UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$235M |
| 2 |
Microsoft
MSFT
|
+$176M |
| 3 |
Cognizant
CTSH
|
+$150M |
| 4 |
Chubb
CB
|
+$107M |
| 5 |
Under Armour
UAA
|
+$100M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Thermo Fisher Scientific
TMO
|
+$221M |
| 2 |
Workday
WDAY
|
+$133M |
| 3 |
Pfizer
PFE
|
+$122M |
| 4 |
Apple
AAPL
|
+$122M |
| 5 |
Nike
NKE
|
+$116M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 15.48% |
| 2 | Technology | 14.7% |
| 3 | Financials | 13.4% |
| 4 | Consumer Discretionary | 10.5% |
| 5 | Communication Services | 9.43% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2301
First Bancorp
FBP
$4.44B
| $232K | ﹤0.01% |
79,500
-5,100
| -6% | -$13.6K |
|
|
LNW
2302
DELISTED
Light & Wonder
LNW
| $232K | ﹤0.01% |
24,598
-2,300
| -9% | -$17.2K |
|
|
RAVN
2303
DELISTED
Raven Industries Inc
RAVN
| $231K | ﹤0.01% |
14,399
-1,900
| -12% | -$28.7K |
|
2304
Great Southern Bancorp
GSBC
$886M
| $230K | ﹤0.01% |
6,200
| – | – |
|
|
SA
2305
Seabridge Gold
SA
$3.12B
| $230K | ﹤0.01% |
20,898
-3,800
| -15% | -$33.2K |
|
2306
SunCoke Energy
SXC
$815M
| $230K | ﹤0.01% |
35,397
-1,100
| -3% | -$4.68K |
|
|
TMHC
2307
DELISTED
Taylor Morrison
TMHC
| $230K | ﹤0.01% |
16,300
-1,700
| -9% | -$22.5K |
|
2308
Natural Gas Services Group
NGS
$469M
| $229K | ﹤0.01% |
10,582
+682
| +7% | +$13K |
|
2309
First Interstate BancSystem
FIBK
$3.57B
| $228K | ﹤0.01% |
8,100
-1,400
| -15% | -$37.9K |
|
2310
MannKind Corp
MNKD
$1.24B
| $228K | ﹤0.01% |
28,349
-4,811
| -15% | -$27.5K |
|
|
RFP
2311
DELISTED
Resolute Forest Products Inc.
RFP
| $227K | ﹤0.01% |
41,196
-25,797
| -39% | -$140K |
|
|
SN
2312
DELISTED
Sanchez Energy Corporation
SN
| $227K | ﹤0.01% |
41,299
-3,500
| -8% | -$13.6K |
|
2313
AngioDynamics
ANGO
$625M
| $226K | ﹤0.01% |
18,398
-1,431
| -7% | -$15.8K |
|
2314
M/I Homes
MHO
$3.71B
| $226K | ﹤0.01% |
12,099
-1,000
| -8% | -$18K |
|
2315
Onto Innovation
ONTO
$13.4B
| $225K | ﹤0.01% |
14,199
-1,500
| -10% | -$21K |
|
|
SFS
2316
DELISTED
Smart & Final Stores, Inc.
SFS
| $225K | ﹤0.01% |
13,900
-2,000
| -13% | -$32.3K |
|
|
GLDD
2317
DELISTED
Great Lakes Dredge & Dock
GLDD
| $224K | ﹤0.01% |
50,097
-1,600
| -3% | -$5.73K |
|
|
BMCH
2318
DELISTED
BMC Stock Holdings, Inc
BMCH
| $224K | ﹤0.01% |
+13,460
| New | +$197K |
|
2319
Camden National
CAC
$992M
| $223K | ﹤0.01% |
+7,953
| New | +$214K |
|
2320
Celldex Therapeutics
CLDX
$3.26B
| $223K | ﹤0.01% |
3,936
-65,785
| -94% | -$7.4M |
|
2321
Perdoceo Education
PRDO
$2.03B
| $223K | ﹤0.01% |
49,100
| – | – |
|
|
VASC
2322
DELISTED
Vascular Solutions Inc
VASC
| $223K | ﹤0.01% |
6,863
-500
| -7% | -$14.4K |
|
|
IQNT
2323
DELISTED
Inteliquent, Inc.
IQNT
| $223K | ﹤0.01% |
13,900
-1,500
| -10% | -$24.8K |
|
2324
CVR Energy
CVI
$3.15B
| $222K | ﹤0.01% |
8,499
-700
| -8% | -$20.4K |
|
|
LADR
2325
Ladder Capital
LADR
$1.21B
| $222K | ﹤0.01% |
17,934
+1,594
| +10% | +$17.6K |
|
Similar funds
UBS AM's Q1 2016 Portfolio in Review
As of Q1 2016, UBS AM held 2,740 positions worth $86.2B, down 1.7% from $87.7B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS AM's Q1 2016 filing shows 51 new, 583 increased, 1,774 reduced and 113 closed positions. Its largest new stake was NXP Semiconductors: 1,291,575 shares worth $105M. The largest sale was Thermo Fisher Scientific, an estimated $221M.
By sector, the portfolio is most concentrated in Healthcare at 15% of assets, down from 17% a quarter earlier, followed by Technology and Financials.
- UBS AM's largest Q1 2016 buy was NXP Semiconductors: 1,291,575 shares worth $105M.
- UBS AM added most to Alibaba in Q1 2016, an estimated $235M increase.
- UBS AM's biggest Q1 2016 reduction was Thermo Fisher Scientific, cutting an estimated $221M.
- UBS AM fully exited CHUBB CORPORATION in Q1 2016, selling an estimated $97.5M.
- UBS AM's ten largest holdings make up 15% of its $86.2B portfolio in Q1 2016.
- UBS AM opened 51 new positions and closed 113 in Q1 2016.
- UBS AM's portfolio value fell 1.7% quarter-over-quarter to $86.2B.
Based on UBS AM's 13F filing for Q1 2016, filed 12 May 2016.