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UBS AM

UBS AM Portfolio holdings

AUM $481B
1-Year Est. Return 26.39%
 

UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.

This Fund
S&P 500
This Quarter Est. Return
+5.55%
1 Year Est. Return
+26.39%
3 Year Est. Return
+93.76%
5 Year Est. Return
+124.47%
10 Year Est. Return
+503.98%
AUM
$92.9B
AUM Growth
+$4.42B
Cap. Flow
-$957M
Cap. Flow %
-1.03%
Top 10 Hldgs %
15.02%
Holding
2,661
New
57
Increased
1,159
Reduced
566
Closed
68

Top Buys

Rank Stock Value
1
BIDU icon
Baidu
BIDU
+$360M
2
BABA icon
Alibaba
BABA
+$256M
3
VZ icon
Verizon
VZ
+$158M
4
ATVI
Activision Blizzard
ATVI
+$157M
5
FTV icon
Fortive
FTV
+$142M

Top Sells

Rank Stock Value
1
CTSH icon
Cognizant
CTSH
+$196M
2
CHKP icon
Check Point Software Technologies
CHKP
+$191M
3
TAL icon
TAL Education Group
TAL
+$161M
4
EMC
EMC CORPORATION
EMC
+$151M
5
AMGN icon
Amgen
AMGN
+$117M

Sector Composition

Rank Sector Weight
1 Healthcare 15.26%
2 Technology 15.12%
3 Financials 13.08%
4 Consumer Discretionary 10.57%
5 Communication Services 9.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UBNK
2326
DELISTED
United Financial Bancorp, Inc.
UBNK
$237K ﹤0.01%
17,114
– –
BRS
2327
DELISTED
Bristow Group, Inc.
BRS
$237K ﹤0.01%
16,899
– –
LMOS
2328
DELISTED
Lumos Networks Corp
LMOS
$237K ﹤0.01%
16,900
– –
LADR
2329
Ladder Capital
LADR
$1.21B
$236K ﹤0.01%
17,934
– –
USIG icon
2330
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.3B
– –
0
– –
EIGI
2331
DELISTED
Endurance International Group Holdings, Inc.
EIGI
$235K ﹤0.01%
26,800
– –
QHC
2332
DELISTED
Quorum Health Corporation
QHC
$235K ﹤0.01%
37,459
– –
MOV icon
2333
Movado Group
MOV
$840M
$234K ﹤0.01%
10,902
– –
STFC
2334
DELISTED
State Auto Financial Corp
STFC
$233K ﹤0.01%
9,800
– –
ONIT
2335
Onity Group
ONIT
$311M
$232K ﹤0.01%
4,211
-100
-2% -$4.09K
MGPI icon
2336
MGP Ingredients
MGPI
$371M
$231K ﹤0.01%
+5,700
New +$220K
GFF icon
2337
Griffon
GFF
$4.88B
$230K ﹤0.01%
13,498
– –
SQBG
2338
DELISTED
Sequential Brands Group, Inc.
SQBG
$230K ﹤0.01%
720
– –
RPXC
2339
DELISTED
RPX Corporation
RPXC
$230K ﹤0.01%
21,500
– –
AMRI
2340
DELISTED
Albany Molecular Research Inc
AMRI
$228K ﹤0.01%
13,792
+1,292
+10% +$19.1K
OB
2341
DELISTED
Onebeacon Insurance Group Ltd
OB
$228K ﹤0.01%
16,000
– –
BHR
2342
Braemar Hotels & Resorts
BHR
$146M
$227K ﹤0.01%
16,258
– –
EXTR icon
2343
Extreme Networks
EXTR
$3.18B
$227K ﹤0.01%
50,541
– –
LSAK icon
2344
Lesaka Technologies
LSAK
$403M
$227K ﹤0.01%
26,490
– –
VRA icon
2345
Vera Bradley
VRA
$96.1M
$227K ﹤0.01%
15,000
+4,200
+39% +$63K
OME
2346
DELISTED
Omega Protein
OME
$227K ﹤0.01%
+9,700
New +$228K
IOVA icon
2347
Iovance Biotherapeutics
IOVA
$2.77B
$224K ﹤0.01%
27,261
– –
SPPI
2348
DELISTED
Spectrum Pharmaceuticals Inc
SPPI
$224K ﹤0.01%
47,898
– –
PKD
2349
DELISTED
Parker Drilling Company
PKD
$224K ﹤0.01%
6,897
+2,628
+62% +$84.7K
IQNT
2350
DELISTED
Inteliquent, Inc.
IQNT
$224K ﹤0.01%
13,900
– –
92 93
94
95 96

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UBS AM's Q3 2016 Portfolio in Review

As of Q3 2016, UBS AM held 2,661 positions worth $92.9B, up 5% from $88.5B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Trading was light in Q3 2016: portfolio turnover was 4.7%. UBS AM opened 57 new positions and exited 68, leaving the 2,661-position portfolio largely intact.

By sector, the portfolio is most concentrated in Healthcare at 15% of assets, down from 16% a quarter earlier, followed by Technology and Financials.

  • UBS AM's largest Q3 2016 buy was Fortive: 4,426,476 shares worth $142M.
  • UBS AM added most to Baidu in Q3 2016, an estimated $360M increase.
  • UBS AM's biggest Q3 2016 reduction was Cognizant, cutting an estimated $196M.
  • UBS AM fully exited EMC CORPORATION in Q3 2016, selling an estimated $151M.
  • UBS AM's ten largest holdings make up 15% of its $92.9B portfolio in Q3 2016.
  • UBS AM opened 57 new positions and closed 68 in Q3 2016.
  • UBS AM's portfolio value rose 5% quarter-over-quarter to $92.9B.

Based on UBS AM's 13F filing for Q3 2016, filed 4 Nov 2016.