UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Short-Term Treasury ETF
VGSH
|
+$351M |
| 2 |
Cisco
CSCO
|
+$313M |
| 3 |
Coca-Cola
KO
|
+$283M |
| 4 |
Estee Lauder
EL
|
+$268M |
| 5 |
TUYA
Tuya Inc
TUYA
|
+$195M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$3.16B |
| 2 |
TAL Education Group
TAL
|
+$1.92B |
| 3 |
Alibaba
BABA
|
+$1.88B |
| 4 |
Procter & Gamble
PG
|
+$640M |
| 5 |
New Oriental
EDU
|
+$454M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 25.72% |
| 2 | Healthcare | 12.81% |
| 3 | Financials | 12.8% |
| 4 | Consumer Discretionary | 12.5% |
| 5 | Communication Services | 10.59% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2226
WisdomTree
WT
$3.22B
| $882K | ﹤0.01% |
142,314
+55,844
| +65% | +$368K |
|
2227
Zumiez
ZUMZ
$339M
| $881K | ﹤0.01% |
17,990
+1,514
| +9% | +$68K |
|
2228
Axogen
AXGN
$2.5B
| $880K | ﹤0.01% |
40,741
-167
| -0.4% | -$3.38K |
|
|
AERI
2229
DELISTED
Aerie Pharmaceuticals
AERI
| $876K | ﹤0.01% |
54,726
+12,650
| +30% | +$217K |
|
|
EXK
2230
Endeavour Silver
EXK
$2.83B
| $875K | ﹤0.01% |
142,791
+11,800
| +9% | +$73.8K |
|
2231
Center Bancorp
CNOB
$1.78B
| $874K | ﹤0.01% |
33,378
-1,745
| -5% | -$47.1K |
|
2232
Karyopharm Therapeutics
KPTI
$48M
| $871K | ﹤0.01% |
5,626
+1,918
| +52% | +$278K |
|
|
EBSB
2233
DELISTED
Meridian Bancorp, Inc.
EBSB
| $870K | ﹤0.01% |
42,537
+2,768
| +7% | +$57.5K |
|
2234
Mesa Laboratories
MLAB
$574M
| $870K | ﹤0.01% |
3,209
-1,663
| -34% | -$422K |
|
|
BRSP
2235
BrightSpire Capital
BRSP
$648M
| $870K | ﹤0.01% |
92,565
+16,959
| +22% | +$156K |
|
2236
Par Pacific Holdings
PARR
$3.32B
| $869K | ﹤0.01% |
51,677
+20,297
| +65% | +$305K |
|
2237
Green Plains
GPRE
$1.03B
| $869K | ﹤0.01% |
25,850
-151
| -0.6% | -$4.5K |
|
|
TVRD
2238
Tvardi Therapeutics
TVRD
$23.4M
| $867K | ﹤0.01% |
1,687
+4
| +0.2% | +$2.54K |
|
2239
OneSpan
OSPN
$618M
| $865K | ﹤0.01% |
33,874
+2,396
| +8% | +$62.6K |
|
2240
S&T Bancorp
STBA
$1.79B
| $863K | ﹤0.01% |
27,564
-1,493
| -5% | -$49.5K |
|
|
TRTX
2241
TPG RE Finance Trust
TRTX
$618M
| $862K | ﹤0.01% |
64,099
+2,440
| +4% | +$31.3K |
|
|
NP
2242
DELISTED
Neenah, Inc. Common Stock
NP
| $862K | ﹤0.01% |
17,180
+1,170
| +7% | +$62.4K |
|
2243
MarineMax
HZO
$788M
| $861K | ﹤0.01% |
17,662
-34
| -0.2% | -$1.77K |
|
2244
Sonic Automotive
SAH
$2.61B
| $861K | ﹤0.01% |
19,238
+600
| +3% | +$29.1K |
|
2245
Preferred Bank
PFBC
$1.25B
| $859K | ﹤0.01% |
13,580
-757
| -5% | -$50.4K |
|
2246
TriCo Bancshares
TCBK
$1.83B
| $858K | ﹤0.01% |
20,155
-4,755
| -19% | -$221K |
|
|
BMTC
2247
DELISTED
Bryn Mawr Bank Corp
BMTC
| $858K | ﹤0.01% |
20,340
+1,370
| +7% | +$62.7K |
|
|
VLDR
2248
DELISTED
Velodyne Lidar, Inc. Common Stock
VLDR
| $858K | ﹤0.01% |
+80,645
| New | +$952K |
|
|
VVNT
2249
DELISTED
Vivint Smart Home, Inc. Class A Common Stock
VVNT
| $858K | ﹤0.01% |
+64,978
| New | +$870K |
|
2250
Kearny Financial
KRNY
$599M
| $855K | ﹤0.01% |
71,517
-3,049
| -4% | -$38.6K |
|
Similar funds
UBS AM's Q2 2021 Portfolio in Review
As of Q2 2021, UBS AM held 2,827 positions worth $234B, up 3.3% from $226B the previous quarter. Its ten largest holdings account for 21% of the portfolio.
UBS AM withdrew a net $11.4B in Q2 2021, closing 76 positions and reducing 923 holdings. Its most notable exit was Seagate, an estimated $107M position sold in full.
By sector, the portfolio is most concentrated in Technology at 26% of assets, up from 25% a quarter earlier, followed by Healthcare and Financials.
Against the trend, UBS AM opened a new position in Vanguard Short-Term Treasury ETF worth $350M.
- UBS AM's largest Q2 2021 buy was Vanguard Short-Term Treasury ETF: 5,703,693 shares worth $350M.
- UBS AM added most to Cisco in Q2 2021, an estimated $313M increase.
- UBS AM's biggest Q2 2021 reduction was Microsoft, cutting an estimated $3.16B.
- UBS AM fully exited Seagate in Q2 2021, selling an estimated $107M.
- UBS AM's ten largest holdings make up 21% of its $234B portfolio in Q2 2021.
- UBS AM opened 239 new positions and closed 76 in Q2 2021.
- UBS AM's portfolio value rose 3.3% quarter-over-quarter to $234B.
Based on UBS AM's 13F filing for Q2 2021, filed 16 Aug 2021.