UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$495M |
| 2 |
Microsoft
MSFT
|
+$480M |
| 3 |
Global Payments
GPN
|
+$400M |
| 4 |
Mastercard
MA
|
+$274M |
| 5 |
Comcast
CMCSA
|
+$254M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TSS
Total System Services, Inc.
TSS
|
+$225M |
| 2 |
WP
Worldpay, Inc.
WP
|
+$190M |
| 3 |
Apple
AAPL
|
+$167M |
| 4 |
RHT
Red Hat Inc
RHT
|
+$166M |
| 5 |
APC
Anadarko Petroleum
APC
|
+$108M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 18.77% |
| 2 | Financials | 14.07% |
| 3 | Healthcare | 13.13% |
| 4 | Consumer Discretionary | 12.1% |
| 5 | Communication Services | 8.54% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
SP
2276
DELISTED
SP Plus Corporation
SP
| $478K | ﹤0.01% |
+12,909
| New | +$450K |
|
|
AMAG
2277
DELISTED
AMAG Pharmaceuticals
AMAG
| $474K | ﹤0.01% |
41,062
+14,087
| +52% | +$148K |
|
2278
National Beverage
FIZZ
$3.01B
| $473K | ﹤0.01% |
21,334
+11,888
| +126% | +$257K |
|
2279
Hanmi Financial
HAFC
$946M
| $473K | ﹤0.01% |
25,176
+8,525
| +51% | +$168K |
|
|
TPIC
2280
DELISTED
TPI Composites
TPIC
| $471K | ﹤0.01% |
25,138
+5,054
| +25% | +$108K |
|
|
SHYF
2281
DELISTED
The Shyft Group
SHYF
| $470K | ﹤0.01% |
34,286
+16,286
| +90% | +$199K |
|
2282
Xtrackers MSCI Japan Hedged Equity ETF
DBJP
$705M
| $470K | ﹤0.01% |
11,813
-6,209
| -34% | -$237K |
|
2283
Manitowoc
MTW
$675M
| $467K | ﹤0.01% |
37,394
+2,118
| +6% | +$32K |
|
|
UCTT
2284
Ultra Clean Holdings
UCTT
$3.95B
| $465K | ﹤0.01% |
31,785
+14,985
| +89% | +$208K |
|
|
SPTN
2285
DELISTED
SpartanNash
SPTN
| $464K | ﹤0.01% |
39,223
+6,486
| +20% | +$73K |
|
2286
Great Southern Bancorp
GSBC
$878M
| $463K | ﹤0.01% |
8,124
+3,924
| +93% | +$227K |
|
2287
Camden National
CAC
$976M
| $460K | ﹤0.01% |
10,626
+5,448
| +105% | +$236K |
|
|
DX
2288
Dynex Capital
DX
$3.21B
| $458K | ﹤0.01% |
30,999
+15,134
| +95% | +$237K |
|
2289
Wipro
WIT
$20B
| $458K | ﹤0.01% |
251,024
| – | – |
|
2290
Waterstone Financial
WSBF
$375M
| $457K | ﹤0.01% |
26,626
+4,747
| +22% | +$80.1K |
|
|
COWN
2291
DELISTED
Cowen Inc. Class A Common Stock
COWN
| $457K | ﹤0.01% |
29,708
+1,537
| +5% | +$24.9K |
|
2292
Northern Oil and Gas
NOG
$2.35B
| $456K | ﹤0.01% |
23,280
+5,570
| +31% | +$102K |
|
|
CPLG
2293
DELISTED
CorePoint Lodging Inc. Common Stock
CPLG
| $455K | ﹤0.01% |
45,006
+19,460
| +76% | +$210K |
|
2294
iShares MSCI United Kingdom ETF
EWU
$4.16B
| $452K | ﹤0.01% |
14,389
+1,053
| +8% | +$32.8K |
|
|
RESI
2295
DELISTED
Front Yard Residential Corporation Common Stock
RESI
| $451K | ﹤0.01% |
39,009
+6,889
| +21% | +$79.7K |
|
|
CWEN.A
2296
DELISTED
Clearway Energy Class A
CWEN.A
| $451K | ﹤0.01% |
25,993
+1,606
| +7% | +$27.1K |
|
|
VIVO
2297
DELISTED
Meridian Bioscience Inc
VIVO
| $449K | ﹤0.01% |
47,317
+18,787
| +66% | +$198K |
|
2298
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.92B
| $449K | ﹤0.01% |
4,128
-19
| -0.5% | -$2.06K |
|
2299
Donnelley Financial Solutions
DFIN
$1.16B
| $446K | ﹤0.01% |
36,220
+6,654
| +23% | +$82.5K |
|
|
SNR
2300
DELISTED
NEW SENIOR INVESTMENT GROUP INC.
SNR
| $445K | ﹤0.01% |
66,683
+5,025
| +8% | +$33.3K |
|
Similar funds
UBS AM's Q3 2019 Portfolio in Review
As of Q3 2019, UBS AM held 2,935 positions worth $148B, up 5.8% from $140B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
UBS AM deployed $6.46B of net new capital in Q3 2019, opening 79 new positions and adding to 1,853 existing holdings. Its largest new stake was 10x Genomics: 184,683 shares worth $9.31M.
By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 18% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Apple, an estimated $167M trimmed.
- UBS AM's largest Q3 2019 buy was 10x Genomics: 184,683 shares worth $9.31M.
- UBS AM added most to Alibaba in Q3 2019, an estimated $495M increase.
- UBS AM's biggest Q3 2019 reduction was Apple, cutting an estimated $167M.
- UBS AM fully exited Total System Services, Inc. in Q3 2019, selling an estimated $225M.
- UBS AM's ten largest holdings make up 19% of its $148B portfolio in Q3 2019.
- UBS AM opened 79 new positions and closed 50 in Q3 2019.
- UBS AM's portfolio value rose 5.8% quarter-over-quarter to $148B.
Based on UBS AM's 13F filing for Q3 2019, filed 14 Nov 2019.