UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$365M |
| 2 |
Trane Technologies
TT
|
+$207M |
| 3 |
TC Energy
TRP
|
+$163M |
| 4 |
Merck
MRK
|
+$158M |
| 5 |
Walt Disney
DIS
|
+$158M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$210M |
| 2 |
Alphabet (Google) Class A
GOOGL
|
+$196M |
| 3 |
Johnson & Johnson
JNJ
|
+$190M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$180M |
| 5 |
Meta Platforms (Facebook)
META
|
+$169M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 18.31% |
| 2 | Financials | 14.07% |
| 3 | Healthcare | 13.31% |
| 4 | Consumer Discretionary | 12.06% |
| 5 | Communication Services | 8.62% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2226
Energy Recovery
ERII
$457M
| $444K | ﹤0.01% |
42,651
-1,400
| -3% | -$13.8K |
|
2227
Columbia Financial
CLBK
$1.12B
| $444K | ﹤0.01% |
29,400
+14,500
| +97% | +$223K |
|
|
XOG
2228
DELISTED
Extraction Oil & Gas, Inc. Common Stock
XOG
| $444K | ﹤0.01% |
102,458
-26,507
| -21% | -$113K |
|
|
XIFR
2229
XPLR Infrastructure LP
XIFR
$1.09B
| $443K | ﹤0.01% |
9,191
+4,073
| +80% | +$189K |
|
2230
Zumiez
ZUMZ
$330M
| $443K | ﹤0.01% |
16,990
+8,347
| +97% | +$203K |
|
2231
Live Oak Bancshares
LOB
$2.03B
| $443K | ﹤0.01% |
+25,834
| New | +$424K |
|
2232
Evolent Health
EVH
$346M
| $442K | ﹤0.01% |
55,656
+5,193
| +10% | +$61.5K |
|
2233
Kornit Digital
KRNT
$781M
| $440K | ﹤0.01% |
13,900
+1,600
| +13% | +$44.2K |
|
2234
Synaptics
SYNA
$3.91B
| $440K | ﹤0.01% |
15,099
-6,537
| -30% | -$213K |
|
2235
Axcelis
ACLS
$4.2B
| $438K | ﹤0.01% |
29,103
+15,136
| +108% | +$270K |
|
2236
Community Health Systems
CYH
$416M
| $434K | ﹤0.01% |
162,663
+5,141
| +3% | +$16.2K |
|
|
ATSG
2237
DELISTED
Air Transport Services Group
ATSG
| $432K | ﹤0.01% |
17,709
+5,819
| +49% | +$134K |
|
2238
Mercer International
MERC
$45.3M
| $432K | ﹤0.01% |
27,894
+288
| +1% | +$4.33K |
|
2239
iShares MSCI United Kingdom ETF
EWU
$4.14B
| $431K | ﹤0.01% |
13,336
-246
| -2% | -$8.1K |
|
|
CARO
2240
DELISTED
Carolina Financial Corp.
CARO
| $431K | ﹤0.01% |
12,269
| – | – |
|
2241
AngioDynamics
ANGO
$622M
| $429K | ﹤0.01% |
21,784
+746
| +4% | +$15.2K |
|
2242
Photronics
PLAB
$1.89B
| $429K | ﹤0.01% |
52,287
+3,546
| +7% | +$31.5K |
|
|
FARO
2243
DELISTED
Faro Technologies
FARO
| $426K | ﹤0.01% |
8,100
| – | – |
|
2244
MGP Ingredients
MGPI
$379M
| $426K | ﹤0.01% |
6,417
+456
| +8% | +$32.1K |
|
2245
Nomad Foods
NOMD
$1.65B
| $425K | ﹤0.01% |
19,893
| – | – |
|
2246
Essential Properties Realty Trust
EPRT
$6.65B
| $425K | ﹤0.01% |
21,200
+6,400
| +43% | +$131K |
|
2247
American Public Education
APEI
$987M
| $423K | ﹤0.01% |
14,305
+7,306
| +104% | +$224K |
|
2248
Buckle
BKE
$2.34B
| $422K | ﹤0.01% |
24,382
+2,074
| +9% | +$36.5K |
|
2249
HealthStream
HSTM
$818M
| $420K | ﹤0.01% |
16,235
-297
| -2% | -$7.8K |
|
|
NGD
2250
DELISTED
New Gold Inc
NGD
| $418K | ﹤0.01% |
430,447
+96,600
| +29% | +$76.7K |
|
Similar funds
UBS AM's Q2 2019 Portfolio in Review
As of Q2 2019, UBS AM held 2,924 positions worth $140B, up 4% from $135B the previous quarter. Its ten largest holdings account for 18% of the portfolio.
UBS AM's Q2 2019 filing shows 135 new, 1,612 increased, 794 reduced and 70 closed positions. Its largest new stake was Dow Inc: 2,393,505 shares worth $118M. The largest sale was Microsoft, an estimated $210M.
By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 18% a quarter earlier, followed by Financials and Healthcare.
- UBS AM's largest Q2 2019 buy was Dow Inc: 2,393,505 shares worth $118M.
- UBS AM added most to Alibaba in Q2 2019, an estimated $365M increase.
- UBS AM's biggest Q2 2019 reduction was Microsoft, cutting an estimated $210M.
- UBS AM fully exited Ultimate Software Group Inc in Q2 2019, selling an estimated $18.2M.
- UBS AM's ten largest holdings make up 18% of its $140B portfolio in Q2 2019.
- UBS AM opened 135 new positions and closed 70 in Q2 2019.
- UBS AM's portfolio value rose 4% quarter-over-quarter to $140B.
Based on UBS AM's 13F filing for Q2 2019, filed 15 Aug 2019.