PLL
2342
DELISTED
Piedmont Lithium
PLL
| $703K | ﹤0.01% |
+9,000
| New | +$611K |
|
2343
Establishment Labs
ESTA
$2.28B
| $701K | ﹤0.01% |
+8,031
| New | +$597K |
|
2344
Monarch Casino & Resort
MCRI
$2.23B
| $700K | ﹤0.01% |
10,585
+921
| +10% | +$63.6K |
|
2345
Scansource
SCSC
$1.12B
| $697K | ﹤0.01% |
24,778
-4,148
| -14% | -$123K |
|
|
RMO
2346
DELISTED
Romeo Power, Inc.
RMO
| $697K | ﹤0.01% |
+85,609
| New | +$731K |
|
2347
York Water
YORW
$514M
| $696K | ﹤0.01% |
15,360
-1,458
| -9% | -$72.3K |
|
|
CAI
2348
DELISTED
CAI International, Inc.
CAI
| $693K | ﹤0.01% |
12,380
+4,061
| +49% | +$180K |
|
2349
Quince Therapeutics
QNCX
$29.5M
| $693K | ﹤0.01% |
65
+29
| +81% | +$243K |
|
2350
MGP Ingredients
MGPI
$375M
| $693K | ﹤0.01% |
10,244
-699
| -6% | -$45.8K |
|
Similar funds
UBS AM's Q2 2021 Portfolio in Review
As of Q2 2021, UBS AM held 2,827 positions worth $234B, up 3.3% from $226B the previous quarter. Its ten largest holdings account for 21% of the portfolio.
UBS AM withdrew a net $11.4B in Q2 2021, closing 76 positions and reducing 923 holdings. Its most notable exit was Seagate, an estimated $107M position sold in full.
By sector, the portfolio is most concentrated in Technology at 26% of assets, up from 25% a quarter earlier, followed by Healthcare and Financials.
Against the trend, UBS AM opened a new position in Vanguard Short-Term Treasury ETF worth $350M.
- UBS AM's largest Q2 2021 buy was Vanguard Short-Term Treasury ETF: 5,703,693 shares worth $350M.
- UBS AM added most to Cisco in Q2 2021, an estimated $313M increase.
- UBS AM's biggest Q2 2021 reduction was Microsoft, cutting an estimated $3.16B.
- UBS AM fully exited Seagate in Q2 2021, selling an estimated $107M.
- UBS AM's ten largest holdings make up 21% of its $234B portfolio in Q2 2021.
- UBS AM opened 239 new positions and closed 76 in Q2 2021.
- UBS AM's portfolio value rose 3.3% quarter-over-quarter to $234B.
Based on UBS AM's 13F filing for Q2 2021, filed 16 Aug 2021.