UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$948M |
| 2 |
Snowflake
SNOW
|
+$542M |
| 3 |
Sea Limited
SE
|
+$501M |
| 4 |
Procter & Gamble
PG
|
+$491M |
| 5 |
Snap
SNAP
|
+$403M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Infosys
INFY
|
+$434M |
| 2 |
Vanguard Short-Term Treasury ETF
VGSH
|
+$350M |
| 3 |
Lowe's Companies
LOW
|
+$215M |
| 4 |
Applied Materials
AMAT
|
+$186M |
| 5 |
MXIM
Maxim Integrated Products
MXIM
|
+$183M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 26.21% |
| 2 | Healthcare | 13.25% |
| 3 | Financials | 13.07% |
| 4 | Consumer Discretionary | 12.28% |
| 5 | Communication Services | 10.68% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
MYOV
2276
DELISTED
Myovant Sciences Ltd.
MYOV
| $728K | ﹤0.01% |
32,442
| – | – |
|
2277
ProPetro Holding
PUMP
$1.35B
| $728K | ﹤0.01% |
84,155
+18,858
| +29% | +$147K |
|
|
TRTX
2278
TPG RE Finance Trust
TRTX
$618M
| $724K | ﹤0.01% |
58,508
-5,591
| -9% | -$71.6K |
|
2279
Banc of California
BANC
$2.97B
| $723K | ﹤0.01% |
39,102
-4,130
| -10% | -$72.2K |
|
2280
Marcus & Millichap
MMI
$1.19B
| $722K | ﹤0.01% |
17,774
+229
| +1% | +$8.88K |
|
2281
Johnson Outdoors
JOUT
$505M
| $721K | ﹤0.01% |
6,817
| – | – |
|
2282
Arcutis Biotherapeutics
ARQT
$3.18B
| $716K | ﹤0.01% |
29,972
| – | – |
|
2283
CarParts.com
PRTS
$54.7M
| $716K | ﹤0.01% |
4,586
-427
| -9% | -$74.2K |
|
|
ETWO
2284
DELISTED
E2open Parent Holdings
ETWO
| $713K | ﹤0.01% |
63,062
+6,452
| +11% | +$72.4K |
|
|
LL
2285
DELISTED
LL Flooring Holdings, Inc.
LL
| $707K | ﹤0.01% |
37,869
+6,822
| +22% | +$135K |
|
|
MAGN
2286
Magnera Corp
MAGN
$460M
| $706K | ﹤0.01% |
3,851
+605
| +19% | +$117K |
|
2287
Orthofix Medical
OFIX
$419M
| $705K | ﹤0.01% |
18,486
+4,362
| +31% | +$174K |
|
2288
Enanta Pharmaceuticals
ENTA
$400M
| $701K | ﹤0.01% |
12,331
| – | – |
|
|
PENG
2289
Penguin Solutions Inc
PENG
$2.99B
| $700K | ﹤0.01% |
31,476
+1,388
| +5% | +$33.2K |
|
2290
Viking Therapeutics
VKTX
$4B
| $698K | ﹤0.01% |
111,159
-18,069
| -14% | -$112K |
|
|
TRST
2291
Trustco Bank Corp NY
TRST
$938M
| $697K | ﹤0.01% |
21,809
| – | – |
|
|
XENT
2292
DELISTED
Intersect ENT, Inc
XENT
| $694K | ﹤0.01% |
25,527
+1,112
| +5% | +$27.5K |
|
2293
WisdomTree
WT
$3.22B
| $692K | ﹤0.01% |
122,088
-20,226
| -14% | -$124K |
|
|
SCR
2294
DELISTED
Score Media and Gaming Inc. Class A Subordinate Voting Shares
SCR
| $688K | ﹤0.01% |
+20,082
| New | +$555K |
|
2295
Ocular Therapeutix
OCUL
$2.02B
| $686K | ﹤0.01% |
68,621
-6,599
| -9% | -$74.1K |
|
2296
Agilon Health
AGL
$1.6B
| $686K | ﹤0.01% |
1,046
| – | – |
|
2297
Seer Inc
SEER
$120M
| $685K | ﹤0.01% |
+19,825
| New | +$682K |
|
|
CNH
2298
CNH Industrial
CNH
$17.5B
| $684K | ﹤0.01% |
47,339
+23,210
| +96% | +$333K |
|
|
KLRS
2299
Kalaris Therapeutics
KLRS
$96.8M
| $680K | ﹤0.01% |
1,179
+598
| +103% | +$277K |
|
2300
PDF Solutions
PDFS
$2.07B
| $678K | ﹤0.01% |
29,418
+9,697
| +49% | +$200K |
|
Similar funds
UBS AM's Q3 2021 Portfolio in Review
As of Q3 2021, UBS AM held 2,809 positions worth $241B, up 3.2% from $234B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
UBS AM deployed $8.13B of net new capital in Q3 2021, opening 56 new positions and adding to 1,358 existing holdings. Its largest new stake was State Street SPDR Portfolio Intermediate Term Treasury ETF: 6,053,315 shares worth $196M.
By sector, the portfolio is most concentrated in Technology at 26% of assets, up from 26% a quarter earlier, followed by Healthcare and Financials.
On the sell side, the largest reduction was Infosys, an estimated $434M trimmed.
- UBS AM's largest Q3 2021 buy was State Street SPDR Portfolio Intermediate Term Treasury ETF: 6,053,315 shares worth $196M.
- UBS AM added most to Microsoft in Q3 2021, an estimated $948M increase.
- UBS AM's biggest Q3 2021 reduction was Infosys, cutting an estimated $434M.
- UBS AM fully exited Vanguard Short-Term Treasury ETF in Q3 2021, selling an estimated $350M.
- UBS AM's ten largest holdings make up 22% of its $241B portfolio in Q3 2021.
- UBS AM opened 56 new positions and closed 62 in Q3 2021.
- UBS AM's portfolio value rose 3.2% quarter-over-quarter to $241B.
Based on UBS AM's 13F filing for Q3 2021, filed 15 Nov 2021.