UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$495M |
| 2 |
Microsoft
MSFT
|
+$480M |
| 3 |
Global Payments
GPN
|
+$400M |
| 4 |
Mastercard
MA
|
+$274M |
| 5 |
Comcast
CMCSA
|
+$254M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TSS
Total System Services, Inc.
TSS
|
+$225M |
| 2 |
WP
Worldpay, Inc.
WP
|
+$190M |
| 3 |
Apple
AAPL
|
+$167M |
| 4 |
RHT
Red Hat Inc
RHT
|
+$166M |
| 5 |
APC
Anadarko Petroleum
APC
|
+$108M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 18.77% |
| 2 | Financials | 14.07% |
| 3 | Healthcare | 13.13% |
| 4 | Consumer Discretionary | 12.1% |
| 5 | Communication Services | 8.54% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
AGEN
2326
Agenus
AGEN
$290M
| $403K | ﹤0.01% |
7,958
+324
| +4% | +$17.3K |
|
|
TDAY
2327
USA Today Co
TDAY
$1.06B
| $399K | ﹤0.01% |
45,334
-6,802
| -13% | -$62K |
|
2328
Daktronics
DAKT
$1.04B
| $397K | ﹤0.01% |
53,775
+12,220
| +29% | +$81.4K |
|
2329
Cooper-Standard Automotive
CPS
$558M
| $396K | ﹤0.01% |
9,697
-188
| -2% | -$7.87K |
|
2330
1-800-Flowers.com
FLWS
$258M
| $396K | ﹤0.01% |
26,768
+13,853
| +107% | +$240K |
|
|
HONE
2331
DELISTED
HarborOne Bancorp
HONE
| $396K | ﹤0.01% |
39,328
+17,641
| +81% | +$182K |
|
|
NVO
2332
Novo Nordisk
NVO
$209B
| $394K | ﹤0.01% |
15,246
-192
| -1% | -$4.86K |
|
2333
iShares MSCI EAFE Growth ETF
EFG
$17.3B
| $393K | ﹤0.01% |
4,877
| – | – |
|
2334
Vanguard S&P 500 ETF
VOO
$1.01T
| $391K | ﹤0.01% |
1,433
| – | – |
|
|
HOME
2335
DELISTED
At Home Group Inc.
HOME
| $387K | ﹤0.01% |
40,277
+3,680
| +10% | +$25.1K |
|
|
MOBL
2336
DELISTED
MobileIron, Inc.
MOBL
| $385K | ﹤0.01% |
58,883
+13,667
| +30% | +$93.2K |
|
2337
Scansource
SCSC
$1.12B
| $384K | ﹤0.01% |
12,583
| – | – |
|
2338
OneSpan
OSPN
$618M
| $382K | ﹤0.01% |
26,336
+11,319
| +75% | +$164K |
|
2339
Brown-Forman Class A
BF.A
$13.3B
| $380K | ﹤0.01% |
6,366
-3,760
| -37% | -$214K |
|
|
ANH
2340
DELISTED
Anworth Mortgage Asset Corporation
ANH
| $380K | ﹤0.01% |
115,237
+6,083
| +6% | +$21.7K |
|
|
EGRX
2341
DELISTED
Eagle Pharmaceuticals, Inc.
EGRX
| $379K | ﹤0.01% |
6,701
| – | – |
|
2342
Mercer International
MERC
$39.8M
| $378K | ﹤0.01% |
30,150
+2,256
| +8% | +$28.5K |
|
|
KBAL
2343
DELISTED
Kimball International
KBAL
| $372K | ﹤0.01% |
19,268
+2,518
| +15% | +$45K |
|
2344
Veeco
VECO
$3.23B
| $371K | ﹤0.01% |
31,733
+3,352
| +12% | +$37.7K |
|
|
GPOR
2345
DELISTED
Gulfport Energy Corp.
GPOR
| $370K | ﹤0.01% |
136,637
+12,949
| +10% | +$43.2K |
|
2346
American Coastal Insurance
ACIC
$494M
| $369K | ﹤0.01% |
26,363
+14,991
| +132% | +$193K |
|
2347
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.55B
| $369K | ﹤0.01% |
9,769
+309
| +3% | +$11.5K |
|
2348
Accuray
ARAY
$34M
| $366K | ﹤0.01% |
132,188
+6,568
| +5% | +$21.8K |
|
2349
RPC Inc
RES
$1.3B
| $366K | ﹤0.01% |
65,173
+13,346
| +26% | +$79.3K |
|
|
EXTN
2350
DELISTED
Exterran Corporation
EXTN
| $366K | ﹤0.01% |
27,993
+11,944
| +74% | +$144K |
|
Similar funds
UBS AM's Q3 2019 Portfolio in Review
As of Q3 2019, UBS AM held 2,935 positions worth $148B, up 5.8% from $140B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
UBS AM deployed $6.46B of net new capital in Q3 2019, opening 79 new positions and adding to 1,853 existing holdings. Its largest new stake was 10x Genomics: 184,683 shares worth $9.31M.
By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 18% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Apple, an estimated $167M trimmed.
- UBS AM's largest Q3 2019 buy was 10x Genomics: 184,683 shares worth $9.31M.
- UBS AM added most to Alibaba in Q3 2019, an estimated $495M increase.
- UBS AM's biggest Q3 2019 reduction was Apple, cutting an estimated $167M.
- UBS AM fully exited Total System Services, Inc. in Q3 2019, selling an estimated $225M.
- UBS AM's ten largest holdings make up 19% of its $148B portfolio in Q3 2019.
- UBS AM opened 79 new positions and closed 50 in Q3 2019.
- UBS AM's portfolio value rose 5.8% quarter-over-quarter to $148B.
Based on UBS AM's 13F filing for Q3 2019, filed 14 Nov 2019.