UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Procter & Gamble
PG
|
+$257M |
| 2 |
Microsoft
MSFT
|
+$214M |
| 3 |
Meta Platforms (Facebook)
META
|
+$212M |
| 4 |
Palo Alto Networks
PANW
|
+$180M |
| 5 |
Alibaba
BABA
|
+$165M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
PepsiCo
PEP
|
+$224M |
| 2 |
iShares US Treasury Bond ETF
GOVT
|
+$212M |
| 3 |
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
|
+$156M |
| 4 |
Eli Lilly
LLY
|
+$123M |
| 5 |
Fortinet
FTNT
|
+$120M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 18.21% |
| 2 | Healthcare | 13.78% |
| 3 | Financials | 13.47% |
| 4 | Consumer Discretionary | 12.16% |
| 5 | Communication Services | 8.85% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2326
Quanex
NX
$1.01B
| $266K | ﹤0.01% |
16,755
+1,957
| +13% | +$31.1K |
|
2327
Customers Bancorp
CUBI
$2.77B
| $266K | ﹤0.01% |
14,527
+1,327
| +10% | +$26.5K |
|
|
WLH
2328
DELISTED
WILLIAM LYON HOMES
WLH
| $265K | ﹤0.01% |
17,216
-1,771
| -9% | -$24.4K |
|
2329
CytomX Therapeutics
CTMX
$754M
| $264K | ﹤0.01% |
24,590
+11,590
| +89% | +$171K |
|
2330
Smith & Wesson
SWBI
$637M
| $264K | ﹤0.01% |
36,734
+1,822
| +5% | +$16.5K |
|
2331
Columbus McKinnon
CMCO
$584M
| $263K | ﹤0.01% |
7,660
| – | – |
|
|
ACHN
2332
DELISTED
Achillion Pharmaceuticals
ACHN
| $261K | ﹤0.01% |
88,320
+5,000
| +6% | +$12.3K |
|
2333
First Community Bankshares
FCBC
$911M
| $258K | ﹤0.01% |
7,800
| – | – |
|
2334
QuinStreet
QNST
$1.21B
| $257K | ﹤0.01% |
19,229
+3,477
| +22% | +$53.9K |
|
|
CNR
2335
DELISTED
Cornerstone Building Brands, Inc.
CNR
| $257K | ﹤0.01% |
41,775
+12,114
| +41% | +$88.9K |
|
|
RRD
2336
DELISTED
RR Donnelley & Sons Co.
RRD
| $257K | ﹤0.01% |
54,514
-70,357
| -56% | -$362K |
|
2337
Forum Energy Technologies
FET
$835M
| $257K | ﹤0.01% |
2,511
+1,231
| +96% | +$135K |
|
2338
Tootsie Roll Industries
TR
$2.98B
| $256K | ﹤0.01% |
+8,466
| New | +$239K |
|
|
REVG
2339
DELISTED
REV Group
REVG
| $256K | ﹤0.01% |
23,389
+1,500
| +7% | +$13.6K |
|
|
TRUE
2340
DELISTED
TrueCar
TRUE
| $256K | ﹤0.01% |
38,512
+2,300
| +6% | +$19.2K |
|
|
RESI
2341
DELISTED
Front Yard Residential Corporation Common Stock
RESI
| $255K | ﹤0.01% |
27,481
-8,600
| -24% | -$89.7K |
|
|
AHRT
2342
AH Realty Trust
AHRT
$517M
| $254K | ﹤0.01% |
16,300
+2,400
| +17% | +$36.2K |
|
2343
Marcus Corp
MCS
$945M
| $254K | ﹤0.01% |
6,343
+1,025
| +19% | +$42.4K |
|
2344
MACOM Technology Solutions
MTSI
$23.7B
| $254K | ﹤0.01% |
15,186
| – | – |
|
2345
Federal Agricultural Mortgage
AGM
$2.56B
| $254K | ﹤0.01% |
3,500
| – | – |
|
2346
VanEck Short Muni ETF
SMB
$312M
| $253K | ﹤0.01% |
14,431
-1,007
| -7% | -$17.6K |
|
|
THR
2347
DELISTED
Thermon Group Holdings
THR
| $252K | ﹤0.01% |
10,299
| – | – |
|
2348
TriCo Bancshares
TCBK
$1.83B
| $250K | ﹤0.01% |
6,359
+300
| +5% | +$11.3K |
|
2349
Hyster-Yale Materials Handling
HY
$665M
| $249K | ﹤0.01% |
4,000
| – | – |
|
|
ASRT
2350
DELISTED
Assertio
ASRT
| $249K | ﹤0.01% |
819
| – | – |
|
Similar funds
UBS AM's Q1 2019 Portfolio in Review
As of Q1 2019, UBS AM held 2,870 positions worth $135B, up 16% from $116B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
UBS AM's Q1 2019 filing shows 103 new, 1,731 increased, 679 reduced and 79 closed positions. Its largest new stake was Fox Class A: 1,047,931 shares worth $38.5M. The largest sale was PepsiCo, an estimated $224M.
By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 17% a quarter earlier, followed by Healthcare and Financials.
- UBS AM's largest Q1 2019 buy was Fox Class A: 1,047,931 shares worth $38.5M.
- UBS AM added most to Procter & Gamble in Q1 2019, an estimated $257M increase.
- UBS AM's biggest Q1 2019 reduction was PepsiCo, cutting an estimated $224M.
- UBS AM fully exited Twenty-First Century Fox, Inc. Class A in Q1 2019, selling an estimated $156M.
- UBS AM's ten largest holdings make up 19% of its $135B portfolio in Q1 2019.
- UBS AM opened 103 new positions and closed 79 in Q1 2019.
- UBS AM's portfolio value rose 16% quarter-over-quarter to $135B.
Based on UBS AM's 13F filing for Q1 2019, filed 14 May 2019.